Tapewire

Nasdaq · USD

MYFW

First Western Financial Inc

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Tapewire entity
460
SEC CIK
0001327607
Parsed reports
268

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 2026010
Feb 202604
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2023 Filed Mar 22, 2023 21:08 UTC SaleCommon Stock 1,755 $26.82 $47,069.10
Disclosure

SEC source: 0001327607-23-000025 · wf-form4_167951928287536.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 12,160

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 22:00 UTC
Smith Mark LDirector
Exercise / conversionStock Option Right to Buy · Derivative 2,880 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001327607-23-000005 · wf-form4_167597998671982.xml · derivative · entry 2

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,880 shares

Expires 2023-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were granted on April 17, 2013. Stock options vested 20% annually for five years.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 22:00 UTC
Smith Mark LDirector
Exercise / conversionCommon Stock 2,880 $20.00 $57,600.00
Disclosure

SEC source: 0001327607-23-000005 · wf-form4_167597998671982.xml · nonDerivative · entry 1

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 21:14 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 347 $28.15 $9,768.05
Disclosure

SEC source: 0001415889-23-000052 · form4-01032023_090118.xml · nonDerivative · entry 1

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,932

Read SEC document
December 14, 2022 Filed Dec 15, 2022 21:30 UTC SaleCommon Stock 1,211 $29.04 $35,167.44
Disclosure

SEC source: 0001415889-22-012588 · form4-12152022_091226.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 13,915

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 21:30 UTC SaleCommon Stock 2,034 $29.53 $60,064.02
Disclosure

SEC source: 0001415889-22-012588 · form4-12152022_091226.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 15,126

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:09 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 1,611 $28.95 $46,638.45
Disclosure

SEC source: 0001415889-22-012463 · form4-12132022_091227.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,148

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 16:58 UTC
Lawley Scott JCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 83 $29.00 $2,407.00
Disclosure

SEC source: 0001415889-22-011693 · form4-11222022_091104.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,283

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:55 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
Tax withholdingCommon Stock 662 $29.00 $19,198.00
Disclosure

SEC source: 0001415889-22-011691 · form4-11222022_091103.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,759

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:50 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 414 $29.00 $12,006.00
Disclosure

SEC source: 0001415889-22-011689 · form4-11222022_091159.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,037

Read SEC document
November 02, 2022 Filed Nov 22, 2022 21:44 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
GrantCommon Stock 377 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011687 · form4-11222022_091105.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,451

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 20:23 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 2,900 $26.97 $78,213.00
Disclosure

SEC source: 0001415889-22-010884 · form4-10282022_011008.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,421

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 21:25 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 33 $26.08 $860.64
Disclosure

SEC source: 0001415889-22-009614 · form4-09142022_020954.xml · nonDerivative · entry 6

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,321

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 21:25 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 100 $26.12 $2,612.00
Disclosure

SEC source: 0001415889-22-009614 · form4-09142022_020954.xml · nonDerivative · entry 5

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,354

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 21:25 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 100 $26.22 $2,622.00
Disclosure

SEC source: 0001415889-22-009614 · form4-09142022_020954.xml · nonDerivative · entry 4

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,454

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 21:25 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 602 $26.20 $15,772.40
Disclosure

SEC source: 0001415889-22-009614 · form4-09142022_020954.xml · nonDerivative · entry 3

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,554

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 13, 2022 Filed Sep 14, 2022 21:25 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 1,500 $26.06 $39,090.00
Disclosure

SEC source: 0001415889-22-009614 · form4-09142022_020954.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,156

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 21:25 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 1,203 $26.49 $31,867.47
Disclosure

SEC source: 0001415889-22-009614 · form4-09142022_020954.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,656

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 09, 2022 Filed Sep 9, 2022 20:54 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 900 $26.90 $24,210.00
Disclosure

SEC source: 0001415889-22-009505 · form4-09092022_010913.xml · nonDerivative · entry 5

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,859

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 09, 2022 Filed Sep 9, 2022 20:54 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 1,053 $26.50 $27,904.50
Disclosure

SEC source: 0001415889-22-009505 · form4-09092022_010913.xml · nonDerivative · entry 4

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,759

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 20:54 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 1,000 $26.20 $26,200.00
Disclosure

SEC source: 0001415889-22-009505 · form4-09092022_010913.xml · nonDerivative · entry 3

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770,812

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 20:54 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 188 $26.50 $4,982.00
Disclosure

SEC source: 0001415889-22-009505 · form4-09092022_010913.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,812

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 20:54 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 146 $26.26 $3,833.96
Disclosure

SEC source: 0001415889-22-009505 · form4-09092022_010913.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,000

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 21:23 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 16 $27.74 $443.84
Disclosure

SEC source: 0001415889-22-009120 · form4-08262022_020804.xml · nonDerivative · entry 3

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,146

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 21:23 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 2,000 $27.49 $54,980.00
Disclosure

SEC source: 0001415889-22-009120 · form4-08262022_020804.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,162

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 21:23 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 2,000 $27.36 $54,720.00
Disclosure

SEC source: 0001415889-22-009120 · form4-08262022_020804.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,162

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:22 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 157 $27.99 $4,394.43
Disclosure

SEC source: 0001415889-22-009002 · form4-08242022_020812.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,162

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 20:38 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 220 $28.49 $6,267.80
Disclosure

SEC source: 0001415889-22-008902 · form4-08192022_010808.xml · nonDerivative · entry 4

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,319

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 20:38 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 265 $28.80 $7,632.00
Disclosure

SEC source: 0001415889-22-008902 · form4-08192022_010808.xml · nonDerivative · entry 3

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,539

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 20:38 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 17 $28.98 $492.66
Disclosure

SEC source: 0001415889-22-008902 · form4-08192022_010808.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,804

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:38 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 1,559 $29.10 $45,366.90
Disclosure

SEC source: 0001415889-22-008902 · form4-08192022_010808.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,821

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 18:38 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 4,579 $28.99 $132,745.21
Disclosure

SEC source: 0001415889-22-008760 · form4-08172022_110833.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,380

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 18:38 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 100 $28.99 $2,899.00
Disclosure

SEC source: 0001415889-22-008760 · form4-08172022_110833.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,959

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 21:16 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 2,500 $28.40 $71,000.00
Disclosure

SEC source: 0001415889-22-008565 · form4-08122022_020802.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,059

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 21:16 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 5,000 $27.94 $139,700.00
Disclosure

SEC source: 0001415889-22-008565 · form4-08122022_020802.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,559

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 21:08 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
PurchaseCommon Stock 925 $27.29 $25,243.25
Disclosure

SEC source: 0001415889-22-008271 · form4-08042022_020809.xml · nonDerivative · entry 1

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · Mary R. Sawyer Trust

Disclosed balance after: 4,700

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:51 UTC SaleCommon Stock 6,536 $32.06 $209,544.16
Disclosure

SEC source: 0001415889-22-005984 · form4-06012022_010637.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 17,162

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 21:02 UTC Amendment SaleCommon Stock 6,538 $32.06 $209,608.28
Disclosure

SEC source: 0001415889-22-006035 · form4a-06022022_020600.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 17,160

F1 · shares: Amendment filed to correct number of shares sold

F2 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:20 UTC SaleCommon Stock 10,000 $31.77 $317,700.00
Disclosure

SEC source: 0001415889-22-005834 · form4-05272022_020515.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 24,256

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 20:51 UTC SaleCommon Stock 558 $31.80 $17,744.40
Disclosure

SEC source: 0001415889-22-005984 · form4-06012022_010637.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 23,698

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:20 UTC SaleCommon Stock 4,174 $30.88 $128,893.12
Disclosure

SEC source: 0001415889-22-005834 · form4-05272022_020515.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 34,256

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
May 25, 2022 Filed May 26, 2022 21:19 UTC SaleCommon Stock 1,950 $30.76 $59,982.00
Disclosure

SEC source: 0001415889-22-005703 · form4-05262022_020556.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 38,430

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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May 24, 2022 Filed May 26, 2022 21:19 UTC SaleCommon Stock 1,780 $30.77 $54,770.60
Disclosure

SEC source: 0001415889-22-005703 · form4-05262022_020556.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 40,380

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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May 03, 2022 Filed May 4, 2022 18:04 UTC
Lawley Scott JCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 80 $33.22 $2,657.60
Disclosure

SEC source: 0001415889-22-004631 · form4-05042022_030558.xml · nonDerivative · entry 3

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

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May 03, 2022 Filed May 4, 2022 21:57 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 141 $33.22 $4,684.02
Disclosure

SEC source: 0001415889-22-004628 · form4-05042022_020547.xml · nonDerivative · entry 3

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,279

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May 03, 2022 Filed May 4, 2022 22:08 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 141 $33.22 $4,684.02
Disclosure

SEC source: 0001415889-22-004632 · form4-05042022_030513.xml · nonDerivative · entry 3

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,279

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May 03, 2022 Filed May 4, 2022 22:01 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
Tax withholdingCommon Stock 817 $33.22 $27,140.74
Disclosure

SEC source: 0001415889-22-004630 · form4-05042022_030516.xml · nonDerivative · entry 3

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,559

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May 03, 2022 Filed May 4, 2022 21:59 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 226 $33.22 $7,507.72
Disclosure

SEC source: 0001415889-22-004629 · form4-05042022_020545.xml · nonDerivative · entry 3

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,074

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May 02, 2022 Filed May 4, 2022 21:30 UTC GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004619 · form4-05042022_020558.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,304

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

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May 02, 2022 Filed May 4, 2022 18:04 UTC
Lawley Scott JCHIEF CREDIT OFFICER
GrantCommon Stock 729 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004631 · form4-05042022_030558.xml · nonDerivative · entry 2

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,446

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.