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Nasdaq · USD

MVIS

MICROVISION, INC.

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1053
SEC CIK
0000065770
Parsed reports
299

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2022 Filed Aug 12, 2022 23:04 UTC Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045696 · doc4.xml · nonDerivative · entry 1

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 20:12 UTC GrantRestricted stock units · Derivative 1,200,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036657 · doc4.xml · derivative · entry 1

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Common Stock · 1,200,000 shares

Expires 2027-12-31

F1 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F2 · date: Following approval by shareholders on June 1, 2022 of the MicroVision, Inc. 2022 Equity Incentive Plan, on June 13, 2022 the reporting person was granted a performance-based restricted stock unit award covering 1,200,000 shares of common stock (the "PRSU Award").

F3 · derivative.exercise_date: Upon achievement of each of four stock-price-based performance objectives, a portion of the PRSU Award is scheduled to vest in eight equal quarterly installments.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 20:11 UTC GrantRestricted stock units · Derivative 2,000,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036649 · doc4.xml · derivative · entry 1

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2027-12-31

F1 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F2 · date: Following approval by shareholders on June 1, 2022 of the MicroVision, Inc. 2022 Equity Incentive Plan, on June 13, 2022 the reporting person was granted a performance-based restricted stock unit award covering 2,000,000 shares of common stock (the "PRSU Award").

F3 · derivative.exercise_date: Upon achievement of each of four stock-price-based performance objectives, a portion of the PRSU Award is scheduled to vest in eight equal quarterly installments.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 20:10 UTC
Sharma SumitDirector · CEO
GrantRestricted stock units · Derivative 2,800,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036644 · doc4.xml · derivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800,000

Underlying: Common Stock · 2,800,000 shares

Expires 2027-12-31

F1 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F2 · date: Following approval by shareholders on June 1, 2022 of the MicroVision, Inc. 2022 Equity Incentive Plan, on June 13, 2022 the reporting person was granted a performance-based restricted stock unit award covering 2,800,000 shares of common stock (the "PRSU Award").

F3 · derivative.exercise_date: Upon achievement of each of four stock-price-based performance objectives, a portion of the PRSU Award is scheduled to vest in eight equal quarterly installments.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:42 UTC GrantRestricted Stock Units (RSU) · Derivative 29,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021042 · doc4.xml · derivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,968

Underlying: Common Stock · 29,968 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MVIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:35 UTC GrantRestricted Stock Units (RSU) · Derivative 29,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021035 · doc4.xml · derivative · entry 1

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,968

Underlying: Common Stock · 29,968 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MVIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:33 UTC
oz seval FDirector
GrantRestricted Stock Units (RSU) · Derivative 29,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021033 · doc4.xml · derivative · entry 1

oz seval F · CIK 0001861080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,968

Underlying: Common Stock · 29,968 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MVIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:31 UTC GrantRestricted Stock Units (RSU) · Derivative 29,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021028 · doc4.xml · derivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,968

Underlying: Common Stock · 29,968 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MVIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:33 UTC GrantRestricted Stock Units (RSU) · Derivative 29,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021030 · doc4.xml · derivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,968

Underlying: Common Stock · 29,968 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MVIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:31 UTC GrantRestricted Stock Units (RSU) · Derivative 29,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021027 · doc4.xml · derivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,968

Underlying: Common Stock · 29,968 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MVIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:30 UTC GrantRestricted Stock Units (RSU) · Derivative 29,968 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-021025 · doc4.xml · derivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,968

Underlying: Common Stock · 29,968 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MVIS common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

Read SEC document
May 24, 2022 Filed May 24, 2022 22:41 UTC
Sharma SumitDirector · CEO
Tax withholdingCommon Stock 10,694 $3.09 $33,081.89
Disclosure

SEC source: 0000899243-22-019394 · doc4.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,704

F1 · security: Represents shares required to be sold by Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements under Rule 10b5-1 of the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by Reporting Person.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 00:00 UTC
Sharma SumitDirector · CEO
Tax withholdingCommon Stock 86,231 $3.71 $320,287.80
Disclosure

SEC source: 0000899243-22-014629 · doc4.xml · nonDerivative · entry 2

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,398

F2 · security: Represents a nondiscretionary sell-to-cover transaction completed by the Issuer in accordance with the terms of the award agreement.

Read SEC document
April 08, 2022 Filed Apr 13, 2022 00:00 UTC
Sharma SumitDirector · CEO
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-014629 · doc4.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,629

F1 · security: Pursuant to employment agreement dated April 8, 2021, 300,000 shares were issued upon the automatic grant of fully vested RSUs in accordance with the terms of the agreement with no discretion exercised by the Reporting Person.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:20 UTC GrantCommon Stock 3,456 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-013325 · doc4.xml · nonDerivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,456

F1 · security: These Shares represent restricted stock units (RSUs) granted to the reporting person in connection with his appointment as a director pursuant to policy. The RSUs are scheduled to vest on May 26, 2022, subject to his continued service as a director on such date.

Read SEC document
March 17, 2022 Filed Mar 17, 2022 23:13 UTC
Verma AnubhavVP, Chief Financial Officer
Tax withholdingCommon Stock 4,668 $4.22 $19,715.30
Disclosure

SEC source: 0000899243-22-011471 · doc4.xml · nonDerivative · entry 2

Verma Anubhav · CIK 0001894342 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,098

F2 · security: Shares were surrendered in payment of the tax liability resulting from the vesting of RSUs (in accordance with Rule 16b 3(d) and Note (3).

Read SEC document
March 16, 2022 Filed Mar 17, 2022 23:13 UTC
Verma AnubhavVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 16,766 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011471 · doc4.xml · derivative · entry 3

Verma Anubhav · CIK 0001894342 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,766 shares

Expires 2022-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converts into Common Stock on a unit-for-share basis upon vesting.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 23:13 UTC
Verma AnubhavVP, Chief Financial Officer
Exercise / conversionCommon Stock 16,766 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011471 · doc4.xml · nonDerivative · entry 1

Verma Anubhav · CIK 0001894342 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
February 11, 2022 Filed Feb 12, 2022 01:10 UTC
Markham Drew GVP, General Counsel
Tax withholdingCommon Stock 1,519 $3.83 $5,823.09
Disclosure

SEC source: 0000899243-22-005986 · doc4.xml · nonDerivative · entry 2

Markham Drew G · CIK 0001865433 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481

F2 · security: Shares were surrendered in payment of the tax liability resulting from the vesting of RSUs (in accordance with Rule 16b-3(d) and Note (3)).

Read SEC document
February 10, 2022 Filed Feb 12, 2022 01:10 UTC
Markham Drew GVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-005986 · doc4.xml · derivative · entry 3

Markham Drew G · CIK 0001865433 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converts into common stock on a unit-for-share basis upon vesting.

Read SEC document
February 10, 2022 Filed Feb 12, 2022 01:10 UTC
Markham Drew GVP, General Counsel
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-005986 · doc4.xml · nonDerivative · entry 1

Markham Drew G · CIK 0001865433 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 22:24 UTC
oz seval FDirector
SaleCommon Stock 1,250 $5.94 $7,423.00
Disclosure

SEC source: 0000899243-21-048813 · doc4.xml · nonDerivative · entry 1

oz seval F · CIK 0001861080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,489

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $6.20, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range noted.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 00:37 UTC SaleCommon Stock 30,000 $6.89 $206,619.00
Disclosure

SEC source: 0000899243-21-047604 · doc4.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,028

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.84 to $6.94, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range noted.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:35 UTC
Verma AnubhavVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 167,654 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045275 · doc4.xml · derivative · entry 1

Verma Anubhav · CIK 0001894342 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,654

Underlying: Common Stock · 167,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of MicroVision common stock.

F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest as to 10% on March 16, 2022, 30% on November 16, 2022, 30% on November 16, 2023, 20% on November 16, 2024, and the final 10% on November 16, 2025, with each such vesting event subject to continued employment with MicroVision on the respective vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest as to 10% on March 16, 2022, 30% on November 16, 2022, 30% on November 16, 2023, 20% on November 16, 2024, and the final 10% on November 16, 2025, with each such vesting event subject to continued employment with MicroVision on the respective vesting date.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:24 UTC
Markham Drew GVP,Gen Counsel & Secretary
GrantRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001961 · primary_01.xml · derivative · entry 1

Markham Drew G · CIK 0001865433 · VP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MicroVision common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest over three years, with 5,000 units vesting on February 10, 2022, 15,000 units vesting on August 10, 2022, and 20,000 units vesting on each of August 10, 2023 and August 10, 2024. In each case, vesting is subject to continued employment with MicroVision on the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest over three years, with 5,000 units vesting on February 10, 2022, 15,000 units vesting on August 10, 2022, and 20,000 units vesting on each of August 10, 2023 and August 10, 2024. In each case, vesting is subject to continued employment with MicroVision on the respective vesting date.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:23 UTC
Holt Stephen PatrickChief Financial Officer
GrantRestricted Stock Units · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001960 · primary_01.xml · derivative · entry 1

Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MicroVision common stock.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest in three equal annual installments beginning August 10, 2022, with each such vesting event subject to continued employment with MicroVision on the respective vesting date.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest in three equal annual installments beginning August 10, 2022, with each such vesting event subject to continued employment with MicroVision on the respective vesting date.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 22:37 UTC
Sharma SumitDirector · Chief Executive Officer
Tax withholdingCommon Stock 27,527 $21.74 $598,489.28
Disclosure

SEC source: 0001593968-21-001593 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,629

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported RSUs and PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 22:36 UTC
Holt Stephen PatrickChief Financial Officer
Tax withholdingCommon Stock 24,469 $21.74 $532,002.55
Disclosure

SEC source: 0001593968-21-001592 · primary_01.xml · nonDerivative · entry 1

Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,693

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported RSUs and PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:58 UTC Tax withholdingCommon Stock 10,500 $14.53 $152,546.10
Disclosure

SEC source: 0001593968-21-001493 · primary_01.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,528

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported RSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

Read SEC document
May 26, 2021 Filed May 28, 2021 21:04 UTC GrantCommon Stock 6,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001472 · primary_01.xml · nonDerivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,739

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units in four equal quarterly installments with the final installment vesting on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
May 26, 2021 Filed May 28, 2021 21:03 UTC
oz seval FDirector
GrantCommon Stock 6,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001471 · primary_01.xml · nonDerivative · entry 1

oz seval F · CIK 0001861080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,739

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units in four equal quarterly installments with the final installment vesting on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
May 26, 2021 Filed May 28, 2021 21:02 UTC GrantCommon Stock 6,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001470 · primary_01.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,491

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units in four equal quarterly installments with the final installment vesting on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:59 UTC GrantCommon Stock 6,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001469 · primary_01.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,028

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units in four equal quarterly installments with the final installment vesting on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

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May 26, 2021 Filed May 28, 2021 20:58 UTC GrantCommon Stock 6,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001468 · primary_01.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,028

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units in four equal quarterly installments with the final installment vesting on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

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May 26, 2021 Filed May 28, 2021 20:56 UTC GrantCommon Stock 6,739 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001467 · primary_01.xml · nonDerivative · entry 1

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,739

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units in four equal quarterly installments with the final installment vesting on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

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May 25, 2021 Filed May 26, 2021 20:54 UTC
Sharma SumitDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,278 $14.74 $136,728.03
Disclosure

SEC source: 0001593968-21-001452 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,156

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

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May 25, 2021 Filed May 26, 2021 20:51 UTC
Holt Stephen PatrickChief Financial Officer
Tax withholdingCommon Stock 7,423 $14.74 $109,391.27
Disclosure

SEC source: 0001593968-21-001451 · primary_01.xml · nonDerivative · entry 1

Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,162

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

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May 25, 2021 Filed May 27, 2021 21:05 UTC Exercise / conversionOption (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.08 $0.00
Disclosure

SEC source: 0001593968-21-001457 · primary_01.xml · derivative · entry 4

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 25, 2021 Filed May 27, 2021 21:05 UTC Exercise / conversionOption (Right to Buy) · Derivative 1,875 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001593968-21-001457 · primary_01.xml · derivative · entry 3

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 25, 2021 Filed May 27, 2021 21:05 UTC Exercise / conversionCommon Stock 15,000 $3.08 $46,200.00
Disclosure

SEC source: 0001593968-21-001457 · primary_01.xml · nonDerivative · entry 2

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 25, 2021 Filed May 27, 2021 21:05 UTC Exercise / conversionCommon Stock 1,875 $9.20 $17,250.00
Disclosure

SEC source: 0001593968-21-001457 · primary_01.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 14, 2021 Filed May 18, 2021 01:35 UTC
oz seval FDirector
GrantOption (right to buy) · Derivative 3,750 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001593968-21-001342 · primary_01.xml · derivative · entry 2

oz seval F · CIK 0001861080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: MicroVision Common Stock · 3,750 shares

Expires 2031-05-14

F1 · derivative.exercise_date: The reporting person vests ownership in the stock option on the earlier of one year from the grant date or the day prior to the next regularly scheduled annual shareholders' meeting, subject to the terms of the 2020 Incentive Plan.

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May 14, 2021 Filed May 18, 2021 01:35 UTC
oz seval FDirector
GrantOption (right to buy) · Derivative 3,750 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001593968-21-001342 · primary_01.xml · derivative · entry 1

oz seval F · CIK 0001861080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: MicroVision Common Stock · 3,750 shares

Expires 2031-05-14

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May 07, 2021 Filed May 10, 2021 22:19 UTC
Sharma SumitDirector · Chief Executive Officer
Tax withholdingCommon Stock 115,866 $14.27 $1,653,199.26
Disclosure

SEC source: 0001593968-21-001260 · primary_01.xml · nonDerivative · entry 2

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,434

F2 · price: Sale price reflects weighted average of shares sold to cover taxes.

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May 07, 2021 Filed May 11, 2021 20:51 UTC
Holt Stephen PatrickChief Financial Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 65,000 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001593968-21-001271 · primary_01.xml · derivative · entry 1

Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2027-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows: 25% upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Option Plan, as amended.

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May 07, 2021 Filed Aug 17, 2021 23:16 UTC Amendment Exercise / conversionNon-qualified Stock Option · Derivative 65,000 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0000899243-21-033333 · doc4a.xml · derivative · entry 3

Holt Stephen Patrick · CIK 0001575099 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 65,000 shares

Expires 2027-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Form 4 filed by the reporting person on May 11, 2021 incorrectly reported an exercise price of $14.5436.

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May 07, 2021 Filed Aug 17, 2021 23:16 UTC Amendment SaleCommon Stock 65,000 $14.54 $945,334.00
Disclosure

SEC source: 0000899243-21-033333 · doc4a.xml · nonDerivative · entry 2

Holt Stephen Patrick · CIK 0001575099 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,917

F1 · security: This amended report supersedes the Form 4 filed by the reporting person on May 11, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.55. The reporting person undertakes to provide to the SEC, upon request, full information regarding the number of shares sold at each separate price within this reported range.

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May 07, 2021 Filed Aug 17, 2021 23:16 UTC Amendment Exercise / conversionCommon Stock 65,000 $1.67 $108,550.00
Disclosure

SEC source: 0000899243-21-033333 · doc4a.xml · nonDerivative · entry 1

Holt Stephen Patrick · CIK 0001575099 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This amended report supersedes the Form 4 filed by the reporting person on May 11, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares.

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May 06, 2021 Filed May 10, 2021 22:19 UTC
Sharma SumitDirector · Chief Executive Officer
GrantCommon Stock 300,000 $14.00 $4,200,000.00
Disclosure

SEC source: 0001593968-21-001260 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,300

F1 · security: Shares granted in connection with previously announced employment agreement for this reporting person. The grant includes automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as prescribed by the Issuer, requiring shares to be sold by the Reporting Person at vesting to cover taxes and does not represent a discretionary trade by the Reporting Person.

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March 16, 2021 Filed Mar 18, 2021 21:56 UTC
Holt Stephen PatrickChief Financial Officer
Exercise / conversionNon-Qualified Stock Option · Derivative 40,000 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001593968-21-000980 · primary_01.xml · derivative · entry 1

Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows: 25% upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Option Plan, as amended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.