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MWA

Mueller Water Products, Inc.

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2326
SEC CIK
0001350593
Parsed reports
562

Last 12 months

Inside the activity.

5 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202610
Feb 202611
Mar 202601
Apr 202600
May 202611
Jun 202600
Jul 202610
Aug 202603
Sep 202602
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2023 Filed Dec 1, 2023 18:24 UTC
Heinrichs Steven SEVP, CFO, CLO and CCO
Tax withholdingCommon Stock 1,386 $13.28 $18,406.08
Disclosure

SEC source: 0001225208-23-010623 · doc4.xml · nonDerivative · entry 1

Heinrichs Steven S · CIK 0001303624 · EVP, CFO, CLO and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,299.1351

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 9,079.14 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan

Read SEC document
November 29, 2023 Filed Dec 1, 2023 23:33 UTC
Carroll Chason AVP, General Counsel & Corp Sec
Exercise / conversionPhantom Stock · Derivative 3,707 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010629 · doc4.xml · derivative · entry 3

Carroll Chason A · CIK 0001990757 · VP, General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,414

Underlying: Common Stock · 3,707 shares

Expires 2025-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Phantom stock granted on November 29, 2022 pursuant to the Mueller Water Products, Inc. Phantom Plan.

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting.

F5 · derivative.exercise_date: Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (3,707 shares) vested on November 29, 2023; the second tranche (3,707 shares) will vest on November 29, 2024; and the third tranche (3,707 shares) will vest on November 29, 2025.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 23:33 UTC
Carroll Chason AVP, General Counsel & Corp Sec
Disposition to issuerCommon Stock 3,707 $13.28 $49,228.96
Disclosure

SEC source: 0001225208-23-010629 · doc4.xml · nonDerivative · entry 2

Carroll Chason A · CIK 0001990757 · VP, General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,735.5659

F2 · balance_after: Includes 6,430.57 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 23:33 UTC
Carroll Chason AVP, General Counsel & Corp Sec
Exercise / conversionCommon Stock 3,707 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010629 · doc4.xml · nonDerivative · entry 1

Carroll Chason A · CIK 0001990757 · VP, General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,442.5659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 23:28 UTC
Smith Suzanne GVP and CAO
Tax withholdingCommon Stock 282 $13.28 $3,744.96
Disclosure

SEC source: 0001225208-23-010628 · doc4.xml · nonDerivative · entry 1

Smith Suzanne G · CIK 0001770203 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,007.3664

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 747.37 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 23:26 UTC
Takeuchi KenjiSVP Water Management Solutions
Tax withholdingCommon Stock 998 $13.28 $13,253.44
Disclosure

SEC source: 0001225208-23-010626 · doc4.xml · nonDerivative · entry 1

Takeuchi Kenji · CIK 0001802150 · SVP Water Management Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,922.624

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 8,274.62 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 23:25 UTC
Helms Todd PSVP and CHRO
Tax withholdingCommon Stock 998 $13.28 $13,253.44
Disclosure

SEC source: 0001225208-23-010625 · doc4.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,739.1239

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 3,519.03 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 23:23 UTC
HALL J SCOTTSenior Advisor
Tax withholdingCommon Stock 6,650 $13.28 $88,312.00
Disclosure

SEC source: 0001225208-23-010622 · doc4.xml · nonDerivative · entry 1

HALL J SCOTT · CIK 0001695914 · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,467.3471

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 5,169.35 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 29, 2023 Filed Dec 6, 2023 23:44 UTC Amendment
Helms Todd PSVP and CHRO
Tax withholdingCommon Stock 1,491 $13.28 $19,800.48
Disclosure

SEC source: 0001225208-23-010809 · doc4a.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,641.1239

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. The number of shares was originally underreported due to a tax calculation error.

F2 · balance_after: Includes 3,519.03 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:23 UTC
McAndrew PaulEVP and COO
GrantStock Option (Right to Buy) · Derivative 48,294 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001225208-23-010543 · doc4.xml · derivative · entry 2

McAndrew Paul · CIK 0001956000 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,294

Underlying: Common Stock · 48,294 shares

Expires 2033-11-28

F2 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:23 UTC
McAndrew PaulEVP and COO
GrantRestricted Stock Unit 14,466 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010543 · doc4.xml · nonDerivative · entry 1

McAndrew Paul · CIK 0001956000 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,828

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:21 UTC
Floyd Scott P.SVP, Water Flow Solutions
GrantStock Option (Right to Buy) · Derivative 28,407 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001225208-23-010542 · doc4.xml · derivative · entry 3

Floyd Scott P. · CIK 0001813939 · SVP, Water Flow Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,407

Underlying: Common Stock · 28,407 shares

Expires 2033-11-28

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:21 UTC
Floyd Scott P.SVP, Water Flow Solutions
GrantRestricted Stock Unit 8,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010542 · doc4.xml · nonDerivative · entry 2

Floyd Scott P. · CIK 0001813939 · SVP, Water Flow Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,393

F3 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:21 UTC
Floyd Scott P.SVP, Water Flow Solutions
GrantCommon Stock 3,120 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010542 · doc4.xml · nonDerivative · entry 1

Floyd Scott P. · CIK 0001813939 · SVP, Water Flow Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,376.6931

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on the Company's rTSR performance during a three-year performance period that vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 10,498.01 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:09 UTC
ZAKAS MARIETTA EDMUNDSDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 189,204 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001225208-23-010536 · doc4.xml · derivative · entry 4

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,204

Underlying: Common Stock · 189,204 shares

Expires 2033-11-28

F5 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:09 UTC
ZAKAS MARIETTA EDMUNDSDirector · President and CEO
GrantRestricted Stock Unit 56,673 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010536 · doc4.xml · nonDerivative · entry 2

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,779

F3 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:09 UTC
ZAKAS MARIETTA EDMUNDSDirector · President and CEO
GrantCommon Stock 14,006 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010536 · doc4.xml · nonDerivative · entry 1

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,121.5791

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on the Company's rTSR performance during a three-year performance period that vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 1,835.78 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 21:16 UTC
Heinrichs Steven SEVP, CFO, CLO and CCO
GrantStock Option (Right to Buy) · Derivative 59,025 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001225208-23-010539 · doc4.xml · derivative · entry 3

Heinrichs Steven S · CIK 0001303624 · EVP, CFO, CLO and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,025

Underlying: Common Stock · 59,025 shares

Expires 2033-11-28

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 21:16 UTC
Heinrichs Steven SEVP, CFO, CLO and CCO
GrantRestricted Stock Unit 17,679 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010539 · doc4.xml · nonDerivative · entry 2

Heinrichs Steven S · CIK 0001303624 · EVP, CFO, CLO and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,356

F3 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 21:16 UTC
Heinrichs Steven SEVP, CFO, CLO and CCO
GrantCommon Stock 10,643 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010539 · doc4.xml · nonDerivative · entry 1

Heinrichs Steven S · CIK 0001303624 · EVP, CFO, CLO and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,121.1351

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on the Company's rTSR performance during a three-year performance period that vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 9,079.14 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:25 UTC
Carroll Chason AVP, General Counsel & Corp Sec
GrantStock Option (Right to Buy) · Derivative 23,673 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001225208-23-010544 · doc4.xml · derivative · entry 2

Carroll Chason A · CIK 0001990757 · VP, General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,673

Underlying: Common Stock · 23,673 shares

Expires 2033-11-28

F2 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:25 UTC
Carroll Chason AVP, General Counsel & Corp Sec
GrantRestricted Stock Unit 7,089 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010544 · doc4.xml · nonDerivative · entry 1

Carroll Chason A · CIK 0001990757 · VP, General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,789

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:30 UTC
Smith Suzanne GVP and CAO
GrantStock Option (Right to Buy) · Derivative 8,334 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001225208-23-010545 · doc4.xml · derivative · entry 3

Smith Suzanne G · CIK 0001770203 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 8,334 shares

Expires 2033-11-28

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:30 UTC
Smith Suzanne GVP and CAO
GrantRestricted Stock Unit 2,496 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010545 · doc4.xml · nonDerivative · entry 2

Smith Suzanne G · CIK 0001770203 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,158

F3 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:30 UTC
Smith Suzanne GVP and CAO
GrantCommon Stock 2,113 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010545 · doc4.xml · nonDerivative · entry 1

Smith Suzanne G · CIK 0001770203 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,362.3664

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on the Company's rTSR performance during a three-year performance period that vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 747.37 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:20 UTC
Takeuchi KenjiSVP Water Management Solutions
GrantStock Option (Right to Buy) · Derivative 28,407 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001225208-23-010541 · doc4.xml · derivative · entry 3

Takeuchi Kenji · CIK 0001802150 · SVP Water Management Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,407

Underlying: Common Stock · 28,407 shares

Expires 2033-11-28

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:20 UTC
Takeuchi KenjiSVP Water Management Solutions
GrantRestricted Stock Unit 8,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010541 · doc4.xml · nonDerivative · entry 2

Takeuchi Kenji · CIK 0001802150 · SVP Water Management Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,277

F3 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:20 UTC
Takeuchi KenjiSVP Water Management Solutions
GrantCommon Stock 6,386 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010541 · doc4.xml · nonDerivative · entry 1

Takeuchi Kenji · CIK 0001802150 · SVP Water Management Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,634.624

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on the Company's rTSR performance during a three-year performance period that vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 8,274.62 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:18 UTC
Helms Todd PSVP and CHRO
GrantStock Option (Right to Buy) · Derivative 28,407 $0.00 Strike: $13.22 $0.00
Disclosure

SEC source: 0001225208-23-010540 · doc4.xml · derivative · entry 3

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,407

Underlying: Common Stock · 28,407 shares

Expires 2033-11-28

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:18 UTC
Helms Todd PSVP and CHRO
GrantRestricted Stock Unit 8,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010540 · doc4.xml · nonDerivative · entry 2

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,907

F3 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:18 UTC
Helms Todd PSVP and CHRO
GrantCommon Stock 7,450 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010540 · doc4.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,451.1239

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on the Company's rTSR performance during a three-year performance period that vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 3,519.03 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 02:14 UTC
HALL J SCOTTSenior Advisor
GrantCommon Stock 57,199 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010538 · doc4.xml · nonDerivative · entry 1

HALL J SCOTT · CIK 0001695914 · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511,207.3471

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Settlement of the performance units for the three-year award cycle ending September 30, 2023 was made at target level per the terms of the transition and separation agreement between Mueller Water Products, Inc. (the "Company") and the reporting person as reported on the Company's Form 8-K filed with the SEC on August 24, 2023. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 5,169.35 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2023 Filed Dec 6, 2023 23:35 UTC Amendment
Helms Todd PSVP and CHRO
GrantCommon Stock 5,845 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010807 · doc4a.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,846.1239

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on the Company's rTSR performance during a three-year performance period that vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities. The number of shares was originally overreported due to a tax calculation error.

F2 · balance_after: Includes 3,519.03 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 17:04 UTC GrantPhantom Stock · Derivative 1,077.7 $13.22 $14,247.19
Disclosure

SEC source: 0001225208-23-010403 · doc4.xml · derivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,690.6267

Underlying: Common Stock · 1,077.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:04 UTC GrantPhantom Stock · Derivative 3,736.15 $12.58 $47,000.77
Disclosure

SEC source: 0001225208-23-009367 · doc4.xml · derivative · entry 4

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,612.9267

Underlying: Common Stock · 3,736.15 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock.

F3 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

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September 12, 2023 Filed Sep 15, 2023 06:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,656 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001225208-23-008941 · doc4.xml · derivative · entry 6

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,656 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

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September 12, 2023 Filed Sep 15, 2023 06:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,791 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0001225208-23-008941 · doc4.xml · derivative · entry 5

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,791 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

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September 12, 2023 Filed Sep 15, 2023 06:17 UTC SaleCommon Stock 8,270 $13.08 $108,154.23
Disclosure

SEC source: 0001225208-23-008941 · doc4.xml · nonDerivative · entry 4

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,502

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $13.0701 to $13.095, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 12, 2023 Filed Sep 15, 2023 06:17 UTC SaleCommon Stock 4,999 $13.08 $65,376.42
Disclosure

SEC source: 0001225208-23-008941 · doc4.xml · nonDerivative · entry 3

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,772

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $13.0701 to $13.095, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 12, 2023 Filed Sep 15, 2023 06:17 UTC Exercise / conversionCommon Stock 9,656 $8.58 $82,848.48
Disclosure

SEC source: 0001225208-23-008941 · doc4.xml · nonDerivative · entry 2

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 12, 2023 Filed Sep 15, 2023 06:17 UTC Exercise / conversionCommon Stock 10,791 $9.97 $107,586.27
Disclosure

SEC source: 0001225208-23-008941 · doc4.xml · nonDerivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 12, 2023 Filed Oct 4, 2023 21:04 UTC SaleCommon Stock 250 $13.11 $3,276.25
Disclosure

SEC source: 0001225208-23-009367 · doc4.xml · nonDerivative · entry 2

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ted M. Tokarz Revocable Trust

Disclosed balance after: 0

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August 31, 2023 Filed Sep 5, 2023 21:47 UTC
Takeuchi KenjiSVP Water Management Solutions
SaleCommon Stock 1,855 $14.17 $26,276.08
Disclosure

SEC source: 0001225208-23-008707 · doc4.xml · nonDerivative · entry 1

Takeuchi Kenji · CIK 0001802150 · SVP Water Management Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,208.564

F1 · balance_after: Includes 8,234.56 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

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August 24, 2023 Filed Aug 28, 2023 22:44 UTC
Floyd Scott P.SVP, Water Flow Solutions
GrantRestricted Stock Unit 7,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008519 · doc4.xml · nonDerivative · entry 1

Floyd Scott P. · CIK 0001813939 · SVP, Water Flow Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,885

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in two (2) equal, annual installments beginning on the first anniversary of the grant date.

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August 24, 2023 Filed Aug 28, 2023 22:45 UTC
Carroll Chason AVP, General Counsel & Corp Sec
GrantRestricted Stock Unit 3,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008522 · doc4.xml · nonDerivative · entry 1

Carroll Chason A · CIK 0001990757 · VP, General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,700

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in two (2) equal, annual installments beginning on the first anniversary of the grant date.

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August 24, 2023 Filed Aug 28, 2023 22:45 UTC
Smith Suzanne GVP and CAO
GrantRestricted Stock Unit 3,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008521 · doc4.xml · nonDerivative · entry 1

Smith Suzanne G · CIK 0001770203 · VP and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,662

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in two (2) equal, annual installments beginning on the first anniversary of the grant date.

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August 24, 2023 Filed Aug 28, 2023 22:44 UTC
Helms Todd PSVP and CHRO
GrantRestricted Stock Unit 3,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008520 · doc4.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,399

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in two (2) equal, annual installments beginning on the first anniversary of the grant date.

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August 24, 2023 Filed Aug 28, 2023 22:42 UTC
Takeuchi KenjiSVP Water Management Solutions
GrantRestricted Stock Unit 7,400 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008518 · doc4.xml · nonDerivative · entry 1

Takeuchi Kenji · CIK 0001802150 · SVP Water Management Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,769

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in two (2) equal, annual installments beginning on the first anniversary of the grant date.

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August 24, 2023 Filed Aug 29, 2023 22:03 UTC
McAndrew PaulEVP and COO
GrantRestricted Stock Unit 74,015 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-008548 · doc4.xml · nonDerivative · entry 2

McAndrew Paul · CIK 0001956000 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,362

F2 · shares: Acquisition is pursuant to grant of restricted stock units ("RSUs") under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each RSU represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. Twenty (20) percent of the RSUs underlying this grant vested on the date of grant, with an additional twenty (20) percent vesting on each 6-month anniversary of the date of grant thereafter, subject to the reporting person's continued service on each such vesting date.

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August 24, 2023 Filed Aug 29, 2023 22:03 UTC
McAndrew PaulEVP and COO
Tax withholdingCommon Stock 4,145 $13.51 $55,998.95
Disclosure

SEC source: 0001225208-23-008548 · doc4.xml · nonDerivative · entry 1

McAndrew Paul · CIK 0001956000 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,658

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.