Tapewire

Nasdaq · USD

NCMI

National CineMedia, Inc.

Export transactions ↓
Tapewire entity
6194
SEC CIK
0001377630
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202600
Oct 202603

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2020 Filed Mar 23, 2020 23:23 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 236,564 $2.78 $656,512.41
Disclosure

SEC source: 0001567619-20-006925 · doc1.xml · nonDerivative · entry 3

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,076,601

F3 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.7669 to $2.7887 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F4 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F6 · ownership.nature: The Reporting Persons no longer report beneficial ownership of shares owned by a wholly-owned subsidiary of Standard Diversified Inc. ("SDI") as they no longer have direct or indirect voting or investment control with respect to such shares.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 23:23 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 467,401 $2.81 $1,312,929.41
Disclosure

SEC source: 0001567619-20-006925 · doc1.xml · nonDerivative · entry 2

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,840,037

F2 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.6957 to $2.8426 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F4 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 23:23 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock, par value $0.01 ("Common Stock") 599,246 $2.46 $1,472,407.35
Disclosure

SEC source: 0001567619-20-006925 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,372,636

F1 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.2887 to $2.9976 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F4 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 22:02 UTC
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
GrantCommon Units of National CineMedia, LLC · Derivative 1,112,368 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-20-008503 · doc4.xml · derivative · entry 1

Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner

CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner

Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,850,068

Underlying: Common Stock of National CineMedia, Inc. · 1,112,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · derivative.exercise_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date.

F2 · derivative.underlying_shares: Common Units were transferred effective March 12, 2020, pursuant to the Common Unit Adjustment Agreement, dated February 13, 2007 between National CineMedia, LLC and Cinemark Media, Inc.

F3 · ownership.nature: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 22:15 UTC
Scherping Katherine LeeChief Financial Officer
Disposition to issuerCommon Stock 20,176 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000062 · wf-form4_158275528962644.xml · nonDerivative · entry 1

Scherping Katherine Lee · CIK 0001330786 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,549

F1 · shares: On January 19, 2017, the reporting person received a grant of 28,946 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 24, 2020, the Issuer determined that the performance conditions were 30.3% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 22:13 UTC Disposition to issuerCommon Stock 66,698 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000061 · wf-form4_158275519019661.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,270

F1 · shares: On January 19, 2017, the reporting person received a grant of 95,692 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 24, 2020, the Issuer determined that the performance conditions were 30.3% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 22:11 UTC
Felenstein Scott DEVP & Chief Revenue Officer
Disposition to issuerCommon Stock 14,559 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000060 · wf-form4_158275508501911.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,416

F1 · shares: On April 24, 2017, the reporting person received a grant of 20,887 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On February 24, 2020, the Issuer determined that the performance conditions were 30.3% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 17:26 UTC Exercise / conversionRestricted Stock Units · Derivative 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000058 · wf-form4_158266959814745.xml · derivative · entry 2

SEGALL MARK B · CIK 0001116572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,081 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 17:26 UTC Exercise / conversionRestricted Stock Units 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000058 · wf-form4_158266959814745.xml · nonDerivative · entry 1

SEGALL MARK B · CIK 0001116572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:27 UTC
HALL KURT CDirector
Exercise / conversionRestricted Stock Units · Derivative 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000059 · wf-form4_158266964621252.xml · derivative · entry 2

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,081 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:27 UTC
HALL KURT CDirector
Exercise / conversionCommon Stock 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000059 · wf-form4_158266964621252.xml · nonDerivative · entry 1

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,019 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000057 · wf-form4_158266954118122.xml · derivative · entry 2

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,019 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:25 UTC Exercise / conversionCommon Stock 2,019 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000057 · wf-form4_158266954118122.xml · nonDerivative · entry 1

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:25 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 38,011 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000056 · wf-form4_158266948546528.xml · derivative · entry 3

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,011 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:25 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Tax withholdingCommon Stock 6,805 $9.37 $63,762.85
Disclosure

SEC source: 0001377630-20-000056 · wf-form4_158266948546528.xml · nonDerivative · entry 2

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,306

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of Restricted Stock Units for the portion of time during the vesting period that Mr. Lesinski was an employee.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:25 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 38,011 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000056 · wf-form4_158266948546528.xml · nonDerivative · entry 1

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:23 UTC Exercise / conversionRestricted Stock Units · Derivative 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000055 · wf-form4_158266940892623.xml · derivative · entry 2

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,081 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:23 UTC Exercise / conversionCommon Stock 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000055 · wf-form4_158266940892623.xml · nonDerivative · entry 1

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:22 UTC
HAAS DAVID RDirector
Exercise / conversionRestricted Stock Units · Derivative 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000054 · wf-form4_158266932074500.xml · derivative · entry 2

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,081 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 22:22 UTC
HAAS DAVID RDirector
Exercise / conversionCommon Stock 16,081 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000054 · wf-form4_158266932074500.xml · nonDerivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 16:34 UTC
Hilty Sarah KinnickEVP & General Counsel
Tax withholdingCommon Stock 1,353 $7.93 $10,729.29
Disclosure

SEC source: 0001377630-20-000043 · wf-form4_158232085453908.xml · nonDerivative · entry 1

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,289

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 18:16 UTC
Hilty Sarah KinnickEVP & General Counsel
Tax withholdingCommon Stock 3,809 $7.73 $29,443.57
Disclosure

SEC source: 0001377630-20-000027 · wf-form4_158163579784201.xml · nonDerivative · entry 1

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,642

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 21:40 UTC
Felenstein Scott DEVP & Chief Revenue Officer
Tax withholdingCommon Stock 4,365 $7.36 $32,126.40
Disclosure

SEC source: 0001377630-20-000024 · wf-form4_158024763753723.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,975

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 21:21 UTC Tax withholdingCommon Stock 7,224 $7.36 $53,168.64
Disclosure

SEC source: 0001377630-20-000023 · wf-form4_158024647426090.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,968

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 16:13 UTC
Hilty Sarah KinnickEVP & General Counsel
GrantCommon Stock 42,500 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000016 · wf-form4_157990039427768.xml · nonDerivative · entry 1

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,451

F1 · shares: 1. Represents shares of restricted stock that will vest as follows: 17,000 shares will vest in three equal annual installments beginning on January 22, 2021 and 25,500 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 29, 2022.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:15 UTC GrantCommon Stock 119,000 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000018 · wf-form4_157990049253344.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,192

F1 · shares: 1. Represents shares of restricted stock that will vest as follows: 47,600 shares will vest in three equal annual installments beginning on January 22, 2021 and 71,400 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 29, 2022.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:14 UTC
Felenstein Scott DEVP & Chief Revenue Officer
GrantCommon Stock 82,500 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000017 · wf-form4_157990044788776.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,340

F1 · shares: 1. Represents shares of restricted stock that will vest as follows: 33,000 shares will vest in three equal annual installments beginning on January 22, 2021 and 49,500 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 29, 2022.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:12 UTC GrantRestricted Stock Units · Derivative 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000015 · wf-form4_157990034351941.xml · derivative · entry 1

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

Underlying: Common Stock · 14,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:10 UTC
HALL KURT CDirector
GrantRestricted Stock Units · Derivative 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000013 · wf-form4_157990024035592.xml · derivative · entry 1

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

Underlying: Common Stock · 14,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:11 UTC
HAAS DAVID RDirector
GrantRestricted Stock Units · Derivative 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000014 · wf-form4_157990029065951.xml · derivative · entry 1

HAAS DAVID R · CIK 0001282689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

Underlying: Common Stock · 14,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:09 UTC GrantRestricted Stock Units · Derivative 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-20-000012 · wf-form4_157990018124898.xml · derivative · entry 1

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

Underlying: Common Stock · 14,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document
January 19, 2020 Filed Jan 22, 2020 21:43 UTC Tax withholdingCommon Stock 7,633 $7.78 $59,384.74
Disclosure

SEC source: 0001377630-20-000002 · wf-form4_157972939040688.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,192

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
November 30, 2019 Filed Dec 4, 2019 01:23 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 6,986 $0.00 $0.00
Disclosure

SEC source: 0001377630-19-000139 · wf-form4_157542260718745.xml · derivative · entry 3

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,986 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit respresents the right to receive one share of the Issuer's common stock.

Read SEC document
November 30, 2019 Filed Dec 4, 2019 01:23 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Tax withholdingCommon Stock 733 $6.71 $4,918.43
Disclosure

SEC source: 0001377630-19-000139 · wf-form4_157542260718745.xml · nonDerivative · entry 2

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,100

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
November 30, 2019 Filed Dec 4, 2019 01:23 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 6,986 $0.00 $0.00
Disclosure

SEC source: 0001377630-19-000139 · wf-form4_157542260718745.xml · nonDerivative · entry 1

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units.

Read SEC document
October 30, 2019 Filed Nov 2, 2019 01:01 UTC GrantRestricted Stock Units · Derivative 2,019 $0.00 $0.00
Disclosure

SEC source: 0001377630-19-000124 · wf-form4_157265649465735.xml · derivative · entry 1

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,019

Underlying: Common Stock · 2,019 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 23, 2020, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 23, 2020, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years.

Read SEC document
August 28, 2019 Filed Aug 28, 2019 21:17 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 37,000 $7.85 $290,512.90
Disclosure

SEC source: 0001567619-19-017644 · doc1.xml · nonDerivative · entry 5

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,773,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
August 28, 2019 Filed Aug 28, 2019 21:17 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 5,000 $7.95 $39,750.00
Disclosure

SEC source: 0001567619-19-017644 · doc1.xml · nonDerivative · entry 4

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,736,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 21:17 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 60,000 $7.84 $470,268.00
Disclosure

SEC source: 0001567619-19-017644 · doc1.xml · nonDerivative · entry 3

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,731,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 21:17 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 10,000 $7.83 $78,262.00
Disclosure

SEC source: 0001567619-19-017644 · doc1.xml · nonDerivative · entry 2

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,671,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 21:17 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock, par value $0.01 ("Common Stock") 100,000 $7.70 $770,380.00
Disclosure

SEC source: 0001567619-19-017644 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,661,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
August 23, 2019 Filed Aug 23, 2019 20:53 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 175,000 $7.38 $1,291,255.00
Disclosure

SEC source: 0001567619-19-017538 · doc1.xml · nonDerivative · entry 3

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,561,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: This Form 4 does not report any pecuniary interest of Andrew Glaze in securities of National CineMedia, Inc. (the "Issuer"). Mr. Glaze, a director of the Issuer and an employee of Standard General, separately files reports under Section 16.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 17:04 UTC Amendment
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 175,000 $7.38 $1,291,255.00
Disclosure

SEC source: 0001567619-19-017558 · doc1.xml · nonDerivative · entry 3

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,561,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:53 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 35,000 $7.19 $251,555.50
Disclosure

SEC source: 0001567619-19-017538 · doc1.xml · nonDerivative · entry 2

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,386,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: This Form 4 does not report any pecuniary interest of Andrew Glaze in securities of National CineMedia, Inc. (the "Issuer"). Mr. Glaze, a director of the Issuer and an employee of Standard General, separately files reports under Section 16.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 17:04 UTC Amendment
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock 35,000 $7.19 $251,555.50
Disclosure

SEC source: 0001567619-19-017558 · doc1.xml · nonDerivative · entry 2

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,386,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:53 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock, par value $0.01 ("Common Stock") 30,000 $7.07 $212,076.00
Disclosure

SEC source: 0001567619-19-017538 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,351,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: This Form 4 does not report any pecuniary interest of Andrew Glaze in securities of National CineMedia, Inc. (the "Issuer"). Mr. Glaze, a director of the Issuer and an employee of Standard General, separately files reports under Section 16.

Read SEC document
August 21, 2019 Filed Aug 26, 2019 17:04 UTC Amendment
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock, par value $0.01 ("Common Stock") 30,000 $7.07 $212,076.00
Disclosure

SEC source: 0001567619-19-017558 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 15,351,390

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
August 11, 2019 Filed Aug 13, 2019 21:22 UTC
Scherping Katherine LeeChief Financial Officer
Tax withholdingCommon Stock 2,986 $7.16 $21,379.76
Disclosure

SEC source: 0001377630-19-000102 · wf-form4_156573131910755.xml · nonDerivative · entry 1

Scherping Katherine Lee · CIK 0001330786 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,198

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
August 11, 2019 Filed Sep 5, 2019 20:06 UTC Amendment
Scherping Katherine LeeChief Financial Officer
Tax withholdingCommon Stock 2,459 $7.16 $17,606.44
Disclosure

SEC source: 0001377630-19-000104 · wf-form4a_156771398972779.xml · nonDerivative · entry 1

Scherping Katherine Lee · CIK 0001330786 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,725

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

F2 · shares: Due to an administrative error, the reporting person is filing this amendment to the Form 4 originally filed on August 13, 2019 (this "Amendment") to correct the number of shares withheld to satisfy tax obligations upon the vesting of restricted stock on August 11, 2019 from 2,986 to 2,459. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction increased by 527 shares.

F2 · balance_after: Due to an administrative error, the reporting person is filing this amendment to the Form 4 originally filed on August 13, 2019 (this "Amendment") to correct the number of shares withheld to satisfy tax obligations upon the vesting of restricted stock on August 11, 2019 from 2,986 to 2,459. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction increased by 527 shares.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 22:58 UTC
Lesinski Thomas F.Director · Chief Executive Officer
GrantEmployee stock option (right to buy) · Derivative 650,198 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001377630-19-000097 · wf-form4_156504588704024.xml · derivative · entry 2

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,198

Underlying: Common Stock · 650,198 shares

Expires 2029-08-02

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on August 2, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.