Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HYSTER-YALE, INC.HY · Entity 5370 | Member of a Group | December 31, 2016 | February 14, 2017 |
| NACCO INDUSTRIES INCNC · Entity 5896 | Member of a group | February 08, 2017 | August 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HYSTER-YALE, INC.
Report date December 31, 2016 · Filed February 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectHeld in Trust | 183,172 |
Reported balance
After 2016-03-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-03-01 · Other · Acquired 3,925 · Balance 183,172 F1: Transfer pursuant to the terms of the Bea Taplin 2012 Taplin Annuity Trust #2 |
| Class A Common StockSEC Table I · non-derivative | IndirectProportionate Membership interest in shares held by Abigail LLC | 66,939 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 66,939 |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 11,128 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,128 F2: Reporting Person disclaims beneficial ownership of all such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer pursuant to the terms of the Bea Taplin 2012 Taplin Annuity Trust #2
F2: Reporting Person disclaims beneficial ownership of all such shares.
NACCO INDUSTRIES INC
Report date February 08, 2017 · Filed August 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 93,543 |
Reported balance
After 2017-02-08 transaction · row 1
1 source rowRow 1 · 2017-02-08 · Other · Acquired 1,421 · Balance 93,543 F1: Shares distributed from Beatrice Taplin 2011 GRAT as per the terms of the GRAT. F2: N/A |
| Class A Common StockSEC Table I · non-derivative | IndirectProportionate membership interest in shares held by Abigail LLC | 7,669 |
Reported balance
After 2017-08-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-08-15 · Other · Disposed 3,835 · Balance 7,669 F3: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2: N/A |
| Class A Common StockSEC Table I · non-derivative | IndirectProportionate membership interest in shares held by Abigail LLC | 3,834 |
Reported balance
After 2017-08-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-08-15 · Other · Disposed 3,835 · Balance 3,834 F3: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2: N/A |
| Class A Common StockSEC Table I · non-derivative | IndirectProportionate membership interest in shares held by Abigail LLC | 0 |
Reported balance
After 2017-08-15 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-08-15 · Other · Disposed 3,834 · Balance 0 F3: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2: N/A |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Spouse | 5,564 |
Reported balance
Holding disclosure · report date 2017-02-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,564 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares distributed from Beatrice Taplin 2011 GRAT as per the terms of the GRAT.
F2: N/A
F3: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2017 Filed Aug 17, 2017 21:08 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | OtherClass A Common Stock | 3,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 4 TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Proportionate membership interest in shares held by Abigail LLC Disclosed balance after: 0 F3 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2 · price: N/A Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:08 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | OtherClass A Common Stock | 3,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 3 TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Proportionate membership interest in shares held by Abigail LLC Disclosed balance after: 3,834 F3 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2 · price: N/A Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:08 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | OtherClass A Common Stock | 3,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 2 TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group 10b5-1 filing: Not disclosed Ownership: Indirect · Proportionate membership interest in shares held by Abigail LLC Disclosed balance after: 7,669 F3 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement. F2 · price: N/A Read SEC document |
| February 08, 2017 Filed Aug 17, 2017 21:08 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | OtherClass A Common Stock | 1,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 1 TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,543 F1 · kind: Shares distributed from Beatrice Taplin 2011 GRAT as per the terms of the GRAT. F2 · price: N/A Read SEC document |
| March 01, 2016 Filed Feb 14, 2017 16:11 UTC | NACCO INDUSTRIES INC NC · Entity 5896 | OtherClass A Common Stock | 1,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005737 · form5.xml · nonDerivative · entry 1 TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,122 F1 · kind: Shares distributed from Beatrice Taplin 2012 GRAT as per the terms of the GRAT. F2 · price: N/A Read SEC document |
| March 01, 2016 Filed Feb 14, 2017 21:18 UTC | HYSTER-YALE, INC. HY · Entity 5370 | OtherClass A Common Stock | 3,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006006 · form5.xml · nonDerivative · entry 1 TAPLIN THOMAS E JR · CIK 0001247983 · Member of a Group 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Trust Disclosed balance after: 183,172 F1 · kind: Transfer pursuant to the terms of the Bea Taplin 2012 Taplin Annuity Trust #2 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.