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Raymond Louis F.

Disclosed activity across 1 company

Tapewire entity
178463
SEC CIK
0001662501

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MANITOWOC CO INCMTW · Entity 5248VP General Counsel & SecretarFebruary 27, 2017February 28, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MANITOWOC CO INC

Report date February 27, 2017 · Filed February 28, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,678.7439 Ending reported balance After 2017-02-27 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-02-27 · Exercise / conversion · Acquired 5,200 · Balance 27,878.7439

Row 2 · 2017-02-27 · Sale · Disposed 5,200 · Balance 22,678.7439

02.27.2007EmployeeStockOptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.02 · Expires 2017-02-27Direct0 Reported balance After 2017-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-02-27 · Exercise / conversion · Disposed 5,200 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2017 Filed Feb 28, 2017 17:21 UTC MANITOWOC CO INC MTW · Entity 5248 Exercise / conversion02.27.2007EmployeeStockOption · Derivative 5,200 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001246360-17-001078 · form.xml · derivative · entry 3

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2017 Filed Feb 28, 2017 17:21 UTC MANITOWOC CO INC MTW · Entity 5248 SaleCommon Stock 5,200 $6.29 $32,723.60
Disclosure

SEC source: 0001246360-17-001078 · form.xml · nonDerivative · entry 2

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,678.7439

Read SEC document
February 27, 2017 Filed Feb 28, 2017 17:21 UTC MANITOWOC CO INC MTW · Entity 5248 Exercise / conversionCommon Stock 5,200 $6.05 $31,480.80
Disclosure

SEC source: 0001246360-17-001078 · form.xml · nonDerivative · entry 1

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,878.7439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:49 UTC MANITOWOC CO INC MTW · Entity 5248 Grant02.22.2017OffOpt · Derivative 53,879 $6.42 Strike: $6.42 $345,903.18
Disclosure

SEC source: 0001246360-17-001035 · form.xml · derivative · entry 1

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,879

Underlying: Common Stock · 53,879 shares

Expires 2027-02-22

F1 · shares: Options vest in 33.3% increments annually beginning on date indicated in the "Date Exercisable" column.

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February 21, 2017 Filed Feb 23, 2017 21:35 UTC MANITOWOC CO INC MTW · Entity 5248 SaleCommon Stock 927 $6.54 $6,064.34
Disclosure

SEC source: 0001246360-17-000934 · form.xml · nonDerivative · entry 1

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,678.7439

F1 · shares: Weighted average price of shares sold with sales ranging from a low of $6.541 to a high of $6.545.

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February 14, 2017 Filed Feb 15, 2017 21:07 UTC MANITOWOC CO INC MTW · Entity 5248 GrantCommon Stock 2,370 $6.34 $15,025.80
Disclosure

SEC source: 0001246360-17-000740 · form.xml · nonDerivative · entry 1

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,605.7439

F1 · shares: Award of performance shares granted in 2014 - vested at 100% target.

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December 31, 2016 Filed Jan 10, 2017 20:28 UTC MANITOWOC CO INC MTW · Entity 5248 OtherCommon Stock 2,363.5665 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-000130 · form.xml · nonDerivative · entry 1

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Indirect · RSVP 401k Plan

Disclosed balance after: 12,454.4165

F1 · shares: Net increase of 2363.5665 shares between 03/14/16 (when Form 3 was filed showing 401K shares up to that date) and 12/31/16 under the Company's 401(k) plan, due to acquisitions of shares, plan maintenance fees and required plan forfeitures and withdrawals under IRC safe harbor rules, all of which are exempt from Section 16(b) pursuant to rule 16b-3 and exempt from reporting pursuant to rule 16a-3(f)(1)(i)(B).

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November 06, 2008 Filed Feb 15, 2017 21:21 UTC MANITOWOC CO INC MTW · Entity 5248 PurchaseCommon Stock 1,000 $8.82 $8,820.00
Disclosure

SEC source: 0001246360-17-000751 · form.xml · nonDerivative · entry 1

Raymond Louis F. · CIK 0001662501 · VP General Counsel & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,605.7439

F1 · shares: Shares purchased on the open market in 2008 prior to becoming an officer. Weighted average price of shares purchased ranging from a low of $8.81 to a high of $8.83.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.