Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MANITOWOC CO INCMTW · Entity 5248 | Director | February 26, 2018 | February 27, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MANITOWOC CO INC
Report date February 26, 2018 · Filed February 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,412 |
Reported balance
After 2018-02-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-26 · Grant · Acquired 2,867 · Balance 13,412 F1: Common stock includes restricted shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Common stock includes restricted shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NAVISTAR INTERNATIONAL CORP
Report date July 01, 2021 · Filed July 02, 2021
Section 16 reporting ended · disclosed 2021-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 1
1 source rowRow 1 · 2021-07-01 · Disposition to issuer · Disposed 7,785 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, each share of Issuer Common Stock was automatically converted into the right to receive an amount in cash equal to $44.50 (the "Merger Consideration"). |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.31 · Expires 2028-12-11 | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-01 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.63 · Expires 2027-12-12 | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-01 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.94 · Expires 2026-12-13 | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-01 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, each share of Issuer Common Stock was automatically converted into the right to receive an amount in cash equal to $44.50 (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2021 Filed Jul 2, 2021 11:04 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | Disposition to issuerStock Options (Right to buy) · Derivative | 5,000 | $13.56 Strike: $30.94 | $67,800.00 |
DisclosureSEC source: 0000808450-21-000061 · wf-form4_162523824814371.xml · derivative · entry 4 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-12-13 F2 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. F2 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 11:04 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | Disposition to issuerStock Options (Right to buy) · Derivative | 5,000 | $2.87 Strike: $41.63 | $14,350.00 |
DisclosureSEC source: 0000808450-21-000061 · wf-form4_162523824814371.xml · derivative · entry 3 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2027-12-12 F2 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. F2 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 11:04 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | Disposition to issuerStock Options (Right to buy) · Derivative | 5,000 | $17.19 Strike: $27.31 | $85,950.00 |
DisclosureSEC source: 0000808450-21-000061 · wf-form4_162523824814371.xml · derivative · entry 2 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2028-12-11 F2 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. F2 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $44.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer Common Stock underlying such option. The original terms of the option provided for vesting in three annual installments with one-third of the option vesting on each anniversary date of the grant, so that in three years the option was fully vested. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 11:04 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | Disposition to issuerCommon Stock | 7,785 | $44.50 | $346,432.50 |
DisclosureSEC source: 0000808450-21-000061 · wf-form4_162523824814371.xml · nonDerivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, each share of Issuer Common Stock was automatically converted into the right to receive an amount in cash equal to $44.50 (the "Merger Consideration"). F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of November 7, 2020 (the "Merger Agreement"), by and among Navistar International Corporation, a Delaware Corporation (the "Issuer"), TRATON SE, a Societas Europaea ("TRATON") and Dusk Inc., a Delaware Corporation and a wholly owned indirect subsidiary of TRATON ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation and an indirect subsidiary of TRATON (the "Surviving Corporation"). As a result of the Merger, each share of Issuer Common Stock was automatically converted into the right to receive an amount in cash equal to $44.50 (the "Merger Consideration"). Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:01 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | GrantCommon Stock | 3,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000808450-21-000017 · wf-form4_161489528613581.xml · nonDerivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,785 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 10:38 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | Tax withholdingCommon Stock | 1,238 | $44.12 | $54,620.56 |
DisclosureSEC source: 0000808450-21-000016 · wf-form4_161461310468110.xml · nonDerivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,396 Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 17:42 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | GrantCommon Stock | 4,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000808450-20-000022 · wf-form4_158275691721108.xml · nonDerivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 12:46 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | Tax withholdingCommon Stock | 232 | $32.30 | $7,493.60 |
DisclosureSEC source: 0000808450-19-000086 · wf-form4_155430999687888.xml · nonDerivative · entry 2 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 12:46 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | GrantCommon Stock | 773 | $0.00 | $0.00 |
DisclosureSEC source: 0000808450-19-000086 · wf-form4_155430999687888.xml · nonDerivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,741 Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 17:25 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | GrantStock Options (Right to buy) · Derivative | 5,000 | $0.00 Strike: $27.31 | $0.00 |
DisclosureSEC source: 0000808450-18-000200 · wf-form4_154465349267274.xml · derivative · entry 2 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-12-11 F1 · derivative.exercise_date: The option is exercisable in three equal installments as follows: 1,667 shares on 12/11/2019; 1,666 shares on 12/11/2020; and 1,667 shares on 12/11/2021 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:24 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | Tax withholdingCommon Stock | 171 | $34.97 | $5,979.87 |
DisclosureSEC source: 0000808450-18-000036 · wf-form4_152278705717160.xml · nonDerivative · entry 2 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:24 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | GrantCommon Stock | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0000808450-18-000036 · wf-form4_152278705717160.xml · nonDerivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,139 Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 20:07 UTC | MANITOWOC CO INC MTW · Entity 5248 | GrantCommon Stock | 2,867 | $38.37 | $110,006.79 |
DisclosureSEC source: 0001246360-18-000857 · form.xml · nonDerivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,412 F1 · security: Common stock includes restricted shares. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 17:28 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | GrantStock Options (Right to buy) · Derivative | 5,000 | $0.00 Strike: $41.63 | $0.00 |
DisclosureSEC source: 0000808450-17-000120 · wf-form4_151320407474559.xml · derivative · entry 2 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-12-12 F1 · derivative.exercise_date: The option is exercisable in three equal installments as follows: 1,667 shares on 12/12/2018; 1,666 shares on 12/12/2019; and 1,667 shares on 12/12/2020. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 15:25 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | GrantCommon Stock | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0000808450-17-000053 · wf-form4_149133393037217.xml · nonDerivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812 Read SEC document |
| April 01, 2017 Filed Apr 6, 2017 11:18 UTC Amendment | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | Tax withholdingCommon Stock | 244 | $24.62 | $6,007.28 |
DisclosureSEC source: 0000808450-17-000071 · wf-form4a_149149187062344.xml · nonDerivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568 F1 · shares: This amendment is being filed to add a disposition of securities in Table I, Column 4 under a transaction code of F in Column 3. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:35 UTC | MANITOWOC CO INC MTW · Entity 5248 | GrantCommon Stock | 16,601 | $6.42 | $106,578.42 |
DisclosureSEC source: 0001246360-17-001018 · form.xml · nonDerivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,182 F1 · shares: Grant of restricted stock units (RSU's) vest 100% on 02/22/2019. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 10:55 UTC | NAVISTAR INTERNATIONAL CORP NAV · Entity 11733 | GrantStock Options (Right to buy) · Derivative | 5,000 | $30.94 Strike: $30.94 | $154,700.00 |
DisclosureSEC source: 0000808450-16-000129 · wf-form4_148181730118312.xml · derivative · entry 1 ALAPONT JOSE MARIA · CIK 0001193559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2026-12-13 F1 · derivative.exercise_date: The option is exercisable in three equal installments as follows: 1,667 shares on 12/13/2017; 1,666 shares on 12/13/2018; and 1,667 shares on 12/13/2019 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.