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person · Reporting owner

TAPLIN THOMAS E JR

Disclosed activity across 2 companies

Tapewire entity
173748
SEC CIK
0001247983

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HYSTER-YALE, INC.HY · Entity 5370Member of a GroupDecember 31, 2016February 14, 2017
NACCO INDUSTRIES INCNC · Entity 5896Member of a groupFebruary 08, 2017August 17, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HYSTER-YALE, INC.

Report date December 31, 2016 · Filed February 14, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectHeld in Trust183,172 Reported balance After 2016-03-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2016-03-01 · Other · Acquired 3,925 · Balance 183,172

F1: Transfer pursuant to the terms of the Bea Taplin 2012 Taplin Annuity Trust #2

Class A Common StockSEC Table I · non-derivativeIndirectProportionate Membership interest in shares held by Abigail LLC66,939 Reported balance Holding disclosure · report date 2016-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 66,939

Class A Common StockSEC Table I · non-derivativeIndirectHeld by Spouse11,128 Reported balance Holding disclosure · report date 2016-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,128

F2: Reporting Person disclaims beneficial ownership of all such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Transfer pursuant to the terms of the Bea Taplin 2012 Taplin Annuity Trust #2

F2: Reporting Person disclaims beneficial ownership of all such shares.

NACCO INDUSTRIES INC

Report date February 08, 2017 · Filed August 17, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect93,543 Reported balance After 2017-02-08 transaction · row 1
1 source row

Row 1 · 2017-02-08 · Other · Acquired 1,421 · Balance 93,543

F1: Shares distributed from Beatrice Taplin 2011 GRAT as per the terms of the GRAT.

F2: N/A

Class A Common StockSEC Table I · non-derivativeIndirectProportionate membership interest in shares held by Abigail LLC7,669 Reported balance After 2017-08-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-08-15 · Other · Disposed 3,835 · Balance 7,669

F3: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2: N/A

Class A Common StockSEC Table I · non-derivativeIndirectProportionate membership interest in shares held by Abigail LLC3,834 Reported balance After 2017-08-15 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-08-15 · Other · Disposed 3,835 · Balance 3,834

F3: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2: N/A

Class A Common StockSEC Table I · non-derivativeIndirectProportionate membership interest in shares held by Abigail LLC0 Reported balance After 2017-08-15 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2017-08-15 · Other · Disposed 3,834 · Balance 0

F3: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2: N/A

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse5,564 Reported balance Holding disclosure · report date 2017-02-08 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 5,564

Filing footnotes · ownership attribution and instrument terms

F1: Shares distributed from Beatrice Taplin 2011 GRAT as per the terms of the GRAT.

F2: N/A

F3: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2017 Filed Aug 17, 2017 21:08 UTC NACCO INDUSTRIES INC NC · Entity 5896 OtherClass A Common Stock 3,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 4

TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate membership interest in shares held by Abigail LLC

Disclosed balance after: 0

F3 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:08 UTC NACCO INDUSTRIES INC NC · Entity 5896 OtherClass A Common Stock 3,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 3

TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate membership interest in shares held by Abigail LLC

Disclosed balance after: 3,834

F3 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:08 UTC NACCO INDUSTRIES INC NC · Entity 5896 OtherClass A Common Stock 3,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 2

TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate membership interest in shares held by Abigail LLC

Disclosed balance after: 7,669

F3 · kind: Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.

F2 · price: N/A

Read SEC document
February 08, 2017 Filed Aug 17, 2017 21:08 UTC NACCO INDUSTRIES INC NC · Entity 5896 OtherClass A Common Stock 1,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-025947 · form4.xml · nonDerivative · entry 1

TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,543

F1 · kind: Shares distributed from Beatrice Taplin 2011 GRAT as per the terms of the GRAT.

F2 · price: N/A

Read SEC document
March 01, 2016 Filed Feb 14, 2017 16:11 UTC NACCO INDUSTRIES INC NC · Entity 5896 OtherClass A Common Stock 1,962 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005737 · form5.xml · nonDerivative · entry 1

TAPLIN THOMAS E JR · CIK 0001247983 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,122

F1 · kind: Shares distributed from Beatrice Taplin 2012 GRAT as per the terms of the GRAT.

F2 · price: N/A

Read SEC document
March 01, 2016 Filed Feb 14, 2017 21:18 UTC HYSTER-YALE, INC. HY · Entity 5370 OtherClass A Common Stock 3,925 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006006 · form5.xml · nonDerivative · entry 1

TAPLIN THOMAS E JR · CIK 0001247983 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Trust

Disclosed balance after: 183,172

F1 · kind: Transfer pursuant to the terms of the Bea Taplin 2012 Taplin Annuity Trust #2

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.