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MAGNACHIP SEMICONDUCTOR Corp

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Tapewire entity
6704
SEC CIK
0001325702
Parsed reports
256

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202630
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202630
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 30, 2019 Filed Oct 31, 2019 18:42 UTC SaleCommon Stock, par value $.01 per share 42,528 $12.96 $551,162.88
Disclosure

SEC source: 0000919574-19-006638 · ownership.xml · nonDerivative · entry 3

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662,706

F2 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 18:42 UTC SaleCommon Stock, par value $.01 per share 62,070 $13.18 $818,082.60
Disclosure

SEC source: 0000919574-19-006638 · ownership.xml · nonDerivative · entry 2

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,705,234

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $13.11 to $13.29. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 18:42 UTC SaleCommon Stock, par value $.01 per share 1,135 $13.18 $14,959.30
Disclosure

SEC source: 0000919574-19-006638 · ownership.xml · nonDerivative · entry 1

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,942,312

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $13.11 to $13.29. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 23:54 UTC SaleCommon Stock, par value $.01 per share 4,192 $13.29 $55,711.68
Disclosure

SEC source: 0000919574-19-006612 · ownership.xml · nonDerivative · entry 4

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,943,447

F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $13.09 to $13.69. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 23:54 UTC SaleCommon Stock, par value $.01 per share 229,296 $13.29 $3,047,343.84
Disclosure

SEC source: 0000919574-19-006612 · ownership.xml · nonDerivative · entry 3

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,767,304

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $13.09 to $13.69. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 23:54 UTC SaleCommon Stock, par value $.01 per share 59,414 $13.02 $773,570.28
Disclosure

SEC source: 0000919574-19-006612 · ownership.xml · nonDerivative · entry 2

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,996,600

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $12.97 to $13.12. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 25, 2019 Filed Oct 29, 2019 23:54 UTC SaleCommon Stock, par value $.01 per share 1,086 $13.02 $14,139.72
Disclosure

SEC source: 0000919574-19-006612 · ownership.xml · nonDerivative · entry 1

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,236,349

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $12.97 to $13.12. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 24, 2019 Filed Oct 25, 2019 17:14 UTC SaleCommon Stock, par value $.01 per share 449 $13.00 $5,837.00
Disclosure

SEC source: 0000919574-19-006566 · ownership.xml · nonDerivative · entry 4

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,237,435

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
October 24, 2019 Filed Oct 25, 2019 17:14 UTC SaleCommon Stock, par value $.01 per share 24,551 $13.00 $319,163.00
Disclosure

SEC source: 0000919574-19-006566 · ownership.xml · nonDerivative · entry 3

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,056,014

F2 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 17:14 UTC SaleCommon Stock, par value $.01 per share 80,528 $12.21 $983,246.88
Disclosure

SEC source: 0000919574-19-006566 · ownership.xml · nonDerivative · entry 2

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,080,565

F2 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 23, 2019 Filed Oct 25, 2019 17:14 UTC SaleCommon Stock, par value $.01 per share 1,472 $12.21 $17,973.12
Disclosure

SEC source: 0000919574-19-006566 · ownership.xml · nonDerivative · entry 1

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,342,963

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:33 UTC SaleCommon Stock, par value $.01 per share 3,591 $12.31 $44,205.21
Disclosure

SEC source: 0000919574-19-006524 · ownership.xml · nonDerivative · entry 4

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,344,435

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:33 UTC SaleCommon Stock, par value $.01 per share 196,409 $12.31 $2,417,794.79
Disclosure

SEC source: 0000919574-19-006524 · ownership.xml · nonDerivative · entry 3

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,161,093

F2 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 20:06 UTC
Kim Theodore SSee Remarks
GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025907 · doc4.xml · nonDerivative · entry 1

Kim Theodore S · CIK 0001592205 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,200

Read SEC document
October 22, 2019 Filed Oct 24, 2019 20:05 UTC
Lee Woung MooSee Remarks
GrantCommon Stock 23,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025905 · doc4.xml · nonDerivative · entry 1

Lee Woung Moo · CIK 0001658198 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,227

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:33 UTC SaleCommon Stock, par value $.01 per share 98,204 $12.26 $1,203,981.04
Disclosure

SEC source: 0000919574-19-006524 · ownership.xml · nonDerivative · entry 2

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,357,502

F2 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:33 UTC SaleCommon Stock, par value $.01 per share 1,796 $12.26 $22,018.96
Disclosure

SEC source: 0000919574-19-006524 · ownership.xml · nonDerivative · entry 1

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,642,639

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 18:47 UTC SaleCommon Stock, par value $.01 per share 3,000 $10.97 $32,910.00
Disclosure

SEC source: 0000919574-19-005982 · ownership.xml · nonDerivative · entry 2

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,644,435

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
September 19, 2019 Filed Sep 23, 2019 18:47 UTC SaleCommon Stock, par value $.01 per share 5,389 $10.97 $59,117.33
Disclosure

SEC source: 0000919574-19-005982 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,647,435

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

Read SEC document
September 16, 2019 Filed Sep 17, 2019 18:28 UTC SaleCommon Stock, par value $.01 per share 4,011 $11.20 $44,923.20
Disclosure

SEC source: 0000919574-19-005907 · ownership.xml · nonDerivative · entry 2

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,652,824

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 18:28 UTC SaleCommon Stock, par value $.01 per share 1,100 $11.22 $12,342.00
Disclosure

SEC source: 0000919574-19-005907 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,656,835

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 14, 2019 Filed Aug 16, 2019 16:30 UTC GrantCommon Stock 19,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021973 · doc4.xml · nonDerivative · entry 1

NADER TAVAKOLI · CIK 0001266000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,388

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:31 UTC GrantCommon Stock 19,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021974 · doc4.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,908

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:30 UTC GrantCommon Stock 19,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021972 · doc4.xml · nonDerivative · entry 1

MARTINO CAMILLO · CIK 0001256187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,808

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:34 UTC
Lee IlbokDirector
GrantCommon Stock 19,403 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021976 · doc4.xml · nonDerivative · entry 1

Lee Ilbok · CIK 0001528705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,828

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:31 UTC GrantCommon Stock 20,398 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021975 · doc4.xml · nonDerivative · entry 1

Tanner Gary W. · CIK 0001565212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,212

Read SEC document
August 06, 2019 Filed Aug 8, 2019 21:27 UTC Sale5.00% Exchangeable Senior Notes due 2021 · Derivative Not disclosed $1.39 Strike: $8.26 $291,000.00
Disclosure

SEC source: 0000919574-19-004935 · ownership.xml · derivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.01 per share · 35,251 shares

Expires 2021-03-01

F1 · security: The 5.00% Exchangeable Senior Notes due 2021 (the "Convertible Notes") bear interest at a rate of 5.00% per annum, with interest payable semiannually. The principal of the Convertible Notes is convertible into shares of the Issuer's Common Stock at any time after their issuance at a conversion price of approximately $8.26 per share, subject to adjustment in certain circumstances in accordance with the terms of the Convertible Notes.

F2 · derivative.exercise_date: The Convertible Notes are exercisable at any time prior to the expiration date.

F4 · valueOwnedAfter: This total reflects $100,000 less than what was reported in the previous Form 4 filed on 1/23/2017 as certain managed accounts holding the $100,000 have been terminated and the Reporting Persons have been removed as beneficial owners.

F3 · ownership.nature: The reported securities are directly owned by certain private investment funds and managed accounts and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such funds and accounts, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 16:30 UTC
Kim Jonathan WSee Remarks
Tax withholdingCommon Stock 2,479 $7.52 $18,642.08
Disclosure

SEC source: 0000899243-19-007244 · doc4.xml · nonDerivative · entry 1

Kim Jonathan W · CIK 0001602251 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,196

F1 · shares: This transaction represents the withholding by the Issuer of 2,479 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 6,075 shares of common stock originally awarded to the Reporting Person on March 11, 2016.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:31 UTC
Kim Young-JoonDirector · See Remarks
Tax withholdingCommon Stock 3,479 $7.52 $26,162.08
Disclosure

SEC source: 0000899243-19-007245 · doc4.xml · nonDerivative · entry 3

Kim Young-Joon · CIK 0001576117 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,163

F3 · shares: This transaction represents the withholding by the Issuer of 3,479 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 7,875 shares of common stock originally awarded to the Reporting Person on March 11, 2016.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:30 UTC
Kim Theodore SSee Remarks
Tax withholdingCommon Stock 1,863 $7.52 $14,009.76
Disclosure

SEC source: 0000899243-19-007243 · doc4.xml · nonDerivative · entry 3

Kim Theodore S · CIK 0001592205 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,700

F3 · shares: This transaction represents the withholding by the Issuer of 1,863 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 4,500 shares of common stock originally awarded to the Reporting Person on March 11, 2016.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 20:30 UTC
Lee Woung MooSee Remarks
Tax withholdingCommon Stock 1,860 $7.52 $13,987.20
Disclosure

SEC source: 0000899243-19-007242 · doc4.xml · nonDerivative · entry 3

Lee Woung Moo · CIK 0001658198 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,727

F3 · shares: This transaction represents the withholding by the Issuer of 1,860 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 4,500 shares of common stock originally awarded to the Reporting Person on March 11, 2016.

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March 08, 2019 Filed Mar 12, 2019 20:31 UTC
Kim Young-JoonDirector · See Remarks
Tax withholdingCommon Stock 12,442 $7.51 $93,439.42
Disclosure

SEC source: 0000899243-19-007245 · doc4.xml · nonDerivative · entry 2

Kim Young-Joon · CIK 0001576117 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,642

F2 · shares: This transaction represents the withholding by the Issuer of 12,442 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 28,170 shares of common stock issued in connection with the vesting of AOP performance-based restricted stock units granted on April 30, 2018.

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March 08, 2019 Filed Mar 12, 2019 20:31 UTC
Kim Young-JoonDirector · See Remarks
GrantCommon Stock 28,170 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007245 · doc4.xml · nonDerivative · entry 1

Kim Young-Joon · CIK 0001576117 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,084

F1 · shares: This transaction reflects shares of common stock issued in connection with the vesting of AOP performance-based restricted stock units granted on April 30, 2018.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:30 UTC
Kim Theodore SSee Remarks
Tax withholdingCommon Stock 1,674 $7.51 $12,571.74
Disclosure

SEC source: 0000899243-19-007243 · doc4.xml · nonDerivative · entry 2

Kim Theodore S · CIK 0001592205 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,563

F2 · shares: This transaction represents the withholding by the Issuer of 1,674 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 4,044 shares of common stock issued in connection with the vesting of AOP performance-based restricted stock units granted on October 22, 2018.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:30 UTC
Kim Theodore SSee Remarks
GrantCommon Stock 4,044 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007243 · doc4.xml · nonDerivative · entry 1

Kim Theodore S · CIK 0001592205 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,237

F1 · shares: This transaction reflects shares of common stock issued in connection with the vesting of AOP performance-based restricted stock units granted on October 22, 2018.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:30 UTC
Lee Woung MooSee Remarks
Tax withholdingCommon Stock 1,950 $7.51 $14,644.50
Disclosure

SEC source: 0000899243-19-007242 · doc4.xml · nonDerivative · entry 2

Lee Woung Moo · CIK 0001658198 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,587

F2 · shares: This transaction represents the withholding by the Issuer of 1,950 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 4,718 shares of common stock issued in connection with the vesting of AOP performance-based restricted stock units granted on October 22, 2018.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:30 UTC
Lee Woung MooSee Remarks
GrantCommon Stock 4,718 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007242 · doc4.xml · nonDerivative · entry 1

Lee Woung Moo · CIK 0001658198 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,537

F1 · shares: This transaction reflects shares of common stock issued in connection with the vesting of AOP performance-based restricted stock units granted on October 22, 2018.

Read SEC document
January 09, 2019 Filed Jan 10, 2019 22:46 UTC PurchaseCommon Stock, par value $.01 per share 30,000 $6.82 $204,600.00
Disclosure

SEC source: 0000919574-19-000277 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,657,935

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 16:30 UTC
Lee Tae JongSee Remarks
Tax withholdingCommon Stock 990 $6.87 $6,801.30
Disclosure

SEC source: 0000899243-19-001041 · doc4.xml · nonDerivative · entry 1

Lee Tae Jong · CIK 0001492296 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,460

F1 · shares: This transaction represents the withholding by the Issuer of 990 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 4,500 shares of common stock originally awarded to the Reporting Person on March 11, 2016.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:09 UTC
Lee Woung MooSee Remarks
Tax withholdingCommon Stock 1,187 $6.21 $7,371.27
Disclosure

SEC source: 0000899243-19-000273 · doc4.xml · nonDerivative · entry 1

Lee Woung Moo · CIK 0001658198 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,819

F1 · shares: This transaction represents the withholding by the Issuer of 1,187 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 3,080 shares of common stock originally awarded to the Reporting Person on October 22, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:05 UTC
Kim Young-JoonDirector · See Remarks
Tax withholdingCommon Stock 5,735 $6.21 $35,614.35
Disclosure

SEC source: 0000899243-19-000271 · doc4.xml · nonDerivative · entry 1

Kim Young-Joon · CIK 0001576117 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,914

F1 · shares: This transaction represents the withholding by the Issuer of 5,735 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 15,500 shares of common stock originally awarded to the Reporting Person on April 30, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:05 UTC
Kim Theodore SSee Remarks
Tax withholdingCommon Stock 977 $6.21 $6,067.17
Disclosure

SEC source: 0000899243-19-000270 · doc4.xml · nonDerivative · entry 1

Kim Theodore S · CIK 0001592205 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,193

F1 · shares: This transaction represents the withholding by the Issuer of 977 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 2,640 shares of common stock originally awarded to the Reporting Person on October 22, 2018.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:08 UTC PurchaseCommon Stock, par value $.01 per share 16,000 $6.15 $98,400.00
Disclosure

SEC source: 0000919574-18-008131 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,627,935

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 13, 2018 Filed Dec 18, 2018 00:22 UTC PurchaseCommon Stock, par value $.01 per share 300,000 $7.07 $2,121,000.00
Disclosure

SEC source: 0000919574-18-008045 · ownership.xml · nonDerivative · entry 3

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Brigade Leveraged Capital Structures Offshore Ltd · CIK 0001387215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,455,706

F2 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd.

Read SEC document
December 13, 2018 Filed Dec 18, 2018 00:22 UTC PurchaseCommon Stock, par value $.01 per share 200,000 $6.90 $1,380,000.00
Disclosure

SEC source: 0000919574-18-008045 · ownership.xml · nonDerivative · entry 2

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Brigade Leveraged Capital Structures Offshore Ltd · CIK 0001387215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155,706

F2 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd.

Read SEC document
December 13, 2018 Filed Dec 18, 2018 00:22 UTC PurchaseCommon Stock, par value $.01 per share 15,000 $7.05 $105,750.00
Disclosure

SEC source: 0000919574-18-008045 · ownership.xml · nonDerivative · entry 1

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Brigade Leveraged Capital Structures Offshore Ltd · CIK 0001387215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,111,935

F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of such private fund clients, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 13, 2018 Filed Oct 24, 2019 15:52 UTC PurchaseCommon Stock, par value $.01 per share 300,000 $7.07 $2,121,000.00
Disclosure

SEC source: 0000919574-19-006532 · ownership.xml · nonDerivative · entry 2

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,455,706

F1 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. Due to administrative error, the original Form 4, filed on December 17, 2018, was filed on behalf of an incorrect entity, Brigade Leveraged Capital Structures Offshore Ltd. Brigade Leveraged Capital Structures Fund Ltd. was the intended Reporting Person and is filing this Form 4 to correct the error.

Read SEC document
December 13, 2018 Filed Oct 24, 2019 15:52 UTC PurchaseCommon Stock, par value $.01 per share 200,000 $6.90 $1,380,000.00
Disclosure

SEC source: 0000919574-19-006532 · ownership.xml · nonDerivative · entry 1

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155,706

F1 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. Due to administrative error, the original Form 4, filed on December 17, 2018, was filed on behalf of an incorrect entity, Brigade Leveraged Capital Structures Offshore Ltd. Brigade Leveraged Capital Structures Fund Ltd. was the intended Reporting Person and is filing this Form 4 to correct the error.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 21:05 UTC GrantCommon Stock 1,584 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-030380 · doc4.xml · nonDerivative · entry 1

Tanner Gary W. · CIK 0001565212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,814

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:05 UTC
Kim Theodore SSee Remarks
Tax withholdingCommon Stock 3,330 $8.08 $26,906.40
Disclosure

SEC source: 0000899243-18-028006 · doc4.xml · nonDerivative · entry 1

Kim Theodore S · CIK 0001592205 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,170

F1 · shares: This transaction represents the withholding by the Issuer of 3,330 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 9,000 shares of common stock originally awarded to the Reporting Person on October 22, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.