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MANITOWOC CO INC

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5248
SEC CIK
0000061986
Parsed reports
404

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 26, 2018 22:14 UTC
MUSIAL THOMAS GSVP Human Resources & Administ
Grant02.20.2018OfficerNQ · Derivative 12,213 $38.37 Strike: $38.37 $468,612.81
Disclosure

SEC source: 0001246360-18-000830 · form.xml · derivative · entry 2

MUSIAL THOMAS G · CIK 0001205088 · SVP Human Resources & Administ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,213

Underlying: Common Stock · 12,213 shares

Expires 2028-02-20

F3 · shares: Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column.

Read SEC document
February 20, 2018 Filed Feb 26, 2018 22:14 UTC
MUSIAL THOMAS GSVP Human Resources & Administ
GrantCommon Stock 5,825 $38.37 $223,505.25
Disclosure

SEC source: 0001246360-18-000830 · form.xml · nonDerivative · entry 1

MUSIAL THOMAS G · CIK 0001205088 · SVP Human Resources & Administ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,291.9291

F1 · security: Common stock includes restricted shares.

F2 · shares: Performance Share Grant Under the 2013 Omnibus Incentive Plan

Read SEC document
February 20, 2018 Filed Feb 26, 2018 22:14 UTC
Ravenscroft Aaron H.Executive Vice President
Grant02.20.2018OfficerNQ · Derivative 17,760 $38.37 Strike: $38.37 $681,451.20
Disclosure

SEC source: 0001246360-18-000829 · form.xml · derivative · entry 2

Ravenscroft Aaron H. · CIK 0001529885 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,760

Underlying: Common Stock · 17,760 shares

Expires 2028-02-20

F3 · shares: Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column.

Read SEC document
February 20, 2018 Filed Feb 26, 2018 22:14 UTC
Ravenscroft Aaron H.Executive Vice President
GrantCommon Stock 8,470 $38.37 $324,993.90
Disclosure

SEC source: 0001246360-18-000829 · form.xml · nonDerivative · entry 1

Ravenscroft Aaron H. · CIK 0001529885 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,584

F1 · security: Common stock includes restricted shares.

F2 · shares: Performance Share Grant Under the 2013 Omnibus Incentive Plan

Read SEC document
February 20, 2018 Filed Feb 26, 2018 22:07 UTC
Antoniuk David JSVP & Chief Financial Officer
Grant02.20.2018OfficerNQ · Derivative 21,612 $38.37 Strike: $38.37 $829,252.44
Disclosure

SEC source: 0001246360-18-000828 · form.xml · derivative · entry 2

Antoniuk David J · CIK 0001344405 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,612

Underlying: Common Stock · 21,612 shares

Expires 2028-02-20

F1 · shares: Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column.

Read SEC document
February 20, 2018 Filed Feb 26, 2018 22:07 UTC
Antoniuk David JSVP & Chief Financial Officer
GrantCommon Stock 10,308 $38.37 $395,517.96
Disclosure

SEC source: 0001246360-18-000828 · form.xml · nonDerivative · entry 1

Antoniuk David J · CIK 0001344405 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,886

F2 · security: Common stock includes restricted shares.

F3 · shares: Performance Share Grant Under the 2013 Omnibus Incentive Plan

Read SEC document
February 20, 2018 Filed Feb 28, 2019 23:14 UTC Amendment
PENNYPACKER BARRYPresident & CEO
Grant02.20.18OfficerNQ · Derivative 68,306 $0.00 Strike: $32.98 $0.00
Disclosure

SEC source: 0001246360-19-000816 · form.xml · derivative · entry 2

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,306

Underlying: Common Stock · 68,306 shares

Expires 2028-02-20

F3 · derivative.exercise_price: The Form 4 filed February 26, 2018 reported an incorrect price. The correct price for this award is $32.98.

F4 · shares: Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column.

Read SEC document
February 20, 2018 Filed Feb 28, 2019 23:14 UTC Amendment
Ravenscroft Aaron H.Executive Vice President
Grant02.20.2018OfficerNQ · Derivative 17,760 $0.00 Strike: $32.98 $0.00
Disclosure

SEC source: 0001246360-19-000815 · form.xml · derivative · entry 2

Ravenscroft Aaron H. · CIK 0001529885 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,760

Underlying: Common Stock · 17,760 shares

Expires 2028-02-20

F4 · derivative.exercise_price: The Form 4 filed February 26, 2018 reported an incorrect price. The correct price for this award is $32.98.

F5 · derivative.exercise_date: Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column.

F3 · balance_after: The amounts and prices shown have been adjusted to reflect a 1-for-4 reverse stock split effectuated by the Issuer on November 17, 2017.

Read SEC document
February 20, 2018 Filed Feb 28, 2019 23:14 UTC Amendment
Doerr Thomas L JrSVP, General Counsel & Secreta
Grant02.20.2018OfficerNQ · Derivative 10,929 $0.00 Strike: $32.98 $0.00
Disclosure

SEC source: 0001246360-19-000814 · form.xml · derivative · entry 2

Doerr Thomas L Jr · CIK 0001658147 · SVP, General Counsel & Secreta

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,929

Underlying: Common Stock · 10,929 shares

Expires 2028-02-20

F3 · derivative.exercise_price: The Form 4 filed February 26, 2018 reported an incorrect price. The correct price for this award is $32.98.

F4 · shares: Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column.

Read SEC document
February 20, 2018 Filed Feb 28, 2019 23:14 UTC Amendment
Antoniuk David JSVP & Chief Financial Officer
Grant02.20.2018OfficerNQ · Derivative 21,612 $0.00 Strike: $32.98 $0.00
Disclosure

SEC source: 0001246360-19-000813 · form.xml · derivative · entry 2

Antoniuk David J · CIK 0001344405 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,612

Underlying: Common Stock · 21,612 shares

Expires 2028-02-20

F3 · derivative.exercise_price: The Form 4 filed February 26, 2018 reported an incorrect price. The correct price for this award is $32.98.

F4 · shares: Options vest in 33.3% increments annually beginning on the date indicated in the "Date Exercisable" column.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 13:56 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 107 $34.72 $3,715.20
Disclosure

SEC source: 0001246360-18-000726 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,400.707

F1 · security: Common stock includes restrictive shares.

F2 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 17:14 UTC Exercise / conversion02.15.2008DirectorStkOpt · Derivative 650 $0.00 Strike: $31.95 $0.00
Disclosure

SEC source: 0001246360-18-000681 · form.xml · derivative · entry 3

KRUEGER KENNETH W · CIK 0001236637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 650 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The amounts and prices shown have been adjusted to reflect a 1-for-4 reverse stock split effectuated by the Issuer on November 17, 2017.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 17:14 UTC Tax withholdingCommon Stock 612 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000681 · form.xml · nonDerivative · entry 2

KRUEGER KENNETH W · CIK 0001236637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,999.1533

F1 · security: Common stock includes restrictive shares.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 17:14 UTC Exercise / conversionCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-000681 · form.xml · nonDerivative · entry 1

KRUEGER KENNETH W · CIK 0001236637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,611.1533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Common stock includes restrictive shares.

F2 · shares: The amounts and prices shown have been adjusted to reflect a 1-for-4 reverse stock split effectuated by the Issuer on November 17, 2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:49 UTC
MUSIAL THOMAS GSVP Human Resources & Administ
Exercise / conversion02.15.2008EmployeeStockOption · Derivative 4,476 $0.00 Strike: $31.95 $0.00
Disclosure

SEC source: 0001246360-18-000634 · form.xml · derivative · entry 3

MUSIAL THOMAS G · CIK 0001205088 · SVP Human Resources & Administ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,476 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:49 UTC
MUSIAL THOMAS GSVP Human Resources & Administ
SaleCommon Stock 4,476 $33.84 $151,460.68
Disclosure

SEC source: 0001246360-18-000634 · form.xml · nonDerivative · entry 2

MUSIAL THOMAS G · CIK 0001205088 · SVP Human Resources & Administ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,842.9291

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:49 UTC
MUSIAL THOMAS GSVP Human Resources & Administ
Exercise / conversionCommon Stock 4,476 $31.95 $142,988.95
Disclosure

SEC source: 0001246360-18-000634 · form.xml · nonDerivative · entry 1

MUSIAL THOMAS G · CIK 0001205088 · SVP Human Resources & Administ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,318.9291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Common stock includes restricted shares

Read SEC document
January 19, 2018 Filed Jan 23, 2018 13:42 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 94 $39.88 $3,748.46
Disclosure

SEC source: 0001246360-18-000247 · form.xml · nonDerivative · entry 2

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,293.707

F2 · shares: Includes amount and purchase price of common stock units acquired in an exempt transaction pursuant to dividend reinvestment provisions of the Deferred Compensation Plan.

Read SEC document
December 22, 2017 Filed Dec 26, 2017 22:56 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 94 $39.86 $3,747.02
Disclosure

SEC source: 0001246360-17-003355 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,199.707

F1 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:14 UTC PurchaseCommon Stock 3,854 $39.12 $150,785.82
Disclosure

SEC source: 0001246360-17-003167 · form.xml · nonDerivative · entry 2

Myers Charles David · CIK 0001667707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,150

Read SEC document
November 28, 2017 Filed Nov 29, 2017 17:35 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 96 $38.87 $3,731.26
Disclosure

SEC source: 0001246360-17-003157 · form.xml · nonDerivative · entry 2

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,105.707

F3 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:56 UTC
Doerr Thomas L JrSVP, General Counsel & Secreta
Grant11.20.2017RSAOFFICER · Derivative 11,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-17-003131 · form.xml · derivative · entry 1

Doerr Thomas L Jr · CIK 0001658147 · SVP, General Counsel & Secreta

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2020-11-20

F1 · shares: Grant of restricted stock units (RSUs) vest 100% on 11/20/2020.

Read SEC document
November 20, 2017 Filed Feb 28, 2019 23:07 UTC Amendment
Doerr Thomas L JrSVP, General Counsel & Secreta
GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000811 · form.xml · nonDerivative · entry 1

Doerr Thomas L Jr · CIK 0001658147 · SVP, General Counsel & Secreta

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

F1 · security: Grant of restricted stock units (RSUs) vest 100% on 11/20/2020.

F2 · shares: The Form 4 filed on November 21, 2017 reported a grant of Restricted Stock on Table 2. This Amended Form 4 is being filed to remove the transaction from Table 2 and move it to Table 1.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 16:42 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 413 $9.09 $3,754.17
Disclosure

SEC source: 0001246360-17-002955 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,038.8279

F1 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 21:28 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 617 $9.14 $5,640.49
Disclosure

SEC source: 0001246360-17-002819 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,625.8279

Read SEC document
August 25, 2017 Filed Aug 28, 2017 14:14 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 489 $7.69 $3,758.36
Disclosure

SEC source: 0001246360-17-002633 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,008.8279

F1 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 19:56 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 645 $5.80 $3,739.13
Disclosure

SEC source: 0001246360-17-002454 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,519.8279

F1 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:49 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 639 $5.88 $3,757.26
Disclosure

SEC source: 0001246360-17-002307 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,874.8279

F1 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
May 26, 2017 Filed May 31, 2017 20:49 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 674 $5.89 $3,966.89
Disclosure

SEC source: 0001246360-17-002049 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,235.8279

F1 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
April 28, 2017 Filed May 1, 2017 16:00 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 601 $6.01 $3,611.95
Disclosure

SEC source: 0001246360-17-001650 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,561.8279

F1 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 18:35 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 944 $5.77 $5,445.37
Disclosure

SEC source: 0001246360-17-001519 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,960.8279

F1 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:21 UTC
Raymond Louis F.VP General Counsel & Secretar
Exercise / conversion02.27.2007EmployeeStockOption · Derivative 5,200 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001246360-17-001078 · form.xml · derivative · entry 3

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:21 UTC
Raymond Louis F.VP General Counsel & Secretar
SaleCommon Stock 5,200 $6.29 $32,723.60
Disclosure

SEC source: 0001246360-17-001078 · form.xml · nonDerivative · entry 2

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,678.7439

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:21 UTC
Raymond Louis F.VP General Counsel & Secretar
Exercise / conversionCommon Stock 5,200 $6.05 $31,480.80
Disclosure

SEC source: 0001246360-17-001078 · form.xml · nonDerivative · entry 1

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,878.7439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:21 UTC
Weyers Lawrence JosephExecutive Vice President
Exercise / conversion02.27.2007EmployeeStockOption · Derivative 8,200 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001246360-17-001077 · form.xml · derivative · entry 3

Weyers Lawrence Joseph · CIK 0001630500 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,200 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:21 UTC
Weyers Lawrence JosephExecutive Vice President
SaleCommon Stock 8,200 $6.30 $51,666.56
Disclosure

SEC source: 0001246360-17-001077 · form.xml · nonDerivative · entry 2

Weyers Lawrence Joseph · CIK 0001630500 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,259

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:21 UTC
Weyers Lawrence JosephExecutive Vice President
Exercise / conversionCommon Stock 8,200 $6.02 $49,396.80
Disclosure

SEC source: 0001246360-17-001077 · form.xml · nonDerivative · entry 1

Weyers Lawrence Joseph · CIK 0001630500 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 17:21 UTC
PENNYPACKER BARRYPresident & CEO
GrantCommon Stock 597 $6.11 $3,649.70
Disclosure

SEC source: 0001246360-17-001050 · form.xml · nonDerivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,016.8279

F1 · shares: Common Stock Units acquired in transactions exempt under Rule 16b-3(d) under the Company's Deferred Compensation Plan. This Plan provides for tax withholding rights.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:56 UTC
MUSIAL THOMAS GSVP Human Resources & Administ
Grant02.22.2017OffOpt · Derivative 80,280 $6.42 Strike: $6.42 $515,397.60
Disclosure

SEC source: 0001246360-17-001039 · form.xml · derivative · entry 1

MUSIAL THOMAS G · CIK 0001205088 · SVP Human Resources & Administ

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,280

Underlying: Common Stock · 80,280 shares

Expires 2027-02-22

F1 · shares: Options vest in 33.3% increments annually beginning on date indicated in the "Date Exercisable" column.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:49 UTC
Raymond Louis F.VP General Counsel & Secretar
Grant02.22.2017OffOpt · Derivative 53,879 $6.42 Strike: $6.42 $345,903.18
Disclosure

SEC source: 0001246360-17-001035 · form.xml · derivative · entry 1

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,879

Underlying: Common Stock · 53,879 shares

Expires 2027-02-22

F1 · shares: Options vest in 33.3% increments annually beginning on date indicated in the "Date Exercisable" column.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:56 UTC
Ravenscroft Aaron H.Executive Vice President
Conversion02.22.2017OffOpt · Derivative 80,819 $6.42 Strike: $6.42 $518,857.98
Disclosure

SEC source: 0001246360-17-001038 · form.xml · derivative · entry 1

Ravenscroft Aaron H. · CIK 0001529885 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,819

Underlying: Common Stock · 80,819 shares

Expires 2027-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Options vest in 33.3% increments annually beginning on date indicated in the "Date Exercisable" column.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:49 UTC
Weyers Lawrence JosephExecutive Vice President
Grant02.22.2017OffOpt · Derivative 71,839 $6.42 Strike: $6.42 $461,206.38
Disclosure

SEC source: 0001246360-17-001034 · form.xml · derivative · entry 1

Weyers Lawrence Joseph · CIK 0001630500 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,839

Underlying: Common Stock · 71,839 shares

Expires 2027-02-22

F1 · shares: Options vest in 33.3% increments annually beginning on date indicated in the "Date Exercisable" column.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:49 UTC
Antoniuk David JSVP & Chief Financial Officer
Grant02.22.2017OffOpt · Derivative 142,062 $6.42 Strike: $6.42 $912,038.04
Disclosure

SEC source: 0001246360-17-001033 · form.xml · derivative · entry 1

Antoniuk David J · CIK 0001344405 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,062

Underlying: Common Stock · 142,062 shares

Expires 2027-02-22

F1 · shares: Options vest in 33.3% increments annually beginning on date indicated in the "Date Exercisable" column.

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February 22, 2017 Filed Feb 24, 2017 21:49 UTC
PENNYPACKER BARRYPresident & CEO
Grant02.22.2017OffOpt · Derivative 448,994 $6.42 Strike: $6.42 $2,882,541.48
Disclosure

SEC source: 0001246360-17-001032 · form.xml · derivative · entry 1

PENNYPACKER BARRY · CIK 0001273311 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,994

Underlying: Common Stock · 448,994 shares

Expires 2027-02-22

F1 · shares: Options vest in 33.3% increments annually beginning on date indicated in the "Date Exercisable" column.

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February 22, 2017 Filed Feb 24, 2017 21:43 UTC GrantCommon Stock 16,601 $6.42 $106,578.42
Disclosure

SEC source: 0001246360-17-001030 · form.xml · nonDerivative · entry 1

Myers Charles David · CIK 0001667707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,182

F1 · shares: Grant of restricted stock units (RSU's) vest 100% on 02/22/2019.

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February 22, 2017 Filed Feb 24, 2017 21:42 UTC GrantCommon Stock 16,601 $6.42 $106,578.42
Disclosure

SEC source: 0001246360-17-001021 · form.xml · nonDerivative · entry 1

Pfeifer John Charles · CIK 0001667706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,182

F1 · shares: Grant of restricted stock units (RSU's) vest 100% on 02/22/2019.

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February 22, 2017 Filed Feb 24, 2017 21:35 UTC GrantCommon Stock 16,601 $6.42 $106,578.42
Disclosure

SEC source: 0001246360-17-001020 · form.xml · nonDerivative · entry 1

Condon Donald Marion Jr · CIK 0001368378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,134.8252

F1 · shares: Grant of restricted stock units (RSU's) vest 100% on 02/22/2019.

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February 22, 2017 Filed Feb 24, 2017 21:35 UTC
LYNN JESSEDirector
GrantCommon Stock 16,601 $6.42 $106,578.42
Disclosure

SEC source: 0001246360-17-001019 · form.xml · nonDerivative · entry 1

LYNN JESSE · CIK 0001605350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,314

F1 · shares: Grant of restricted stock units (RSU's) vest 100% on 02/22/2019.

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February 22, 2017 Filed Feb 24, 2017 21:35 UTC GrantCommon Stock 16,601 $6.42 $106,578.42
Disclosure

SEC source: 0001246360-17-001018 · form.xml · nonDerivative · entry 1

ALAPONT JOSE MARIA · CIK 0001193559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,182

F1 · shares: Grant of restricted stock units (RSU's) vest 100% on 02/22/2019.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:35 UTC GrantCommon Stock 16,601 $6.42 $106,578.42
Disclosure

SEC source: 0001246360-17-001017 · form.xml · nonDerivative · entry 1

KRUEGER KENNETH W · CIK 0001236637 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,460.6131

F1 · shares: Grant of restricted stock units (RSU's) vest 100% on 02/22/2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.