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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2024 Filed Aug 19, 2024 20:16 UTC
Naemura David H.Chief Financial Officer
GrantCommon Stock (Right to Buy) · Derivative 201,764 $0.00 Strike: $16.79 $0.00
Disclosure

SEC source: 0000711377-24-000017 · primary_doc.xml · derivative · entry 2

Naemura David H. · CIK 0001728876 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,694

Underlying: Common Stock · 201,764 shares

Expires 2031-08-15

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:16 UTC
Naemura David H.Chief Financial Officer
GrantCommon Stock 42,883 $16.79 $720,005.57
Disclosure

SEC source: 0000711377-24-000017 · primary_doc.xml · nonDerivative · entry 1

Naemura David H. · CIK 0001728876 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,335

F1 · shares: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:08 UTC
Rocklin Amy MChief Legal Officer
GrantCommon Stock (Right to Buy) · Derivative 145,718 $0.00 Strike: $16.79 $0.00
Disclosure

SEC source: 0000711377-24-000016 · primary_doc.xml · derivative · entry 2

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,613

Underlying: Common Stock · 145,718 shares

Expires 2031-08-15

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:08 UTC
Rocklin Amy MChief Legal Officer
GrantCommon Stock 30,971 $16.79 $520,003.09
Disclosure

SEC source: 0000711377-24-000016 · primary_doc.xml · nonDerivative · entry 1

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,335

F1 · shares: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
August 15, 2024 Filed Aug 19, 2024 19:41 UTC
Moylan John PatrickChief Accounting Officer
GrantCommon Stock (Right to Buy) · Derivative 18,682 $0.00 Strike: $16.79 $0.00
Disclosure

SEC source: 0000711377-24-000015 · primary_doc.xml · derivative · entry 2

Moylan John Patrick · CIK 0002019232 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,682

Underlying: Common Stock · 18,682 shares

Expires 2031-08-15

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
August 15, 2024 Filed Aug 19, 2024 19:41 UTC
Moylan John PatrickChief Accounting Officer
GrantRestricted Stock Units 5,956 $16.79 $100,001.24
Disclosure

SEC source: 0000711377-24-000015 · primary_doc.xml · nonDerivative · entry 1

Moylan John Patrick · CIK 0002019232 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,956

F1 · shares: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
August 06, 2024 Filed Aug 7, 2024 14:17 UTC PurchaseCommon Stock 3,000 $16.86 $50,571.00
Disclosure

SEC source: 0000711377-24-000014 · primary_doc.xml · nonDerivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,392

Read SEC document
May 01, 2024 Filed May 3, 2024 13:23 UTC
Moylan John PatrickChief Accounting Officer
GrantRestricted Stock Units · Derivative 13,673 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0000711377-24-000012 · primary_doc.xml · derivative · entry 2

Moylan John Patrick · CIK 0002019232 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,673

Underlying: Common Stock · 13,673 shares

Expires 2027-05-01

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
May 01, 2024 Filed May 3, 2024 13:23 UTC
Moylan John PatrickChief Accounting Officer
GrantCommon Stock (Right to Buy) · Derivative 34,516 $0.00 Strike: $12.25 $0.00
Disclosure

SEC source: 0000711377-24-000012 · primary_doc.xml · derivative · entry 1

Moylan John Patrick · CIK 0002019232 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,516

Underlying: Common Stock · 34,516 shares

Expires 2031-05-01

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
April 25, 2024 Filed Apr 26, 2024 16:50 UTC Exercise / conversionRestricted Stock Units · Derivative 2,113 $11.96 Strike: $11.96 $25,271.48
Disclosure

SEC source: 0000711377-24-000011 · primary_doc.xml · derivative · entry 3

ADENT JOHN EDWARD · CIK 0001651434 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,338

Underlying: Common Stock · 2,113 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 16:50 UTC Tax withholdingCommon Stock 615 $11.96 $7,355.40
Disclosure

SEC source: 0000711377-24-000011 · primary_doc.xml · nonDerivative · entry 2

ADENT JOHN EDWARD · CIK 0001651434 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,364

Read SEC document
April 25, 2024 Filed Apr 26, 2024 16:50 UTC Exercise / conversionCommon Stock 2,113 $11.96 $25,271.48
Disclosure

SEC source: 0000711377-24-000011 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 16:38 UTC
Jones Douglas EdwardChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 845 $11.96 Strike: $11.96 $10,106.20
Disclosure

SEC source: 0000711377-24-000010 · primary_doc.xml · derivative · entry 3

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,535

Underlying: Common Stock · 845 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 16:38 UTC
Jones Douglas EdwardChief Operating Officer
Tax withholdingCommon Stock 291 $11.96 $3,480.36
Disclosure

SEC source: 0000711377-24-000010 · primary_doc.xml · nonDerivative · entry 2

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,685

Read SEC document
April 25, 2024 Filed Apr 26, 2024 16:38 UTC
Jones Douglas EdwardChief Operating Officer
Exercise / conversionCommon Stock 845 $11.96 $10,106.20
Disclosure

SEC source: 0000711377-24-000010 · primary_doc.xml · nonDerivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 13:48 UTC
Rocklin Amy MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 563 $11.96 Strike: $11.96 $6,733.48
Disclosure

SEC source: 0000711377-24-000009 · primary_doc.xml · derivative · entry 2

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,691

Underlying: Common Stock · 563 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 13:48 UTC
Rocklin Amy MChief Legal Officer
Exercise / conversionCommon Shares 563 $11.96 $6,733.48
Disclosure

SEC source: 0000711377-24-000009 · primary_doc.xml · nonDerivative · entry 1

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 13:05 UTC OtherCommon Stock 17,477 $12.09 $211,296.93
Disclosure

SEC source: 0000711377-24-000008 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,866

Read SEC document
April 23, 2024 Filed May 3, 2024 20:27 UTC Amendment OtherCommon Stock 17,899 $11.81 $211,369.29
Disclosure

SEC source: 0000711377-24-000013 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,288

F1 · shares: Amount based on finalized transaction, which was executed as of 4/23/2024

Read SEC document
April 17, 2024 Filed Apr 17, 2024 16:04 UTC
Jones Douglas EdwardChief Operating Officer
PurchaseCommon Stock 10,000 $12.36 $123,590.00
Disclosure

SEC source: 0000711377-24-000007 · primary_doc.xml · nonDerivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,131

Read SEC document
April 11, 2024 Filed Apr 11, 2024 15:40 UTC PurchaseCommon Stock 7,500 $13.06 $97,986.00
Disclosure

SEC source: 0000711377-24-000004 · primary_doc.xml · nonDerivative · entry 1

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,392

Read SEC document
April 10, 2024 Filed Apr 10, 2024 20:18 UTC PurchaseCommon Stock 12,500 $12.51 $156,321.25
Disclosure

SEC source: 0000711377-24-000003 · primary_doc.xml · nonDerivative · entry 1

Naemura David H. · CIK 0001728876 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,040

Read SEC document
April 10, 2024 Filed Apr 10, 2024 18:25 UTC PurchaseCommon Stock 23,000 $12.36 $284,190.30
Disclosure

SEC source: 0000711377-24-000002 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,389

Read SEC document
November 03, 2023 Filed Nov 3, 2023 17:59 UTC PurchaseCommon Stock 2,000 $16.06 $32,110.00
Disclosure

SEC source: 0000711377-23-000029 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,509

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:38 UTC Exercise / conversionRestricted Stock Units · Derivative 5,329 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000028 · primary_doc.xml · derivative · entry 2

Woteki Catherine E · CIK 0001829079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,706

Underlying: Common Stock · 5,329 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:38 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,716 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000028 · primary_doc.xml · derivative · entry 1

Woteki Catherine E · CIK 0001829079 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,883

Underlying: Common Stock · 13,716 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 5,329 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000026 · primary_doc.xml · derivative · entry 2

RODRIGUEZ RAFAEL A · CIK 0001167293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,706

Underlying: Common Stock · 5,329 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:32 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,716 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000026 · primary_doc.xml · derivative · entry 1

RODRIGUEZ RAFAEL A · CIK 0001167293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,883

Underlying: Common Stock · 13,716 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 5,329 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000027 · primary_doc.xml · derivative · entry 2

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,706

Underlying: Common Stock · 5,329 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:35 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,716 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000027 · primary_doc.xml · derivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,217

Underlying: Common Stock · 13,716 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 5,329 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000025 · primary_doc.xml · derivative · entry 2

Gupta Aashima · CIK 0001946262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,470

Underlying: Common Stock · 5,329 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:28 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,716 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000025 · primary_doc.xml · derivative · entry 1

Gupta Aashima · CIK 0001946262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,132

Underlying: Common Stock · 13,716 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 5,329 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000024 · primary_doc.xml · derivative · entry 2

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,706

Underlying: Common Stock · 5,329 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:24 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,716 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000024 · primary_doc.xml · derivative · entry 1

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,663

Underlying: Common Stock · 13,716 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:21 UTC Exercise / conversionRestricted Stock Units · Derivative 5,329 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000023 · primary_doc.xml · derivative · entry 2

CAPELLO JEFFREY D · CIK 0001224108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,470

Underlying: Common Stock · 5,329 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:21 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,716 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000023 · primary_doc.xml · derivative · entry 1

CAPELLO JEFFREY D · CIK 0001224108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,132

Underlying: Common Stock · 13,716 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 5,329 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000022 · primary_doc.xml · derivative · entry 2

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,706

Underlying: Common Stock · 5,329 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:17 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,716 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000022 · primary_doc.xml · derivative · entry 1

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,217

Underlying: Common Stock · 13,716 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:13 UTC Exercise / conversionRestricted Stock Units · Derivative 5,329 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000021 · primary_doc.xml · derivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,706

Underlying: Common Stock · 5,329 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 20:13 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,716 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000021 · primary_doc.xml · derivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,883

Underlying: Common Stock · 13,716 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 16:11 UTC
Lilly Jason WarrenVice President
Exercise / conversionRestricted Stock Units · Derivative 14,574 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000020 · primary_doc.xml · derivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,038

Underlying: Common Stock · 14,574 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 16:11 UTC
Lilly Jason WarrenVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 25,004 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000020 · primary_doc.xml · derivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,196

Underlying: Common Stock · 25,004 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 16:01 UTC
Rocklin Amy MChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 28,424 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000019 · primary_doc.xml · derivative · entry 2

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,632

Underlying: Common Stock · 28,424 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

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October 26, 2023 Filed Oct 31, 2023 16:01 UTC
Rocklin Amy MChief Legal Officer
Exercise / conversionCommon Stock (Right to Buy) · Derivative 109,725 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000019 · primary_doc.xml · derivative · entry 1

Rocklin Amy M · CIK 0001959089 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,255

Underlying: Common Stock · 109,725 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

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October 26, 2023 Filed Oct 31, 2023 15:55 UTC
Jones Douglas EdwardChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 46,512 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000018 · primary_doc.xml · derivative · entry 2

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,122

Underlying: Common Stock · 46,512 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 15:55 UTC
Jones Douglas EdwardChief Operating Officer
Exercise / conversionCommon Stock (Right to Buy) · Derivative 179,550 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000018 · primary_doc.xml · derivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,226

Underlying: Common Stock · 179,550 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 15:47 UTC Exercise / conversionRestricted Stock Units · Derivative 46,512 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000017 · primary_doc.xml · derivative · entry 2

Naemura David H. · CIK 0001728876 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,247

Underlying: Common Stock · 46,512 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 15:47 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 179,550 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000017 · primary_doc.xml · derivative · entry 1

Naemura David H. · CIK 0001728876 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,963

Underlying: Common Stock · 179,550 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 15:38 UTC Exercise / conversionRestricted Stock Units · Derivative 116,279 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000016 · primary_doc.xml · derivative · entry 2

ADENT JOHN EDWARD · CIK 0001651434 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,794

Underlying: Common Stock · 116,279 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 15:38 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 698,251 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000016 · primary_doc.xml · derivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,965,248

Underlying: Common Stock · 698,251 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.