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NYSE · USD

NBHC

National Bank Holdings Corp

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Tapewire entity
4575
SEC CIK
0001475841
Parsed reports
525

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2022 Filed May 2, 2022 23:50 UTC
Zahl Brendan WEVP NBH RESIDENTIAL BANKING
Tax withholdingCommon Stock 234 $37.05 $8,669.70
Disclosure

SEC source: 0001415889-22-004471 · form4-05022022_040502.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH RESIDENTIAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,240

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2022.

Read SEC document
April 28, 2022 Filed May 2, 2022 23:48 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 275 $37.05 $10,188.75
Disclosure

SEC source: 0001415889-22-004468 · form4-05022022_040551.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,575

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2022.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 18:53 UTC
Stevenson RuthCHIEF CLIENT EXECUTIVE
GrantEmployee Stock Option (Right to Buy) · Derivative 633 $0.00 Strike: $40.83 $0.00
Disclosure

SEC source: 0001415889-22-003871 · form4-04052022_030408.xml · derivative · entry 2

Stevenson Ruth · CIK 0001761648 · CHIEF CLIENT EXECUTIVE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633

Underlying: Common Stock · 633 shares

Expires 2032-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 18:53 UTC
Stevenson RuthCHIEF CLIENT EXECUTIVE
GrantCommon Stock 251 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003871 · form4-04052022_030408.xml · nonDerivative · entry 1

Stevenson Ruth · CIK 0001761648 · CHIEF CLIENT EXECUTIVE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,168

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 18:54 UTC
Randall Christopher S.EVP, COMM. & SPECIALTY BANKING
GrantEmployee Stock Option (Right to Buy) · Derivative 3,484 $0.00 Strike: $40.83 $0.00
Disclosure

SEC source: 0001415889-22-003873 · form4-04052022_030435.xml · derivative · entry 2

Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,484

Underlying: Common Stock · 3,484 shares

Expires 2032-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 18:54 UTC
Randall Christopher S.EVP, COMM. & SPECIALTY BANKING
GrantCommon Stock 1,385 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003873 · form4-04052022_030435.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,630

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 18:58 UTC
PETRUCCI ANGELA NICOLECHIEF ADMIN OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 3,817 $0.00 Strike: $40.83 $0.00
Disclosure

SEC source: 0001415889-22-003877 · form4-04052022_030420.xml · derivative · entry 2

PETRUCCI ANGELA NICOLE · CIK 0001443088 · CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,817

Underlying: Common Stock · 3,817 shares

Expires 2032-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 18:58 UTC
PETRUCCI ANGELA NICOLECHIEF ADMIN OFFICER
GrantCommon Stock 1,517 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003877 · form4-04052022_030420.xml · nonDerivative · entry 1

PETRUCCI ANGELA NICOLE · CIK 0001443088 · CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,318

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:03 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 19,408 $0.00 Strike: $40.83 $0.00
Disclosure

SEC source: 0001415889-22-003881 · form4-04052022_040409.xml · derivative · entry 2

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,408

Underlying: Common Stock · 19,408 shares

Expires 2032-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:03 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 7,714 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003881 · form4-04052022_040409.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,327

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:56 UTC
Newfield Richard U Jr.CHIEF RISK MNGMT OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 6,802 $0.00 Strike: $40.83 $0.00
Disclosure

SEC source: 0001415889-22-003875 · form4-04052022_030410.xml · derivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,802

Underlying: Common Stock · 6,802 shares

Expires 2032-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:56 UTC
Newfield Richard U Jr.CHIEF RISK MNGMT OFFICER
GrantCommon Stock 2,703 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003875 · form4-04052022_030410.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,145

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:00 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 8,317 $0.00 Strike: $40.83 $0.00
Disclosure

SEC source: 0001415889-22-003879 · form4-04052022_030455.xml · derivative · entry 2

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,317

Underlying: Common Stock · 8,317 shares

Expires 2032-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:00 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
GrantCommon Stock 3,306 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003879 · form4-04052022_030455.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,503

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:49 UTC
Zahl Brendan WEVP NBH RESIDENTIAL BANKING
GrantEmployee Stock Option (Right to Buy) · Derivative 3,484 $0.00 Strike: $40.83 $0.00
Disclosure

SEC source: 0001415889-22-003869 · form4-04052022_030436.xml · derivative · entry 2

Zahl Brendan W · CIK 0001726074 · EVP NBH RESIDENTIAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,484

Underlying: Common Stock · 3,484 shares

Expires 2032-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:49 UTC
Zahl Brendan WEVP NBH RESIDENTIAL BANKING
GrantCommon Stock 1,385 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003869 · form4-04052022_030436.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH RESIDENTIAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,474

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:46 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 1,478 $0.00 Strike: $40.83 $0.00
Disclosure

SEC source: 0001415889-22-003867 · form4-04052022_030429.xml · derivative · entry 2

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478

Underlying: Common Stock · 1,478 shares

Expires 2032-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:46 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
GrantCommon Stock 587 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003867 · form4-04052022_030429.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,850

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2023.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 22:40 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 10,000 $42.88 $428,800.00
Disclosure

SEC source: 0001415889-22-003141 · form4-03172022_030301.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,613

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $42.44 to $43.20, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:13 UTC
Stevenson RuthCHIEF CLIENT EXECUTIVE
Tax withholdingCommon Stock 432 $41.40 $17,884.80
Disclosure

SEC source: 0001415889-22-002452 · form4-03032022_050331.xml · nonDerivative · entry 2

Stevenson Ruth · CIK 0001761648 · CHIEF CLIENT EXECUTIVE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,917

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:13 UTC
Stevenson RuthCHIEF CLIENT EXECUTIVE
GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002452 · form4-03032022_050331.xml · nonDerivative · entry 1

Stevenson Ruth · CIK 0001761648 · CHIEF CLIENT EXECUTIVE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,349

F1 · shares: . Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:09 UTC
Randall Christopher S.EVP, COMM. & SPECIALTY BANKING
Tax withholdingCommon Stock 1,253 $41.40 $51,874.20
Disclosure

SEC source: 0001415889-22-002444 · form4-03032022_050350.xml · nonDerivative · entry 2

Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,245

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:09 UTC
Randall Christopher S.EVP, COMM. & SPECIALTY BANKING
GrantCommon Stock 3,921 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002444 · form4-03032022_050350.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,498

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:21 UTC
PETRUCCI ANGELA NICOLECHIEF ADMIN OFFICER
Tax withholdingCommon Stock 624 $41.40 $25,833.60
Disclosure

SEC source: 0001415889-22-002458 · form4-03032022_050352.xml · nonDerivative · entry 2

PETRUCCI ANGELA NICOLE · CIK 0001443088 · CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,801

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:21 UTC
PETRUCCI ANGELA NICOLECHIEF ADMIN OFFICER
GrantCommon Stock 1,271 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002458 · form4-03032022_050352.xml · nonDerivative · entry 1

PETRUCCI ANGELA NICOLE · CIK 0001443088 · CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,425

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019.

F2 · balance_after: Includes 37 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2022.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:33 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 10,141 $41.40 $419,837.40
Disclosure

SEC source: 0001415889-22-002463 · form4-03032022_050315.xml · nonDerivative · entry 2

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,613

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2022.

F4 · balance_after: Includes a reduction of 4,255 shares that were delivered to the reporting person's former spouse pursuant to a divorce decree and accompanying qualified domestic relations orders.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:33 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 23,036 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002463 · form4-03032022_050315.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,009

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019.

F2 · balance_after: Includes 187 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2022.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:36 UTC
Newfield Richard U Jr.CHIEF RISK MNGMT OFFICER
Tax withholdingCommon Stock 2,764 $41.40 $114,429.60
Disclosure

SEC source: 0001415889-22-002466 · form4-03032022_050329.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,442

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:36 UTC
Newfield Richard U Jr.CHIEF RISK MNGMT OFFICER
GrantCommon Stock 6,060 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002466 · form4-03032022_050329.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,206

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019.

F2 · balance_after: Includes 234 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2022.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:34 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,415 $41.40 $99,981.00
Disclosure

SEC source: 0001415889-22-002464 · form4-03032022_050308.xml · nonDerivative · entry 2

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,197

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:34 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
GrantCommon Stock 5,265 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002464 · form4-03032022_050308.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,612

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019.

F2 · balance_after: Includes 263 and 94 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2021 and February 28, 2022, respectively.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:26 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,415 $41.40 $99,981.00
Disclosure

SEC source: 0001415889-22-002460 · form4-03032022_050339.xml · nonDerivative · entry 2

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,197

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:26 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
GrantCommon Stock 5,265 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002460 · form4-03032022_050339.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,612

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019.

F2 · balance_after: Includes 263 and 94 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2021 and February 28, 2022, respectively.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:17 UTC
Zahl Brendan WEVP NBH RESIDENTIAL BANKING
GrantCommon Stock 2,715 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002456 · form4-03032022_050332.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH RESIDENTIAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,089

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019.

F2 · balance_after: Includes 109 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2022.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:15 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 643 $41.40 $26,620.20
Disclosure

SEC source: 0001415889-22-002454 · form4-03032022_050320.xml · nonDerivative · entry 2

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,263

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 01:15 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
GrantCommon Stock 1,316 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002454 · form4-03032022_050320.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,906

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019.

F2 · balance_after: Includes 80 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:41 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 10,000 $45.61 $456,100.00
Disclosure

SEC source: 0001415889-22-001789 · form4-02242022_010234.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,786

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $45.25 to $45.93, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F3 · balance_after: Includes 403 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2021.

Read SEC document
December 21, 2021 Filed Feb 14, 2022 22:33 UTC GiftCommon Stock 79,939 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001328 · form5-02142022_020202.xml · nonDerivative · entry 2

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Ralph W. Clermont Revocable Trust

Disclosed balance after: 79,939

F2 · price: Represents a bona fide gift from the Ralph W. Clermont Revocable Trust to the Ralph W. Clermont Irrevocable Family Trust.

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November 29, 2021 Filed Feb 14, 2022 22:33 UTC GiftCommon Stock 904 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001328 · form5-02142022_020202.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570

F1 · price: Represents a bona fide gift from the reporting person to the Ralph W. Clermont Revocable Trust.

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November 23, 2021 Filed Feb 14, 2022 22:18 UTC
Zahl Brendan WEVP NBH RESIDENTIAL BANKING
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001316 · form5-02142022_020221.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH RESIDENTIAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,265

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

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November 19, 2021 Filed Nov 23, 2021 01:15 UTC
Zahl Brendan WEVP NBH RESIDENTIAL BANKING
SaleCommon Stock 1,700 $45.41 $77,197.00
Disclosure

SEC source: 0001415889-21-005421 · form4-11222021_051118.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH RESIDENTIAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,315

F1 · balance_after: Includes 297 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2021.

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November 15, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,092 $0.00 Strike: $19.56 $0.00
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 15

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,092 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2017, April 28, 2018 and April 28, 2019.

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November 15, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 399 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 14

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 399 shares

Expires 2025-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018.

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November 15, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
SaleCommon Stock 13,491 $45.23 $610,239.75
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 9

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,912

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.42, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 15, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 13,092 $19.56 $256,079.52
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 8

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 399 $19.08 $7,612.92
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 7

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 12, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,900 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 13

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399

Underlying: Common Stock · 4,900 shares

Expires 2025-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018.

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November 12, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
SaleCommon Stock 4,900 $45.41 $222,504.59
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 6

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,912

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.40 to $45.45, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 12, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 4,900 $19.08 $93,492.00
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 5

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2021 Filed Nov 15, 2021 23:19 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,020 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 12

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,299

Underlying: Common Stock · 3,020 shares

Expires 2025-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.