NDAQ

SEC source: 0000950170-25-050445 · ownership.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · EVP, Global CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,227

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

SEC source: 0000950170-25-050503 · ownership.xml · nonDerivative · entry 3

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,582

F3 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

SEC source: 0000950170-25-050503 · ownership.xml · nonDerivative · entry 2

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,985

F2 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

SEC source: 0000950170-25-050503 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,752

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 5, 2024.

SEC source: 0000950170-25-050494 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,932,960

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F3 · balance_after: Represents (i) 448,507 shares or units of restricted stock, of which 306,330 are vested, (ii) 1,371,100 shares of Common Stock underlying PSUs, all of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0000950170-25-050494 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,946,429

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

SEC source: 0000950170-25-050490 · ownership.xml · nonDerivative · entry 2

Daly Michelle Lynn · CIK 0001860776 · SVP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,671

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F3 · balance_after: Represents (i) 12,869 shares or units of restricted stock, of which 4,830 are vested, (ii) 3,458 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 1,344 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-050490 · ownership.xml · nonDerivative · entry 1

Daly Michelle Lynn · CIK 0001860776 · SVP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,051

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

SEC source: 0000950170-25-050482 · ownership.xml · nonDerivative · entry 2

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,665

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F3 · balance_after: Represents (i) 45,051 shares or units of restricted stock, of which 9,091 are vested, (ii) 53,218 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,396 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-050482 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,435

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

SEC source: 0000950170-25-050428 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,080

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

SEC source: 0000950170-25-050428 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,491

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

SEC source: 0000950170-25-050426 · ownership.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,969

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F3 · balance_after: Represents (i) 89,241 shares or units of restricted stock, of which 30,682 are vested and (ii) 131,728 shares of Common Stock underlying PSUs, all of which are vested.

SEC source: 0000950170-25-050426 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,175

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

SEC source: 0000950170-25-050420 · ownership.xml · nonDerivative · entry 1

Youngwood Sarah · CIK 0002002407 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,475

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

F2 · balance_after: Represents 75,475 shares or units of restricted stock, none of which are vested.

SEC source: 0000950170-25-050396 · ownership.xml · nonDerivative · entry 3

Tal Cohen · CIK 0001781714 · Pres. Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,306

F3 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F4 · balance_after: Represents (i) 125,566 shares or units of restricted stock, of which 39,527 are vested, (ii) 66,435 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 1,305 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-050396 · ownership.xml · nonDerivative · entry 2

Tal Cohen · CIK 0001781714 · Pres. Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,267

F2 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2026, 33% on April 1, 2027, and the remainder on April 1, 2028.

SEC source: 0000950170-25-050396 · ownership.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Pres. Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,239

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

SEC source: 0000950170-25-041993 · ownership.xml · nonDerivative · entry 1

Youngwood Sarah · CIK 0002002407 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,694

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on December 12, 2024.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.10 to $74.14, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · balance_after: Represents 59,694 shares or units of restricted stock, of which 0 are vested at the date hereof.

SEC source: 0000950170-25-039388 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,906,977

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 422,524 shares or units of restricted stock, of which 293,348 are vested, (ii) 1,371,100 vested shares of common stock underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases, and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0000950170-25-039388 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,991,988

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024.

SEC source: 0000950170-25-033513 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,752

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 5, 2024.

F2 · balance_after: Represents (i) 19,646 shares or units of restricted stock, of which 3,465 are vested, (ii) 36,806 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,300 shares of Common Stock purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-25-029012 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,075

F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.16 to $80.39, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · balance_after: Represents (i) 85,038 shares or units of restricted stock, of which 36,806 are vested, (ii) 41,294 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,743 shares of Common Stock purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-25-024928 · ownership.xml · nonDerivative · entry 2

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,994

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 17,091 shares or units of restricted stock, of which 0 are vested and (ii) 107,903 shares of Common Stock underlying PSUs, all of which are vested.

SEC source: 0000950170-25-024928 · ownership.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,474

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024.

SEC source: 0000950170-25-024944 · ownership.xml · nonDerivative · entry 2

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,860

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 40,246 shares or units of restricted stock, of which 7,663 are vested, (ii) 53,218 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,396 shares of Common Stock purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-25-024944 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,918

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024.

SEC source: 0000950170-25-024940 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,131

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 85,038 shares or units of restricted stock, of which 36,806 are vested, (ii) 58,350 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,743 shares of Common Stock purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-25-024940 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,030

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024.

SEC source: 0000950170-25-024936 · ownership.xml · nonDerivative · entry 2

Daly Michelle Lynn · CIK 0001860776 · Controller and Prin Acctg Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,882

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 11,080 shares or units of restricted stock, of which 4,469 are vested at the date hereof, (ii) 3,458 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 1,344 shares of Common Stock purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-25-024936 · ownership.xml · nonDerivative · entry 1

Daly Michelle Lynn · CIK 0001860776 · Controller and Prin Acctg Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,937

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024.

SEC source: 0000950170-25-024932 · ownership.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,340

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 79,612 shares or units of restricted stock, of which 28,568 are vested and (ii) 131,728 shares of Common Stock underlying PSUs, all of which are vested.

SEC source: 0000950170-25-024932 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,841

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024.

SEC source: 0000950170-25-024918 · ownership.xml · nonDerivative · entry 2

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,252

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 19,646 shares or units of restricted stock, of which 3,465 are vested, (ii) 40,306 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,300 shares of Common Stock purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-25-024918 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,986

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024.

SEC source: 0000950170-25-024913 · ownership.xml · nonDerivative · entry 2

Tal Cohen · CIK 0001781714 · President, Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,458

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 75,718 shares or units of restricted stock, of which 28,061 are vested, (ii) 66,435 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 1,305 shares of Common Stock purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-25-024913 · ownership.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · President, Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,960

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024.

SEC source: 0000950170-25-017059 · ownership.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · President, Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,940

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.63 to $83.84, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 50,917 shares underlying PSUs, all of which are vested, (ii) 75,718 shares or units of restricted stock, of which 28,061 are vested, and (iii) 1,305 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-25-013514 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,576

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 5, 2024.

F2 · balance_after: Represents (i) 19,646 shares or units of restricted stock, of which 3,465 are vested, (ii) 31,630 shares underlying PSUs, all of which are vested and (iii) 4,300 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-25-005350 · ownership.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,740

F1 · kind: On December 27, 2024, Mr. Yabuki made a gift of 2,500 shares to The Yabuki Family Foundation (the "Foundation"), a 501(c)(3) charitable organization. Mr. Yabuki is the sole trustee of the Yabuki Family Foundation. As the sole trustee, Mr. Yabuki has voting and investment power over the shares held by the Foundation but has no pecuniary interest in such shares.

F2 · balance_after: Represents 13,740 shares or units of restricted stock, of which 7,218 are vested.

SEC source: 0000950170-24-134984 · ownership.xml · nonDerivative · entry 3

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,305

F3 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.62 to $81.14, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

F4 · balance_after: Represents (i) 40,246 shares or units of RSUs, of which are 7,663 vested, (ii) 42,663 shares underlying PSUs, all of which are vested and (iii) 3,396 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-24-134984 · ownership.xml · nonDerivative · entry 2

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,342

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.62 to $81.14, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

SEC source: 0000950170-24-134984 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,379

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

SEC source: 0000950170-24-134978 · ownership.xml · nonDerivative · entry 1

Youngwood Sarah · CIK 0002002407 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,653

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents 74,653 shares or units of restricted stock, of which 14,959 are vested at the date hereof.

SEC source: 0000950170-24-129281 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,505

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.36 to $79.20, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 48,121 shares or units of RSUs, of which 8,077 are vested, (ii) 50,988 shares underlying PSUs, all of which are vested and (iii) 3,396 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-24-127112 · ownership.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,293

F1 · balance_after: Includes 46,751 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 40,398 are vested as of the date hereof.

SEC source: 0000950170-24-127091 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,010

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.42 to $79.75, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 85,038 shares or units of restricted stock, of which 36,806 are vested, (ii) 41,294 shares underlying PSUs, all of which are vested and (iii) 4,678 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0000950170-24-125366 · ownership.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,821

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.21 to $80.22, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · balance_after: Represents (i) 79,612 shares or units of restricted stock, of which 28,568 are vested and (ii) 116,209 shares underlying PSUs, all of which are vested.

SEC source: 0000950170-24-125366 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,821

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.51 to $79.54, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0000950170-24-124139 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · President, Capital Access Plat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,821

F1 · balance_after: Represents (i) 79,612 shares or units of restricted stock, of which 28,568 are vested and (ii) 126,209 shares underlying PSUs, all of which are vested.