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Nasdaq · USD

NATR

NATURES SUNSHINE PRODUCTS INC

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1465
SEC CIK
0000275053
Parsed reports
473

Last 12 months

Inside the activity.

14 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202601
Jun 202604
Jul 202600
Aug 2026140
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2019 Filed May 21, 2019 20:15 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 1,193 $9.79 $11,677.44
Disclosure

SEC source: 0001144204-19-027510 · tv522162_4.xml · nonDerivative · entry 2

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,530,329

F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,043,795 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns.

F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 437,026 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.

F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 51,729 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

Read SEC document
May 16, 2019 Filed May 21, 2019 20:15 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 554 $9.79 $5,422.72
Disclosure

SEC source: 0001144204-19-027510 · tv522162_4.xml · nonDerivative · entry 1

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,793

F1 · ownership.direct: The Reporting Person directly beneficially owns 691,825 shares of common stock, no par value per share ("Common Stock") of Nature's Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:22 UTC
Watkins Jeffrey DDirector · 10% owner
GrantCommon Stock 5,214 $0.00 $0.00
Disclosure

SEC source: 0001300096-19-000002 · wf-form4_155751973544729.xml · nonDerivative · entry 1

Watkins Jeffrey D · CIK 0001300096 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,840

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 8, 2020.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:36 UTC GrantCommon Shares 5,214 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006589 · wf-form4_155752057347205.xml · nonDerivative · entry 1

Teets John Christopher · CIK 0001399886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,765

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 8, 2020.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:34 UTC GrantCommon Shares 5,214 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006586 · wf-form4_155752041813657.xml · nonDerivative · entry 1

Straus Robert D · CIK 0001389219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,619

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 8, 2020.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:30 UTC GrantCommon Stock 5,214 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006583 · wf-form4_155752024294593.xml · nonDerivative · entry 1

Mercer Robert B · CIK 0001501527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,238

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 8, 2020.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:28 UTC GrantCommon Stock 5,214 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006578 · wf-form4_155752010416633.xml · nonDerivative · entry 1

SPRINGER MARY BETH · CIK 0001203228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,739

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 8, 2020.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:26 UTC GrantCommon Shares 5,214 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006573 · wf-form4_155751997838093.xml · nonDerivative · entry 1

MOSS RICHARD D · CIK 0001236872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,214

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 8, 2020.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:19 UTC GrantCommon Shares 5,214 $0.00 $0.00
Disclosure

SEC source: 0001254691-19-000012 · wf-form4_155751956090626.xml · nonDerivative · entry 1

HUGHES KRISTINE F · CIK 0001254691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,309

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 8, 2020.

Read SEC document
May 08, 2019 Filed May 10, 2019 20:16 UTC
Jia HongfeiDirector
GrantCommon Shares 5,214 $0.00 $0.00
Disclosure

SEC source: 0001749060-19-000002 · wf-form4_155751939540306.xml · nonDerivative · entry 1

Jia Hongfei · CIK 0001749060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,035

F1 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in monthly installments from the initial grant date through May 8, 2020.

Read SEC document
May 01, 2019 Filed May 7, 2019 15:33 UTC SaleCommon Shares 3,000 $8.84 $26,520.00
Disclosure

SEC source: 0001254691-19-000010 · wf-form4_155724321859148.xml · nonDerivative · entry 1

HUGHES KRISTINE F · CIK 0001254691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 526,275

Read SEC document
April 03, 2019 Filed Apr 5, 2019 17:45 UTC SaleCommon Shares 3,000 $9.41 $28,230.00
Disclosure

SEC source: 0001254691-19-000008 · wf-form4_155448628621546.xml · nonDerivative · entry 1

HUGHES KRISTINE F · CIK 0001254691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 529,275

Read SEC document
March 29, 2019 Filed Apr 3, 2019 13:54 UTC
Moorehead TerrenceDirector · CEO
GrantPerformance Units · Derivative 54,704 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001754431-19-000003 · wf-form4_155429966408905.xml · derivative · entry 2

Moorehead Terrence · CIK 0001754431 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,704

Underlying: Performance Units · 54,704 shares

Expires 2022-03-29

F2 · shares: These shares are in the form of performance-based restricted stock units (PRSUs) granted pursuant to the employment agreement between the issuer and the reporting person. Each PRSU represents the right to receive one share of NATR common stock. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34, which must be achieved within a three-year performance period ending March 29, 2022.

F2 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs) granted pursuant to the employment agreement between the issuer and the reporting person. Each PRSU represents the right to receive one share of NATR common stock. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34, which must be achieved within a three-year performance period ending March 29, 2022.

Read SEC document
March 29, 2019 Filed Apr 3, 2019 13:54 UTC
Moorehead TerrenceDirector · CEO
GrantCommon Shares 54,705 $0.00 $0.00
Disclosure

SEC source: 0001754431-19-000003 · wf-form4_155429966408905.xml · nonDerivative · entry 1

Moorehead Terrence · CIK 0001754431 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,203

F1 · shares: These shares are in the form of restricted stock units (RSUs) granted pursuant to the employment agreement between the reporting person and the issuer. Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual instalments beginning on March 29, 2020.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:17 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 1,129 $10.44 $11,781.23
Disclosure

SEC source: 0001144204-19-014628 · tv516384_4.xml · nonDerivative · entry 2

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,529,136

F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,041,362 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns.

F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 436,045 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.

F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 51,729 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:17 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 537 $10.44 $5,603.65
Disclosure

SEC source: 0001144204-19-014628 · tv516384_4.xml · nonDerivative · entry 1

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,239

F1 · ownership.direct: The Reporting Person directly beneficially owns 690,239 shares of common stock, no par value per share ("Common Stock") of Nature's Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 20:15 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 3,953 $9.52 $37,617.14
Disclosure

SEC source: 0001144204-19-013713 · tv516145_4.xml · nonDerivative · entry 2

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,528,007

F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,040,562 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns.

F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 435,716 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.

F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 51,729 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 20:15 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 1,881 $9.52 $17,899.78
Disclosure

SEC source: 0001144204-19-013713 · tv516145_4.xml · nonDerivative · entry 1

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,702

F1 · ownership.direct: The Reporting Person directly beneficially owns 689,702 shares of common stock, no par value per share ("Common Stock") of Nature's Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:58 UTC SaleCommon Shares 3,000 $7.93 $23,790.00
Disclosure

SEC source: 0001254691-19-000006 · wf-form4_155199950725117.xml · nonDerivative · entry 1

HUGHES KRISTINE F · CIK 0001254691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 532,275

Read SEC document
March 06, 2019 Filed Mar 8, 2019 19:56 UTC
BATY JOSEPH WEVP & Chief Financial Officer
GrantPerformance Units · Derivative 13,334 $0.00 $0.00
Disclosure

SEC source: 0001263696-19-000007 · wf-form4_155207495363763.xml · derivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Shares · 13,334 shares

Expires 2022-03-06

F1 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F1 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending March 6, 2022. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 18:10 UTC
Brower Nathan GEVP, General Counsel
Tax withholdingCommon Shares 494 $8.22 $4,060.68
Disclosure

SEC source: 0001723752-19-000004 · wf-form4_155016782600798.xml · nonDerivative · entry 1

Brower Nathan G · CIK 0001723752 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,186

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on February 12, 2018. The number of shares withheld was determined on February 12, 2019, based on the closing price of NATR common stock on that date.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 18:08 UTC
Armstrong Susan MEVP & Chief Operations Officer
Tax withholdingCommon Stock 742 $8.22 $6,099.24
Disclosure

SEC source: 0001629351-19-000004 · wf-form4_155016767259688.xml · nonDerivative · entry 1

Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,651

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on February 12, 2018. The number of shares withheld was determined on February 12, 2019, based on the closing price of NATR common stock on that date.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 18:05 UTC
BATY JOSEPH WEVP & Chief Financial Officer
Tax withholdingCommon Shares 989 $8.22 $8,129.58
Disclosure

SEC source: 0001263696-19-000004 · wf-form4_155016751627435.xml · nonDerivative · entry 1

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,425

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on February 12, 2018. The number of shares withheld was determined on February 12, 2019, based on the closing price of NATR common stock on that date.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:49 UTC SaleCommon Shares 3,000 $7.96 $23,880.00
Disclosure

SEC source: 0001254691-19-000004 · wf-form4_154966255944706.xml · nonDerivative · entry 1

HUGHES KRISTINE F · CIK 0001254691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 535,275

Read SEC document
January 04, 2019 Filed Jan 4, 2019 23:23 UTC
Brower Nathan GEVP, General Counsel
Tax withholdingCommon Shares 93 $8.19 $761.67
Disclosure

SEC source: 0001723752-19-000002 · wf-form4_154664419338998.xml · nonDerivative · entry 3

Brower Nathan G · CIK 0001723752 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,013

F3 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 4, 2016. The number of shares withheld was determined on January 4, 2019, based on the closing price of NATR common stock on that date.

Read SEC document
January 04, 2019 Filed Jan 4, 2019 23:25 UTC
Armstrong Susan MEVP & Chief Operations Officer
Tax withholdingCommon Stock 327 $8.19 $2,678.13
Disclosure

SEC source: 0001629351-19-000002 · wf-form4_154664429746248.xml · nonDerivative · entry 1

Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,828

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 4, 2016. The number of shares withheld was determined on January 4, 2019, based on the closing price of NATR common stock on that date.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 23:23 UTC
Brower Nathan GEVP, General Counsel
Tax withholdingCommon Shares 92 $7.89 $725.88
Disclosure

SEC source: 0001723752-19-000002 · wf-form4_154664419338998.xml · nonDerivative · entry 2

Brower Nathan G · CIK 0001723752 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,106

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 3, 2017. The number of shares withheld was determined on January 3, 2019, based on the closing price of NATR common stock on that date.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 23:25 UTC
Armstrong Susan MEVP & Chief Operations Officer
Tax withholdingCommon Stock 435 $7.89 $3,432.15
Disclosure

SEC source: 0001629351-19-000002 · wf-form4_154664429746248.xml · nonDerivative · entry 2

Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,393

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 3, 2017. The number of shares withheld was determined on January 3, 2019, based on the closing price of NATR common stock on that date.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 19:28 UTC SaleCommon Shares 3,000 $7.72 $23,160.00
Disclosure

SEC source: 0001254691-19-000002 · wf-form4_154654371702309.xml · nonDerivative · entry 1

HUGHES KRISTINE F · CIK 0001254691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 538,275

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:23 UTC
Brower Nathan GEVP, General Counsel
GrantCommon Shares 6,667 $8.29 $55,269.43
Disclosure

SEC source: 0001723752-19-000002 · wf-form4_154664419338998.xml · nonDerivative · entry 4

Brower Nathan G · CIK 0001723752 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,680

F4 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on January 2, 2020.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:25 UTC
Armstrong Susan MEVP & Chief Operations Officer
GrantCommon Stock 10,000 $8.29 $82,900.00
Disclosure

SEC source: 0001629351-19-000002 · wf-form4_154664429746248.xml · nonDerivative · entry 3

Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,393

F3 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on January 2, 2020.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:21 UTC
BATY JOSEPH WEVP & Chief Financial Officer
GrantCommon Shares 13,334 $8.29 $110,538.86
Disclosure

SEC source: 0001263696-19-000002 · wf-form4_154664408093080.xml · nonDerivative · entry 4

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,414

F4 · shares: These shares are in the form of restricted stock units (RSUs). Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on January 2, 2020.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:21 UTC
BATY JOSEPH WEVP & Chief Financial Officer
Tax withholdingCommon Shares 1,904 $8.29 $15,784.16
Disclosure

SEC source: 0001263696-19-000002 · wf-form4_154664408093080.xml · nonDerivative · entry 3

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,080

F3 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on January 1, 2017. The number of shares withheld was determined on January 2, 2019, based on the closing price of NATR common stock on that date.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 23:47 UTC
Armstrong Susan MEVP & Chief Operations Officer
GrantPerformance Units · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001629351-18-000006 · wf-form4_154595443349651.xml · derivative · entry 2

Armstrong Susan M · CIK 0001629351 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Shares · 32,000 shares

Expires 2021-12-04

F1 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F1 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 23:43 UTC
BATY JOSEPH WEVP & Chief Financial Officer
GrantPerformance Units · Derivative 36,000 $0.00 $0.00
Disclosure

SEC source: 0001263696-18-000005 · wf-form4_154595419947018.xml · derivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Shares · 36,000 shares

Expires 2021-12-04

F1 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F1 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

Read SEC document
December 21, 2018 Filed Dec 27, 2018 23:40 UTC
Brower Nathan GEVP, General Counsel
GrantPerformance Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001723752-18-000008 · wf-form4_154595399327270.xml · derivative · entry 2

Brower Nathan G · CIK 0001723752 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Shares · 20,000 shares

Expires 2021-12-04

F1 · derivative.exercise_price: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F1 · derivative.exercise_date: These shares are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending December 4, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 21:25 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 1,291 $8.85 $11,425.35
Disclosure

SEC source: 0001144204-18-064448 · tv509116_4.xml · nonDerivative · entry 3

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,524,054

F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,037,762 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns.

F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 434,563 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.

F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 51,729 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:25 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 1,225 $8.82 $10,809.89
Disclosure

SEC source: 0001144204-18-064448 · tv509116_4.xml · nonDerivative · entry 1

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,522,763

F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,037,762 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns.

F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 434,563 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.

F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 51,729 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 21:15 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 405 $8.80 $3,564.00
Disclosure

SEC source: 0001144204-18-063836 · tv508784_form4.xml · nonDerivative · entry 3

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,521,538

F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,037,762 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns.

F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 434,563 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.

F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 49,213 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:15 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 3,497 $8.76 $30,632.67
Disclosure

SEC source: 0001144204-18-063836 · tv508784_form4.xml · nonDerivative · entry 1

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,521,133

F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,037,762 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns.

F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 434,563 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.

F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 49,213 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 17:47 UTC SaleCommon Shares 3,000 $9.01 $27,030.00
Disclosure

SEC source: 0001628280-18-014912 · wf-form4_154420485052670.xml · nonDerivative · entry 1

HUGHES KRISTINE F · CIK 0001254691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 541,275

Read SEC document
December 04, 2018 Filed Jan 4, 2019 23:23 UTC
Brower Nathan GEVP, General Counsel
Tax withholdingCommon Shares 816 $9.01 $7,352.16
Disclosure

SEC source: 0001723752-19-000002 · wf-form4_154664419338998.xml · nonDerivative · entry 1

Brower Nathan G · CIK 0001723752 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,198

F1 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on December 4, 2017. The number of shares withheld was determined on December 4, 2018, based on the closing price of NATR common stock on that date.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 21:25 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 359 $8.90 $3,195.10
Disclosure

SEC source: 0001144204-18-062007 · tv508087_form-4.xml · nonDerivative · entry 1

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,821

F1 · ownership.direct: The Reporting Person directly beneficially owns 687,821 shares of common stock, no par value per share ("Common Stock") of Nature's Sunshine Products Inc. (the "Issuer"). Wynnefield Capital Management, LLC, as the sole general partner of the Reporting Person, has an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that the Reporting Person directly beneficially owns.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:21 UTC
OBUS NELSON10% owner
LANDES JOSHUA10% owner
PurchaseCommon Stock, no par value per share 2,644 $8.81 $23,285.71
Disclosure

SEC source: 0001144204-18-059969 · tv507263_form-4.xml · nonDerivative · entry 2

WYNNEFIELD PARTNERS SMALL CAP VALUE LP · CIK 0000899083 · 10% owner

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I · CIK 0001251565 · 10% owner

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD · CIK 0001030806 · 10% owner

WYNNEFIELD CAPITAL MANAGEMENT LLC · CIK 0001056835 · 10% owner

WYNNEFIELD CAPITAL INC · CIK 0001251567 · 10% owner

Wynnefield Capital, Inc. Profit Sharing Plan · CIK 0001289453 · 10% owner

OBUS NELSON · CIK 0001017043 · 10% owner

LANDES JOSHUA · CIK 0001251568 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,517,636

F2 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 1,037,762 shares of Common Stock, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital Management, LLC, as the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value L.P. I directly beneficially owns. Nelson Obus and Joshua Landes, as co-managing members of Wynnefield Capital Management, LLC, have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns.

F3 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 434,563 shares of Common Stock, which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Exchange Act. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this statement jointly with the Reporting Person. Wynnefield Capital, Inc. as the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns. Nelson Obus and Joshua Landes, as principal executive officers of Wynnefield Capital, Inc., have an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns.

F4 · ownership.nature: The Reporting Person has an indirect beneficial ownership interest in 45,311 shares of Common Stock, which are directly beneficially owned by Wynnefield Capital, Inc. Profit Sharing Plan, as members of a group under Section 13(d) of the Exchange Act. Wynnefield Capital, Inc. Profit Sharing Plan, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person. Mr. Obus and Mr. Landes, as co-trustees, has the power to vote and dispose of Wynnefield Capital, Inc. Profit Sharing Plan's investments in securities and has an indirect beneficial ownership interest in the shares of Common Stock that Wynnefield Capital, Inc. Profit Sharing Plan directly beneficially owns.

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November 06, 2018 Filed Dec 6, 2018 16:35 UTC SaleCommon Shares 3,000 $9.23 $27,690.00
Disclosure

SEC source: 0001628280-18-014851 · wf-form4_154411408875915.xml · nonDerivative · entry 1

HUGHES KRISTINE F · CIK 0001254691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 544,275

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October 31, 2018 Filed Jan 4, 2019 23:21 UTC
BATY JOSEPH WEVP & Chief Financial Officer
Tax withholdingCommon Shares 3,806 $8.85 $33,683.10
Disclosure

SEC source: 0001263696-19-000002 · wf-form4_154664408093080.xml · nonDerivative · entry 2

BATY JOSEPH W · CIK 0001263696 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,984

F2 · shares: Represents shares of NATR common stock withheld to pay taxes upon vesting of restricted stock units originally granted to the Reporting Person on October 31, 2016. The number of shares withheld was determined on October 31, 2018, based on the closing price of NATR common stock on that date.

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October 03, 2018 Filed Oct 4, 2018 22:57 UTC SaleCommon Shares 3,000 $8.67 $26,010.00
Disclosure

SEC source: 0001254691-18-000015 · wf-form4_153869383760916.xml · nonDerivative · entry 1

HUGHES KRISTINE F · CIK 0001254691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 547,275

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September 25, 2018 Filed Sep 28, 2018 18:08 UTC GrantCommon Shares 110,498 $0.00 $0.00
Disclosure

SEC source: 0001754431-18-000003 · wf-form4_153815806953427.xml · nonDerivative · entry 1

Moorehead Terrence · CIK 0001754431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,498

F1 · shares: These shares are in the form of restricted stock units (RSUs) granted pursuant to the terms of the executive agreement between the reporting person and the issuer dated September 14, 2018. Each RSU represents the right to receive one share of NATR common stock. These RSUs vest in three equal annual installments beginning on September 14, 2019.

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September 14, 2018 Filed Jan 4, 2019 23:19 UTC GrantPerformance Units · Derivative 149,172 $0.00 $0.00
Disclosure

SEC source: 0001754431-19-000002 · wf-form4_154664396195322.xml · derivative · entry 1

Moorehead Terrence · CIK 0001754431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,172

Underlying: Common Shares · 149,172 shares

Expires 2021-09-14

F1 · derivative.exercise_price: These shares were granted pursuant to Mr. Moorehead's employment agreement and are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending September 14, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

F1 · derivative.exercise_date: These shares were granted pursuant to Mr. Moorehead's employment agreement and are in the form of performance-based restricted stock units (PRSUs). Each PRSU represents the right to receive one share of NATR common stock. The vesting of the PRSUs is contingent upon six growth rate milestones related to NATR's closing stock price that may be attained within a three-year performance period ending September 14, 2021. PRSUs vest in six equal installments at each of the six following stock price milestones: $11.77; $14.48; $17.20; $19.91; $22.63; and $25.34.

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September 04, 2018 Filed Sep 6, 2018 22:24 UTC SaleCommon Shares 3,000 $9.00 $27,000.00
Disclosure

SEC source: 0001254691-18-000014 · wf-form4_153627266127716.xml · nonDerivative · entry 1

HUGHES KRISTINE F · CIK 0001254691 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 550,275

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.