Tapewire

NYSE · USD

NC

NACCO INDUSTRIES INC

Export transactions ↓
Tapewire entity
5896
SEC CIK
0000789933
Parsed reports
1,227

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2021 Filed Jan 26, 2021 19:03 UTC
BUTLER JOHN C JRDirector · President & CEO · Member of a Group
PurchaseClass B Common Stock · Derivative 668 $15.19 $10,144.18
Disclosure

SEC source: 0001127602-21-002519 · form4.xml · derivative · entry 18

BUTLER JOHN C JR · CIK 0001247860 · Director · President & CEO · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 1,890

Underlying: Class A Common Stock · 668 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F14 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F7 · ownership.nature: Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:03 UTC
BUTLER JOHN C JRDirector · President & CEO · Member of a Group
PurchaseClass A Common Stock 2,191 $15.19 $33,272.31
Disclosure

SEC source: 0001127602-21-002519 · form4.xml · nonDerivative · entry 7

BUTLER JOHN C JR · CIK 0001247860 · Director · President & CEO · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 2,191

F6 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F7 · ownership.nature: Held by BTR 2020 GST Trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:02 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass B Common Stock · Derivative 702 $15.19 Strike: $0.00 $10,660.50
Disclosure

SEC source: 0001127602-21-002516 · form4.xml · derivative · entry 21

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · by RAIV

Disclosed balance after: 42,529

Underlying: Class A Common Stock · 702 shares

Expires not disclosed

F17 · kind: AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:02 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass B Common Stock · Derivative 5,967 $15.19 $90,614.27
Disclosure

SEC source: 0001127602-21-002516 · form4.xml · derivative · entry 20

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,857

Underlying: Class A Common Stock · 5,967 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F16 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F7 · ownership.nature: Held by BTR 2020 GST Trust for the benefit of Reporting Person.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:02 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass B Common Stock · Derivative 6,161 $15.19 $93,560.33
Disclosure

SEC source: 0001127602-21-002516 · form4.xml · derivative · entry 19

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAI

Disclosed balance after: 26,161

Underlying: Class A Common Stock · 6,161 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F15 · kind: AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F13 · ownership.nature: RAI-Represents Reporting Person's limited partnership interest in shares held by Rankin Associates I, L.P.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:02 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass B Common Stock · Derivative 668 $15.19 $10,144.18
Disclosure

SEC source: 0001127602-21-002516 · form4.xml · derivative · entry 18

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,890

Underlying: Class A Common Stock · 668 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F14 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F7 · ownership.nature: Held by BTR 2020 GST Trust for the benefit of Reporting Person.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 19:02 UTC
BUTLER HELEN RANKINMember of a Group
PurchaseClass A Common Stock 2,191 $15.19 $33,272.31
Disclosure

SEC source: 0001127602-21-002516 · form4.xml · nonDerivative · entry 7

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,191

F6 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F7 · ownership.nature: Held by BTR 2020 GST Trust for the benefit of Reporting Person.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 18:59 UTC PurchaseClass B Common Stock · Derivative 5,967 $15.19 $90,614.27
Disclosure

SEC source: 0001127602-21-002513 · form4.xml · derivative · entry 4

BTR 2020 GST Trust f/b/o Helen R. Butler · CIK 0001837995 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates IV, L.P.

Disclosed balance after: 5,967

Underlying: Class A Common Stock · 5,967 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F4 · kind: BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 18:59 UTC PurchaseClass B Common Stock · Derivative 668 $15.19 $10,144.18
Disclosure

SEC source: 0001127602-21-002513 · form4.xml · derivative · entry 3

BTR 2020 GST Trust f/b/o Helen R. Butler · CIK 0001837995 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates I, L.P.

Disclosed balance after: 1,890

Underlying: Class A Common Stock · 668 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F3 · kind: BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
January 22, 2021 Filed Jan 26, 2021 18:59 UTC PurchaseClass A Common Stock 2,191 $15.19 $33,272.31
Disclosure

SEC source: 0001127602-21-002513 · form4.xml · nonDerivative · entry 1

BTR 2020 GST Trust f/b/o Helen R. Butler · CIK 0001837995 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Proportionate interest of shares held by Rankin Associates II, L.P.

Disclosed balance after: 2,191

F1 · kind: BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:15 UTC
TAPLIN BRITTON TDirector · Dir. and Member of Group
GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000193 · form4.xml · nonDerivative · entry 1

TAPLIN BRITTON T · CIK 0001247982 · Director · Dir. and Member of Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,740

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:17 UTC
Taplin DiAhnMember of a Group
GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000195 · form4.xml · nonDerivative · entry 1

Taplin DiAhn · CIK 0001558784 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 49,740

F1 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:12 UTC GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000187 · form4.xml · nonDerivative · entry 1

Robinson Lori Jean · CIK 0001788644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:14 UTC GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000191 · form4.xml · nonDerivative · entry 1

SHAPARD ROBERT S · CIK 0001121300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:10 UTC
RANKIN ALISON AMember of a group
GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000181 · form4.xml · nonDerivative · entry 1

RANKIN ALISON A · CIK 0001247944 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 3,452

F1 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:07 UTC
RANKIN ELIZABETH BMember of a group
GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000173 · form4.xml · nonDerivative · entry 1

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Spouse

Disclosed balance after: 20,026

F1 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:08 UTC
RANKIN ROGER FMember of a group
GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000177 · form4.xml · nonDerivative · entry 1

RANKIN ROGER F · CIK 0000901733 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,452

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:06 UTC
RANKIN MATTHEW MDirector · Member of a group
GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000170 · form4.xml · nonDerivative · entry 1

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,026

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: Held through a trust for the benefit of Reporting Person.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:04 UTC
RANKIN VICTOIRE GMember of a Group
GrantClass A Common Stock 1,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000167 · form4.xml · nonDerivative · entry 1

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Main Trust - A

Disclosed balance after: 262,174

F1 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:03 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GrantClass A Common Stock 1,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000165 · form4.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR Main Trust(A)

Disclosed balance after: 262,174

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:01 UTC GrantClass A Common Stock 209 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000162 · form4.xml · nonDerivative · entry 2

OSBORNE RICHARD DE J · CIK 0001024388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,497

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:01 UTC GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000162 · form4.xml · nonDerivative · entry 1

OSBORNE RICHARD DE J · CIK 0001024388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,288

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 04, 2021 Filed Jan 4, 2021 21:00 UTC GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000158 · form4.xml · nonDerivative · entry 1

Miller Michael Sidney · CIK 0001681715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,893

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 04, 2021 Filed Jan 4, 2021 20:58 UTC GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000156 · form4.xml · nonDerivative · entry 1

LABARRE DENNIS W · CIK 0001247923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,525

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 04, 2021 Filed Jan 4, 2021 20:56 UTC GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000154 · form4.xml · nonDerivative · entry 1

Jumper John P · CIK 0001346943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,824

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
January 04, 2021 Filed Jan 4, 2021 20:55 UTC GrantClass A Common Stock 1,047 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000152 · form4.xml · nonDerivative · entry 1

DALRYMPLE JOHN S III · CIK 0001195627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,877

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · derivative · entry 18

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 6,677

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F9 · price: N/A

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F10 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · derivative · entry 17

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 7,899

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F9 · price: N/A

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F10 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · derivative · entry 16

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 9,121

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F9 · price: N/A

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F10 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · derivative · entry 15

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 10,343

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F9 · price: N/A

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F10 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · derivative · entry 14

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 11,565

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F9 · price: N/A

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F10 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 1,221 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · derivative · entry 13

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 12,787

Underlying: Class A Common Stock · 1,221 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F9 · price: N/A

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F10 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 1,221 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · derivative · entry 12

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 14,008

Underlying: Class A Common Stock · 1,221 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F9 · price: N/A

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F10 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 1,221 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · derivative · entry 11

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 15,229

Underlying: Class A Common Stock · 1,221 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F9 · price: N/A

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F10 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · derivative · entry 10

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 16,450

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F9 · price: N/A

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F10 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:02 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002568 · form4.xml · derivative · entry 9

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR RAI/B

Disclosed balance after: 17,672

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F9 · derivative.exercise_price: N/A

F9 · price: N/A

F9 · derivative.exercise_date: N/A

F9 · derivative.expiration_date: N/A

F10 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 18

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 6,677

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F10 · price: N/A

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 17

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 7,899

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F10 · price: N/A

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 16

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 9,121

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F10 · price: N/A

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 15

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 10,343

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F10 · price: N/A

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 14

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 11,565

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F10 · price: N/A

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GiftClass B Common Stock · Derivative 1,221 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 13

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 12,787

Underlying: Class A Common Stock · 1,221 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F10 · price: N/A

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GiftClass B Common Stock · Derivative 1,221 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 12

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 14,008

Underlying: Class A Common Stock · 1,221 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F10 · price: N/A

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GiftClass B Common Stock · Derivative 1,221 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 11

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 15,229

Underlying: Class A Common Stock · 1,221 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F10 · price: N/A

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 10

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 16,450

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F10 · price: N/A

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GiftClass B Common Stock · Derivative 1,222 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-002570 · form4.xml · derivative · entry 9

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAI (B)

Disclosed balance after: 17,672

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F10 · derivative.exercise_price: N/A

F10 · price: N/A

F10 · derivative.exercise_date: N/A

F10 · derivative.expiration_date: N/A

F11 · ownership.nature: Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 19:14 UTC
WILLIAMS CLARA RMember of a group
GiftClass B Common Stock · Derivative 1,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-002529 · form4.xml · derivative · entry 21

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,222

Underlying: Class A Common Stock · 1,222 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F8 · ownership.nature: Held by BTR 2020 GST Trust for the benefit of Reporting Person.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 19:14 UTC
WILLIAMS CLARA RMember of a group
GiftClass B Common Stock · Derivative 24,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-002529 · form4.xml · derivative · entry 20

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 1

Disclosed balance after: 24,729

Underlying: Class A Common Stock · 24,729 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F6 · ownership.nature: Reporting Person's spouse serves as trustee of the CRW 2020 GST Trust for the benefit of Margo J.V. Williams.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 19:14 UTC
WILLIAMS CLARA RMember of a group
GiftClass B Common Stock · Derivative 24,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-002529 · form4.xml · derivative · entry 19

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAI

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 24,729 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F14 · ownership.nature: RAI-Represents Reporting Person's limited partnership interest in shares held by Rankin Associates I, L.P.

Read SEC document
December 31, 2020 Filed Jan 26, 2021 19:14 UTC
WILLIAMS CLARA RMember of a group
GiftClass B Common Stock · Derivative 24,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-002529 · form4.xml · derivative · entry 18

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Daughter 2

Disclosed balance after: 24,729

Underlying: Class A Common Stock · 24,729 shares

Expires not disclosed

F1 · derivative.exercise_price: N/A

F1 · price: N/A

F1 · derivative.exercise_date: N/A

F1 · derivative.expiration_date: N/A

F5 · ownership.nature: Reporting Person's spouse serves as trustee of the CRW 2020 GST Trust for the benefit of Helen C. Williams.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.