NDLS

SEC source: 0001209191-24-005665 · doc4.xml · nonDerivative · entry 3

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 78,982

F3 · ownership.nature: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001275158-24-000063 · wk-form4_1715977653.xml · nonDerivative · entry 1

Hartnett Robert M. · CIK 0001680495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,085

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

SEC source: 0001275158-24-000062 · wk-form4_1715977630.xml · nonDerivative · entry 1

Egan Mary · CIK 0001713652 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,439

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

SEC source: 0001275158-24-000061 · wk-form4_1715977607.xml · nonDerivative · entry 1

Taylor Shawn A · CIK 0001307501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,078

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

SEC source: 0001275158-24-000059 · wk-form4_1715977555.xml · nonDerivative · entry 1

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,892

F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on May 15, 2025.

SEC source: 0001275158-24-000056 · wk-form4_1715977456.xml · nonDerivative · entry 1

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,987

F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on May 15, 2025.

SEC source: 0001275158-24-000055 · wk-form4_1715977430.xml · nonDerivative · entry 1

Schreiber Elisa · CIK 0001795154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,647

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

SEC source: 0001275158-24-000054 · wk-form4_1715977406.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,527

F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on May 15, 2025.

SEC source: 0001275158-24-000011 · wk-form4_1710799803.xml · nonDerivative · entry 3

Pool Stacey · CIK 0001797448 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,429

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000011 · wk-form4_1710799803.xml · nonDerivative · entry 2

Pool Stacey · CIK 0001797448 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,516

F2 · shares: On March 14, 2021, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria.

SEC source: 0001275158-24-000011 · wk-form4_1710799803.xml · nonDerivative · entry 1

Pool Stacey · CIK 0001797448 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,386

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000013 · wk-form4_1710799899.xml · nonDerivative · entry 3

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,999

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000013 · wk-form4_1710799899.xml · nonDerivative · entry 2

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,078

F2 · shares: On March 14, 2021, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria.

SEC source: 0001275158-24-000013 · wk-form4_1710799899.xml · nonDerivative · entry 1

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,948

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000023 · wk-form4_1710800399.xml · nonDerivative · entry 3

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,850

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000023 · wk-form4_1710800399.xml · nonDerivative · entry 2

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,698

F2 · shares: On March 14, 2021, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria.

SEC source: 0001275158-24-000023 · wk-form4_1710800399.xml · nonDerivative · entry 1

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,335

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000021 · wk-form4_1710800323.xml · nonDerivative · entry 3

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,512

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000021 · wk-form4_1710800323.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,165

F2 · shares: On March 14th, 2021, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria.

SEC source: 0001275158-24-000021 · wk-form4_1710800323.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,250

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000019 · wk-form4_1710800218.xml · nonDerivative · entry 3

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,972

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000019 · wk-form4_1710800218.xml · nonDerivative · entry 2

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,625

F2 · shares: On March 14, 2021, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria.

SEC source: 0001275158-24-000019 · wk-form4_1710800218.xml · nonDerivative · entry 1

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,710

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000016 · wk-form4_1710800055.xml · nonDerivative · entry 3

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,745

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000016 · wk-form4_1710800055.xml · nonDerivative · entry 2

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,398

F2 · shares: On March 14, 2021, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria.

SEC source: 0001275158-24-000016 · wk-form4_1710800055.xml · nonDerivative · entry 1

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,483

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-24-000009 · wk-form4_1709853122.xml · derivative · entry 3

MADSEN ANDREW H · CIK 0001170840 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2034-03-06

F3 · derivative.exercise_date: Options will vest and become exercisable on the third anniversary of the grant date, provided that the greater of (A) the closing price of the common stock on the trading day immediately preceding the vesting date, or (B) the daily volume weighted average price of the common stock during the 45 day period ending immediately prior to the vesting date equals or exceeds certain levels.

SEC source: 0001275158-24-000009 · wk-form4_1709853122.xml · nonDerivative · entry 2

MADSEN ANDREW H · CIK 0001170840 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,555

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares were valued based on the closing price of the common stock on the date of surrender.

SEC source: 0001275158-24-000009 · wk-form4_1709853122.xml · nonDerivative · entry 1

MADSEN ANDREW H · CIK 0001170840 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,615

F1 · shares: Award of Restricted Stock Units ("RSU's"). Each RSU represents a right to receive one share of Noodles & Company Class A common stock ("common stock"). The RSU's vest in 1/3 increments on the first three anniversaries of the grant date.

SEC source: 0001275158-24-000002 · wk-form4_1704316790.xml · nonDerivative · entry 1

Pool Stacey · CIK 0001797448 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,418

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001209191-23-056259 · doc4.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,800 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-056259 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,266,143

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001275158-23-000098 · wk-form4_1699921715.xml · nonDerivative · entry 1

MADSEN ANDREW H · CIK 0001170840 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,412

F1 · shares: Award of Restricted Stock Units ("RSUs") received on November 9, 2023. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest upon the earlier of the date a permanent Chief Executive Officer commences employment with the Company or a Change in Control (as defined in the Company's 2023 Stock Incentive Plan), subject to the Reporting Person's continued employment with the Company through the date thereof.

SEC source: 0001209191-23-053502 · doc4.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,900 shares

Expires 2023-10-20

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-053502 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,248,343

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-051574 · doc4.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178

Underlying: Class A Common Stock · 200 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-051574 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246,443

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-050180 · doc4.xml · derivative · entry 7

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19

Underlying: Class A Common Stock · 100 shares

Expires 2023-10-20

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-050180 · doc4.xml · derivative · entry 6

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180

Underlying: Class A Common Stock · 6,900 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-050180 · doc4.xml · nonDerivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246,243

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-050180 · doc4.xml · derivative · entry 5

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249

Underlying: Class A Common Stock · 169,200 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-050180 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,239,243

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-049590 · doc4.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 245,500 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-049590 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,070,043

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-049029 · doc4.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,941

Underlying: Class A Common Stock · 70,700 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-049029 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,824,543

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-048659 · doc4.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Class A Common Stock · 100 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-048659 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753,843

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047993 · doc4.xml · derivative · entry 9

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,649

Underlying: Class A Common Stock · 60,100 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047993 · doc4.xml · nonDerivative · entry 3

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753,743

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.