Last 12 months
Inside the activity.
14 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 14 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2018 Filed Aug 6, 2018 20:22 UTC |
Jia HongfeiDirector
|
GrantCommon Shares · Derivative | 25,000 | $0.00 Strike: $7.80 | $0.00 |
DisclosureSEC source: 0001749060-18-000002 · wf-form4_153358695797673.xml · derivative · entry 2 Jia Hongfei · CIK 0001749060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Shares · 25,000 shares Expires 2028-08-02 Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:22 UTC |
Jia HongfeiDirector
|
GrantCommon Shares | 12,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001749060-18-000002 · wf-form4_153358695797673.xml · nonDerivative · entry 1 Jia Hongfei · CIK 0001749060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,821 F1 · shares: This grant of restricted stock units (RSUs) represents the annual grant of RSUs to Mr. Jia, and reflects that Mr. Jia did not receive an annual grant during 2017. Each RSU represents the right to receive one share of NATR Common Stock. These RSUs vest in twelve equal monthly installments from the initial grant date through August 2, 2018, subject to Mr. Jia's continued service on the Board of Directors, and accelerate in full upon a change in control. The vested shares are delivered upon the earlier of the director's separation from the Board of Directors or the expiration of a two-year period subsequent to the vesting of the entire RSU grant. Read SEC document |
| August 01, 2018 Filed Aug 6, 2018 19:22 UTC |
HUGHES KRISTINE FDirector
|
SaleCommon Shares | 3,000 | $7.57 | $22,710.00 |
DisclosureSEC source: 0001254691-18-000012 · wf-form4_153358330465082.xml · nonDerivative · entry 1 HUGHES KRISTINE F · CIK 0001254691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 553,275 Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 19:07 UTC |
HUGHES KRISTINE FDirector
|
SaleCommon Shares | 3,000 | $9.16 | $27,480.00 |
DisclosureSEC source: 0001254691-18-000011 · wf-form4_153116324574916.xml · nonDerivative · entry 1 HUGHES KRISTINE F · CIK 0001254691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 556,275 Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:15 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 2,723 | $8.96 | $24,389.91 |
DisclosureSEC source: 0001144204-18-034791 · tv496769_form4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,514,992 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,037,762 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 431,919 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 45,311 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:15 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 1,287 | $8.96 | $11,527.66 |
DisclosureSEC source: 0001144204-18-034791 · tv496769_form4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,462 F1 · ownership.direct: The Reporting Person directly beneficially owns 687,462 shares of common stock, no par value per share ("Common Stock") of Natures Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:50 UTC |
HUGHES KRISTINE FDirector
|
SaleCommon Shares | 3,000 | $8.73 | $26,190.00 |
DisclosureSEC source: 0001254691-18-000008 · wf-form4_152849100902039.xml · nonDerivative · entry 1 HUGHES KRISTINE F · CIK 0001254691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 559,275 Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 20:15 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 866 | $8.95 | $7,750.70 |
DisclosureSEC source: 0001144204-18-033050 · tv495989_form4.xml · nonDerivative · entry 4 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,512,269 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,035,775 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 431,183 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 45,311 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 20:15 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 410 | $8.95 | $3,669.50 |
DisclosureSEC source: 0001144204-18-033050 · tv495989_form4.xml · nonDerivative · entry 3 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,175 F1 · ownership.direct: The Reporting Person directly beneficially owns 686,175 shares of common stock, no par value per share ("Common Stock") of Natures Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:15 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 1,114 | $8.95 | $9,970.30 |
DisclosureSEC source: 0001144204-18-033050 · tv495989_form4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,511,403 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,035,775 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 431,183 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 45,311 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:15 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 527 | $8.95 | $4,716.65 |
DisclosureSEC source: 0001144204-18-033050 · tv495989_form4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,765 F1 · ownership.direct: The Reporting Person directly beneficially owns 686,175 shares of common stock, no par value per share ("Common Stock") of Natures Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| May 25, 2018 Filed May 29, 2018 20:16 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 206 | $8.95 | $1,843.70 |
DisclosureSEC source: 0001144204-18-031335 · tv495227_form4.xml · nonDerivative · entry 4 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,510,289 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,034,330 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 430,648 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 45,311 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| May 25, 2018 Filed May 29, 2018 20:16 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 97 | $8.95 | $868.15 |
DisclosureSEC source: 0001144204-18-031335 · tv495227_form4.xml · nonDerivative · entry 3 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,238 F1 · ownership.direct: The Reporting Person directly beneficially owns 685,238 shares of common stock, no par value per share ("Common Stock") of Natures Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:53 UTC |
MOSS RICHARD DDirector
|
GrantCommon Shares · Derivative | 25,000 | $0.00 Strike: $9.05 | $0.00 |
DisclosureSEC source: 0001628280-18-007392 · wf-form4_152771718459293.xml · derivative · entry 1 MOSS RICHARD D · CIK 0001236872 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Shares · 25,000 shares Expires 2028-05-25 Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:16 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 204 | $8.95 | $1,825.80 |
DisclosureSEC source: 0001144204-18-031335 · tv495227_form4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,510,083 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,034,330 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 430,648 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 45,311 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:16 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 96 | $8.95 | $859.20 |
DisclosureSEC source: 0001144204-18-031335 · tv495227_form4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,141 F1 · ownership.direct: The Reporting Person directly beneficially owns 685,238 shares of common stock, no par value per share ("Common Stock") of Natures Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:35 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 256 | $8.95 | $2,291.20 |
DisclosureSEC source: 0001144204-18-029551 · tv494496_4.xml · nonDerivative · entry 4 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,509,879 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,034,030 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 430,538 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 45,311 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:35 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 120 | $8.95 | $1,074.00 |
DisclosureSEC source: 0001144204-18-029551 · tv494496_4.xml · nonDerivative · entry 3 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,045 F1 · ownership.direct: The Reporting Person directly beneficially owns 685,045 shares of common stock, no par value per share ("Common Stock") of Natures Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:35 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 1,006 | $8.94 | $8,993.64 |
DisclosureSEC source: 0001144204-18-029551 · tv494496_4.xml · nonDerivative · entry 2 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,509,623 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,034,030 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 430,538 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 45,311 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:35 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
|
PurchaseCommon Stock, no par value per share | 474 | $8.94 | $4,237.56 |
DisclosureSEC source: 0001144204-18-029551 · tv494496_4.xml · nonDerivative · entry 1 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,925 F1 · ownership.direct: The Reporting Person directly beneficially owns 685,045 shares of common stock, no par value per share ("Common Stock") of Natures Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Read SEC document |
| May 09, 2018 Filed May 11, 2018 19:58 UTC |
HUGHES KRISTINE FDirector
|
SaleCommon Shares | 2,000 | $9.83 | $19,660.00 |
DisclosureSEC source: 0001628280-18-006690 · wf-form4_152606870545704.xml · nonDerivative · entry 1 HUGHES KRISTINE F · CIK 0001254691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 562,275 Read SEC document |
| May 03, 2018 Filed May 7, 2018 20:54 UTC |
Mercer Robert BDirector
|
GrantCommon Stock | 5,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-006065 · wf-form4_152572641636338.xml · nonDerivative · entry 1 Mercer Robert B · CIK 0001501527 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,024 F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 3, 2019. Read SEC document |
| May 03, 2018 Filed May 7, 2018 20:47 UTC |
Straus Robert DDirector
|
GrantCommon Shares | 5,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-006062 · wf-form4_152572605564271.xml · nonDerivative · entry 1 Straus Robert D · CIK 0001389219 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,405 F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 3, 2019. Read SEC document |
| May 03, 2018 Filed May 7, 2018 20:38 UTC |
Teets John ChristopherDirector
|
GrantCommon Shares | 5,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-006060 · wf-form4_152572547754256.xml · nonDerivative · entry 1 Teets John Christopher · CIK 0001399886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,551 F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 3, 2019. Read SEC document |
| May 03, 2018 Filed May 7, 2018 20:35 UTC |
Watkins Jeffrey DDirector · 10% owner
|
GrantCommon Stock | 5,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-006057 · wf-form4_152572530296183.xml · nonDerivative · entry 1 Watkins Jeffrey D · CIK 0001300096 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,626 F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 3, 2019. Read SEC document |
| May 03, 2018 Filed May 7, 2018 20:23 UTC |
SPRINGER MARY BETHDirector
|
GrantCommon Stock | 5,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-006050 · wf-form4_152572459674877.xml · nonDerivative · entry 1 SPRINGER MARY BETH · CIK 0001203228 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,525 F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 3, 2019. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 18:09 UTC |
HUGHES KRISTINE FDirector
|
SaleCommon Shares | 2,000 | $9.91 | $19,820.00 |
DisclosureSEC source: 0001254691-18-000006 · wf-form4_152303813896033.xml · nonDerivative · entry 1 HUGHES KRISTINE F · CIK 0001254691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 564,275 Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 18:19 UTC |
HUGHES KRISTINE FDirector
|
SaleCommon Shares | 2,000 | $11.16 | $22,316.00 |
DisclosureSEC source: 0001254691-18-000005 · wf-form4_152061956933376.xml · nonDerivative · entry 1 HUGHES KRISTINE F · CIK 0001254691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 566,275 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:07 UTC |
PROBERT GREGORYDirector · CEO & Chairman of the Board
|
Tax withholdingCommon Stock | 127 | $11.30 | $1,435.10 |
DisclosureSEC source: 0001311182-18-000003 · wf-form4_151864466314565.xml · nonDerivative · entry 2 PROBERT GREGORY · CIK 0001311182 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,305 F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on September 19, 2014. The number of shares withheld was determined on February 12, 2018, based on the closing price of NATR common stock on February 9, 2018. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:07 UTC |
PROBERT GREGORYDirector · CEO & Chairman of the Board
|
Tax withholdingCommon Stock | 1,273 | $11.30 | $14,384.90 |
DisclosureSEC source: 0001311182-18-000003 · wf-form4_151864466314565.xml · nonDerivative · entry 1 PROBERT GREGORY · CIK 0001311182 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,432 F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on February 11, 2014. The number of shares withheld was determined on February 12, 2018, based on the closing price of NATR common stock on February 9, 2018. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:09 UTC |
Armstrong Susan MEVP & Chief Operations Officer
|
Tax withholdingCommon Stock | 37 | $11.30 | $418.10 |
DisclosureSEC source: 0001629351-18-000003 · wf-form4_151864491951670.xml · nonDerivative · entry 2 Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,655 F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on September 19, 2014. The number of shares withheld was determined on February 12, 2018, based on the closing price of NATR common stock on February 9, 2018. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:09 UTC |
Armstrong Susan MEVP & Chief Operations Officer
|
Tax withholdingCommon Stock | 371 | $11.30 | $4,192.30 |
DisclosureSEC source: 0001629351-18-000003 · wf-form4_151864491951670.xml · nonDerivative · entry 1 Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692 F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on February 11, 2014. The number of shares withheld was determined on February 12, 2018, based on the closing price of NATR common stock on February 9, 2018. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 21:50 UTC |
BATY JOSEPH WEVP & Chief Financial Officer
|
GrantCommon Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001263696-18-000002 · wf-form4_151873144217410.xml · nonDerivative · entry 1 BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,596 F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on February 12, 2019. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 21:49 UTC |
Brower Nathan GEVP, General Counsel
|
GrantCommon Shares | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001723752-18-000003 · wf-form4_151873134635148.xml · nonDerivative · entry 1 Brower Nathan G · CIK 0001723752 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,014 F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on February 12, 2019. F2 · balance_after: Due to a clerical error, a prior Form 4 for the Reporting Person set forth an incorrect number of shares directly owned by the Reporting Person. This Form 4 corrects the error and presents the correct number of shares directly owned by the Reporting Person. No intervening events have occurred to impact the number of shares directly owned. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 21:48 UTC |
PROBERT GREGORYDirector · CEO & Chairman of the Board
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001311182-18-000005 · wf-form4_151873103465753.xml · nonDerivative · entry 1 PROBERT GREGORY · CIK 0001311182 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,305 F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on February 12, 2019. Read SEC document |
| February 12, 2018 Filed Feb 22, 2018 15:25 UTC |
Armstrong Susan MEVP & Chief Operations Officer
|
GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001629351-18-000004 · wf-form4_151931313065538.xml · nonDerivative · entry 1 Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,155 F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on February 12, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 16:43 UTC |
HUGHES KRISTINE FDirector
|
SaleCommon Shares | 2,000 | $11.33 | $22,650.00 |
DisclosureSEC source: 0001254691-18-000004 · wf-form4_151819458140973.xml · nonDerivative · entry 1 HUGHES KRISTINE F · CIK 0001254691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 568,275 Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:35 UTC |
PROBERT GREGORYDirector · CEO & Chairman of the Board
|
Tax withholdingCommon Stock | 7,053 | $11.95 | $84,283.35 |
DisclosureSEC source: 0001311182-18-000002 · wf-form4_151631493322471.xml · nonDerivative · entry 1 PROBERT GREGORY · CIK 0001311182 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,705 F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 15, 2015. The number of shares withheld was determined on January 16, 2018, based on the closing price of NATR common stock on January 12, 2018. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:48 UTC |
Armstrong Susan MEVP & Chief Operations Officer
|
Tax withholdingCommon Stock | 1,307 | $11.95 | $15,618.65 |
DisclosureSEC source: 0001629351-18-000002 · wf-form4_151629412417474.xml · nonDerivative · entry 1 Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,063 F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 15, 2015. The number of shares withheld was determined on January 16, 2018, based on the closing price of NATR common stock on January 12, 2018. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 21:26 UTC |
HUGHES KRISTINE FDirector
|
SaleCommon Shares | 2,000 | $11.56 | $23,114.00 |
DisclosureSEC source: 0001254691-18-000002 · wf-form4_151570596819436.xml · nonDerivative · entry 1 HUGHES KRISTINE F · CIK 0001254691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 570,275 Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 22:40 UTC |
Armstrong Susan MEVP & Chief Operations Officer
|
Tax withholdingCommon Stock | 327 | $11.55 | $3,776.85 |
DisclosureSEC source: 0001629351-18-000001 · wf-form4_151519201019798.xml · nonDerivative · entry 2 Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,370 F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 4, 2016. The number of shares withheld was determined on January 4, 2018, based on the closing price of NATR common stock on that date. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 22:23 UTC |
Brower Nathan GEVP, General Counsel
|
Tax withholdingCommon Shares | 93 | $11.55 | $1,074.15 |
DisclosureSEC source: 0001723752-18-000001 · wf-form4_151519099516865.xml · nonDerivative · entry 2 Brower Nathan G · CIK 0001723752 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,514 F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 4, 2016. The number of shares withheld was determined on January 4, 2018, based on the closing price of NATR common stock on that date. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 22:36 UTC |
PROBERT GREGORYDirector · CEO & Chairman of the Board
|
Tax withholdingCommon Stock | 2,692 | $11.55 | $31,092.60 |
DisclosureSEC source: 0001311182-18-000001 · wf-form4_151519175346833.xml · nonDerivative · entry 2 PROBERT GREGORY · CIK 0001311182 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,758 F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 4, 2016. The number of shares withheld was determined on January 4, 2018, based on the closing price of NATR common stock on that date. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:40 UTC |
Armstrong Susan MEVP & Chief Operations Officer
|
Tax withholdingCommon Stock | 435 | $11.65 | $5,067.75 |
DisclosureSEC source: 0001629351-18-000001 · wf-form4_151519201019798.xml · nonDerivative · entry 1 Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,697 F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 3, 2017. The number of shares withheld was determined on January 3, 2018, based on the closing price of NATR common stock on that date. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:23 UTC |
Brower Nathan GEVP, General Counsel
|
Tax withholdingCommon Shares | 93 | $11.65 | $1,083.45 |
DisclosureSEC source: 0001723752-18-000001 · wf-form4_151519099516865.xml · nonDerivative · entry 1 Brower Nathan G · CIK 0001723752 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607 F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 3, 2017. The number of shares withheld was determined on January 3, 2018, based on the closing price of NATR common stock on that date. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:36 UTC |
PROBERT GREGORYDirector · CEO & Chairman of the Board
|
Tax withholdingCommon Stock | 2,993 | $11.65 | $34,868.45 |
DisclosureSEC source: 0001311182-18-000001 · wf-form4_151519175346833.xml · nonDerivative · entry 1 PROBERT GREGORY · CIK 0001311182 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,450 F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 3, 2017. The number of shares withheld was determined on January 3, 2018, based on the closing price of NATR common stock on that date. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 22:50 UTC |
BATY JOSEPH WEVP & Chief Financial Officer
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Tax withholdingCommon Shares | 1,904 | $11.60 | $22,086.40 |
DisclosureSEC source: 0001263696-18-000001 · wf-form4_151519260148466.xml · nonDerivative · entry 1 BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,596 F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 1, 2017. The number of shares withheld was determined on January 2, 2018, based on the closing price of NATR common stock on that date. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 23:14 UTC |
HUGHES KRISTINE FDirector
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SaleCommon Shares | 2,000 | $12.06 | $24,120.00 |
DisclosureSEC source: 0001254691-17-000013 · wf-form4_151277486863617.xml · nonDerivative · entry 1 HUGHES KRISTINE F · CIK 0001254691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 572,275 Read SEC document |
| December 04, 2017 Filed Dec 4, 2017 21:44 UTC |
Brower Nathan GEVP, General Counsel
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GrantCommon Shares | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001723752-17-000003 · wf-form4_151242383053683.xml · nonDerivative · entry 1 Brower Nathan G · CIK 0001723752 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,200 F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on December 4, 2018. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:18 UTC |
WYNNEFIELD CAPITAL MANAGEMENT LLC10% owner
WYNNEFIELD CAPITAL INC10% owner
OBUS NELSON10% owner
LANDES JOSHUA10% owner
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PurchaseCommon Stock, no par value per share | 2,270 | $11.70 | $26,559.00 |
DisclosureSEC source: 0001144204-17-060426 · v480052_4.xml · nonDerivative · entry 4 WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner OBUS NELSON · CIK 0001017043 · 10% owner LANDES JOSHUA · CIK 0001251568 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,508,617 F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,033,111 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns. F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 430,195 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 45,311 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.