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NACCO INDUSTRIES INC

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5896
SEC CIK
0000789933
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1,227

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2017 Filed Aug 17, 2017 21:13 UTC
Taplin DiAhnMember of a Group
OtherClass A Common Stock 3,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025957 · form4.xml · nonDerivative · entry 1

Taplin DiAhn · CIK 0001558784 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Proportionate membership interest in shares held by Abigail LLC

Disclosed balance after: 15,339

F1 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

F3 · ownership.nature: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:09 UTC
Freyer CoryMember of a Group
OtherClass A Common Stock 3,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025950 · form4.xml · nonDerivative · entry 4

Freyer Cory · CIK 0001558783 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 0

F4 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

F5 · ownership.nature: Represents the proportionate membership interest of the Estate of the Reporting Person's deceased spouse in shares held by Abigail LLC. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:09 UTC
Freyer CoryMember of a Group
OtherClass A Common Stock 3,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025950 · form4.xml · nonDerivative · entry 3

Freyer Cory · CIK 0001558783 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 3,834

F4 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

F5 · ownership.nature: Represents the proportionate membership interest of the Estate of the Reporting Person's deceased spouse in shares held by Abigail LLC. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:09 UTC
Freyer CoryMember of a Group
OtherClass A Common Stock 3,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025950 · form4.xml · nonDerivative · entry 2

Freyer Cory · CIK 0001558783 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 7,669

F4 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

F5 · ownership.nature: Represents the proportionate membership interest of the Estate of the Reporting Person's deceased spouse in shares held by Abigail LLC. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:11 UTC
TAPLIN THEODORE DMember of a Group
OtherClass A Common Stock 3,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025953 · form4.xml · nonDerivative · entry 2

TAPLIN THEODORE D · CIK 0001247974 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate membership interest in shares held by Abigail LLC

Disclosed balance after: 15,339

F3 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:08 UTC
TAPLIN THOMAS E JRMember of a group
OtherClass A Common Stock 3,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 4

TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate membership interest in shares held by Abigail LLC

Disclosed balance after: 0

F3 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:08 UTC
TAPLIN THOMAS E JRMember of a group
OtherClass A Common Stock 3,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 3

TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate membership interest in shares held by Abigail LLC

Disclosed balance after: 3,834

F3 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:08 UTC
TAPLIN THOMAS E JRMember of a group
OtherClass A Common Stock 3,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 2

TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate membership interest in shares held by Abigail LLC

Disclosed balance after: 7,669

F3 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:25 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass B Common Stock · Derivative 58,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023460 · form4.xml · derivative · entry 16

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR Trust-B

Disclosed balance after: 103,380

Underlying: Class A Common Stock · 58,718 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F16 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene ficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:25 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass B Common Stock · Derivative 13,736 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023460 · form4.xml · derivative · entry 15

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - BTrust - RAIV

Disclosed balance after: 59,675

Underlying: Class A Common Stock · 13,736 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F5 · ownership.nature: BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:25 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass B Common Stock · Derivative 323 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023460 · form4.xml · derivative · entry 14

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - RAIV (B)

Disclosed balance after: 1,404

Underlying: Class A Common Stock · 323 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F15 · ownership.nature: represents the Reporting Person's spouse's proportionately limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:25 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass B Common Stock · Derivative 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023460 · form4.xml · derivative · entry 13

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR-RAIV-GP

Disclosed balance after: 25

Underlying: Class A Common Stock · 6 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F14 · ownership.nature: Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:25 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 13,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023460 · form4.xml · nonDerivative · entry 4

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAIV

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F5 · ownership.nature: BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:25 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 323 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023460 · form4.xml · nonDerivative · entry 3

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - RAIV

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F4 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:25 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023460 · form4.xml · nonDerivative · entry 2

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR-RAIV-GP

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:25 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 58,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023460 · form4.xml · nonDerivative · entry 1

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Main Trust - A

Disclosed balance after: 241,473

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:24 UTC
RANKIN ALFRED M ET ALDirector · CEO · Group Member
OtherClass B Common Stock · Derivative 58,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023458 · form4.xml · derivative · entry 16

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · CEO · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Trust - B

Disclosed balance after: 103,380

Underlying: Class A Common Stock · 58,718 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:24 UTC
RANKIN ALFRED M ET ALDirector · CEO · Group Member
OtherClass B Common Stock · Derivative 13,736 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023458 · form4.xml · derivative · entry 15

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · CEO · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAIV

Disclosed balance after: 59,675

Underlying: Class A Common Stock · 13,736 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F5 · ownership.nature: (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:24 UTC
RANKIN ALFRED M ET ALDirector · CEO · Group Member
OtherClass B Common Stock · Derivative 323 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023458 · form4.xml · derivative · entry 14

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · CEO · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - RAIV

Disclosed balance after: 1,404

Underlying: Class A Common Stock · 323 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F4 · ownership.nature: Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:24 UTC
RANKIN ALFRED M ET ALDirector · CEO · Group Member
OtherClass B Common Stock · Derivative 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023458 · form4.xml · derivative · entry 13

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · CEO · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR RAIV - GP

Disclosed balance after: 25

Underlying: Class A Common Stock · 6 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:24 UTC
RANKIN ALFRED M ET ALDirector · CEO · Group Member
OtherClass A Common Stock 13,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023458 · form4.xml · nonDerivative · entry 4

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · CEO · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAIV

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F5 · ownership.nature: (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:24 UTC
RANKIN ALFRED M ET ALDirector · CEO · Group Member
OtherClass A Common Stock 323 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023458 · form4.xml · nonDerivative · entry 3

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · CEO · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - RAIV

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F4 · ownership.nature: Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:24 UTC
RANKIN ALFRED M ET ALDirector · CEO · Group Member
OtherClass A Common Stock 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023458 · form4.xml · nonDerivative · entry 2

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · CEO · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR RAIV GP

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:24 UTC
RANKIN ALFRED M ET ALDirector · CEO · Group Member
OtherClass A Common Stock 58,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023458 · form4.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · CEO · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR Main Trust(A)

Disclosed balance after: 241,473

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:22 UTC
RANKIN ALISON AMember of a group
OtherClass B Common Stock · Derivative 75,461 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023456 · form4.xml · derivative · entry 16

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 193,586

Underlying: Class A Common Stock · 75,461 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:22 UTC
RANKIN ALISON AMember of a group
OtherClass B Common Stock · Derivative 19,578 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023456 · form4.xml · derivative · entry 15

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse (RA4)

Disclosed balance after: 85,056

Underlying: Class A Common Stock · 19,578 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F5 · ownership.nature: (RA4) Represents Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:22 UTC
RANKIN ALISON AMember of a group
OtherClass B Common Stock · Derivative 6 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023456 · form4.xml · derivative · entry 14

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By GP

Disclosed balance after: 25

Underlying: Class A Common Stock · 6 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F4 · ownership.nature: GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:22 UTC
RANKIN ALISON AMember of a group
OtherClass A Common Stock 19,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023456 · form4.xml · nonDerivative · entry 3

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse (RA4)

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F5 · ownership.nature: (RA4) Represents Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:22 UTC
RANKIN ALISON AMember of a group
OtherClass A Common Stock 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023456 · form4.xml · nonDerivative · entry 2

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse (GP)

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F4 · ownership.nature: GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:22 UTC
RANKIN ALISON AMember of a group
OtherClass A Common Stock 75,461 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023456 · form4.xml · nonDerivative · entry 1

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:20 UTC
RANKIN ROGER FMember of a group
OtherClass B Common Stock · Derivative 75,461 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023454 · form4.xml · derivative · entry 16

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 193,586

Underlying: Class A Common Stock · 75,461 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:20 UTC
RANKIN ROGER FMember of a group
OtherClass B Common Stock · Derivative 19,578 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023454 · form4.xml · derivative · entry 15

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RA4

Disclosed balance after: 85,056

Underlying: Class A Common Stock · 19,578 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F5 · ownership.nature: (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:20 UTC
RANKIN ROGER FMember of a group
OtherClass B Common Stock · Derivative 6 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023454 · form4.xml · derivative · entry 14

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By GP

Disclosed balance after: 25

Underlying: Class A Common Stock · 6 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F4 · ownership.nature: GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:20 UTC
RANKIN ROGER FMember of a group
OtherClass A Common Stock 19,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023454 · form4.xml · nonDerivative · entry 3

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RA4

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F5 · ownership.nature: (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:20 UTC
RANKIN ROGER FMember of a group
OtherClass A Common Stock 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023454 · form4.xml · nonDerivative · entry 2

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By GP

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F4 · ownership.nature: GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:20 UTC
RANKIN ROGER FMember of a group
OtherClass A Common Stock 75,461 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023454 · form4.xml · nonDerivative · entry 1

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.

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July 07, 2017 Filed Jul 10, 2017 21:19 UTC
RANKIN CORBINMember of a group
OtherClass B Common Stock · Derivative 52,920 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023452 · form4.xml · derivative · entry 12

RANKIN CORBIN · CIK 0001247943 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 145,793

Underlying: Class A Common Stock · 52,920 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Reporting Person disclaims benefici al ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:19 UTC
RANKIN CORBINMember of a group
OtherClass B Common Stock · Derivative 19,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023452 · form4.xml · derivative · entry 11

RANKIN CORBIN · CIK 0001247943 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/RAIV(B)

Disclosed balance after: 85,056

Underlying: Class A Common Stock · 19,578 shares

Expires not disclosed

F9 · security: Represents the Reporting Person's Spouse's proportionate limited parternship interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:19 UTC
RANKIN CORBINMember of a group
OtherClass B Common Stock · Derivative 6 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023452 · form4.xml · derivative · entry 10

RANKIN CORBIN · CIK 0001247943 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse (GP)

Disclosed balance after: 25

Underlying: Class A Common Stock · 6 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F4 · ownership.nature: GP. Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:19 UTC
RANKIN CORBINMember of a group
OtherClass A Common Stock 19,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023452 · form4.xml · nonDerivative · entry 3

RANKIN CORBIN · CIK 0001247943 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:19 UTC
RANKIN CORBINMember of a group
OtherClass A Common Stock 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023452 · form4.xml · nonDerivative · entry 2

RANKIN CORBIN · CIK 0001247943 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse (GP)

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F4 · ownership.nature: GP. Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:19 UTC
RANKIN CORBINMember of a group
OtherClass A Common Stock 52,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023452 · form4.xml · nonDerivative · entry 1

RANKIN CORBIN · CIK 0001247943 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 165

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Reporting Person disclaims benefici al ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:18 UTC
RANKIN THOMAS TMember of a group
OtherClass B Common Stock · Derivative 52,920 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023450 · form4.xml · derivative · entry 12

RANKIN THOMAS T · CIK 0001247955 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 145,793

Underlying: Class A Common Stock · 52,920 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:18 UTC
RANKIN THOMAS TMember of a group
OtherClass B Common Stock · Derivative 19,578 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023450 · form4.xml · derivative · entry 11

RANKIN THOMAS T · CIK 0001247955 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RA4

Disclosed balance after: 85,056

Underlying: Class A Common Stock · 19,578 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F5 · ownership.nature: (RAIV)Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:18 UTC
RANKIN THOMAS TMember of a group
OtherClass B Common Stock · Derivative 6 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023450 · form4.xml · derivative · entry 10

RANKIN THOMAS T · CIK 0001247955 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By GP

Disclosed balance after: 25

Underlying: Class A Common Stock · 6 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F4 · ownership.nature: (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:18 UTC
RANKIN THOMAS TMember of a group
OtherClass A Common Stock 19,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023450 · form4.xml · nonDerivative · entry 3

RANKIN THOMAS T · CIK 0001247955 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RA4

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F5 · ownership.nature: (RAIV)Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:18 UTC
RANKIN THOMAS TMember of a group
OtherClass A Common Stock 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023450 · form4.xml · nonDerivative · entry 2

RANKIN THOMAS T · CIK 0001247955 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By GP

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F4 · ownership.nature: (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:18 UTC
RANKIN THOMAS TMember of a group
OtherClass A Common Stock 52,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023450 · form4.xml · nonDerivative · entry 1

RANKIN THOMAS T · CIK 0001247955 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 165

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:16 UTC
BUTLER HELEN RANKINMember of a Group
OtherClass B Common Stock · Derivative 9,628 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023448 · form4.xml · derivative · entry 11

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · by RAIV

Disclosed balance after: 41,827

Underlying: Class A Common Stock · 9,628 shares

Expires not disclosed

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:16 UTC
BUTLER HELEN RANKINMember of a Group
OtherClass A Common Stock 9,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023448 · form4.xml · nonDerivative · entry 1

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · by RAIV

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F3 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.