MSCI

SEC source: 0001209191-20-007933 · doc4.xml · nonDerivative · entry 2

Mak Jennifer H · CIK 0001673075 · Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,829

F2 · shares: RSUs vesting and converting to shares on the third anniversary of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock.

SEC source: 0001209191-20-007933 · doc4.xml · nonDerivative · entry 1

Mak Jennifer H · CIK 0001673075 · Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,152

F1 · shares: Restricted stock units ("RSUs") ratably vesting and converting to shares on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock.

SEC source: 0001209191-20-007931 · doc4.xml · nonDerivative · entry 1

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,740

F1 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the second tranche of 1,228 restricted stock units granted on February 6, 2018.

SEC source: 0001209191-20-007928 · doc4.xml · nonDerivative · entry 1

Huber Linda · CIK 0001327278 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,618

F1 · shares: Restricted stock units ("RSUs") ratably vesting and converting to shares on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock.

SEC source: 0001209191-20-007922 · doc4.xml · nonDerivative · entry 2

Crum Scott A · CIK 0001204559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,957

F2 · shares: RSUs ratably vesting and converting to shares on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock.

SEC source: 0001209191-20-007922 · doc4.xml · nonDerivative · entry 1

Crum Scott A · CIK 0001204559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,738

F1 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the second tranche of 933 restricted stock units ("RSUs") granted on February 6, 2018.

SEC source: 0001209191-20-007176 · doc4.xml · nonDerivative · entry 3

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,318

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $298.32 to $299.08. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-20-007176 · doc4.xml · nonDerivative · entry 2

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,875

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $297.30 to $298.22. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-20-007176 · doc4.xml · nonDerivative · entry 1

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,808

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $296.29 to $297.25. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-19-061158 · doc4.xml · nonDerivative · entry 1

Seyer Laurent · CIK 0001626744 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,115

F1 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 24,832 restricted stock units granted on December 16, 2016 which performance vested on February 2, 2018 upon certification by the Compensation & Talent Management Committee of a certain performance metric for the 2017 fiscal year.

SEC source: 0001209191-20-005220 · doc5.xml · nonDerivative · entry 3

Siguler George W · CIK 0001318209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,554

F2 · shares: Charitable gift to an educational institution on behalf of the reporting person on December 3, 2019.

F3 · balance_after: The reported shares reflect ownership as of December 31, 2019.

SEC source: 0001209191-20-005220 · doc5.xml · nonDerivative · entry 2

Siguler George W · CIK 0001318209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,654

F1 · shares: Charitable gift to an educational institution on behalf of the reporting person on December 2, 2019.

SEC source: 0001209191-20-005220 · doc5.xml · nonDerivative · entry 1

Siguler George W · CIK 0001318209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,854

F1 · shares: Charitable gift to an educational institution on behalf of the reporting person on December 2, 2019.

SEC source: 0001209191-19-058568 · doc4.xml · nonDerivative · entry 1

Handy Alice · CIK 0001478203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,505

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-058560 · doc4.xml · nonDerivative · entry 1

duPont Benjamin F · CIK 0001426668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,107

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-058562 · doc4.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,175

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-058123 · doc4.xml · derivative · entry 8

Fernandez Henry A · CIK 0001416750 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,774 shares

Expires 2020-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 49,774 stock options, which represent a tranche of an award of stock options that were granted to the Reporting Person on December 14, 2010, vested and became exercisable on January 12, 2016, based on the satisfaction of both service and price vesting conditions, in accordance with the terms of the applicable option award agreement.

SEC source: 0001209191-19-058123 · doc4.xml · nonDerivative · entry 3

Fernandez Henry A · CIK 0001416750 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687,940

F1 · shares: Reflects a "sale to cover" transaction in connection with the Reporting Person's exercise of stock options to satisfy (i) the payment of the applicable exercise price of the stock options and (ii) the applicable tax withholding requirement arising from the exercise of the stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $257.01 to $257.67. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-19-058123 · doc4.xml · nonDerivative · entry 2

Fernandez Henry A · CIK 0001416750 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697,040

F1 · shares: Reflects a "sale to cover" transaction in connection with the Reporting Person's exercise of stock options to satisfy (i) the payment of the applicable exercise price of the stock options and (ii) the applicable tax withholding requirement arising from the exercise of the stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $256.00 to $256.99. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-19-058123 · doc4.xml · nonDerivative · entry 1

Fernandez Henry A · CIK 0001416750 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-057806 · doc4.xml · nonDerivative · entry 1

Seyer Laurent · CIK 0001626744 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,787

F1 · price: This transaction was executed in multiple trades at prices ranging from $256.00 to $256.25. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-19-056569 · doc4.xml · nonDerivative · entry 1

Seyer Laurent · CIK 0001626744 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,787

F1 · price: This transaction was executed in multiple trades at prices ranging from $245.50 to $246.00. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-19-055537 · doc4.xml · nonDerivative · entry 1

duPont Benjamin F · CIK 0001426668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,095

F1 · price: This transaction was executed in multiple trades at prices ranging from $238.47 to $238.57. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-19-048218 · doc4.xml · nonDerivative · entry 1

Handy Alice · CIK 0001478203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,432

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-048215 · doc4.xml · nonDerivative · entry 1

duPont Benjamin F · CIK 0001426668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,095

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-048223 · doc4.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,123

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-033930 · doc4.xml · nonDerivative · entry 1

Handy Alice · CIK 0001478203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,350

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-033927 · doc4.xml · nonDerivative · entry 1

duPont Benjamin F · CIK 0001426668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,080

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-033935 · doc4.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,066

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-028008 · doc4.xml · nonDerivative · entry 2

Huber Linda · CIK 0001327278 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,789

F2 · shares: RSUs vesting and converting to shares on the third anniversary of the grant date.

SEC source: 0001209191-19-028008 · doc4.xml · nonDerivative · entry 1

Huber Linda · CIK 0001327278 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586

F1 · shares: Restricted stock units ("RSUs") ratably vesting and converting to shares on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock.

SEC source: 0001209191-19-027372 · doc4.xml · nonDerivative · entry 2

Handy Alice · CIK 0001478203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,277

F2 · shares: Pursuant to the Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-027372 · doc4.xml · nonDerivative · entry 1

Handy Alice · CIK 0001478203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,896

F1 · shares: Restricted stock units vesting on May 1, 2020. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan (the "Deferral Plan"), the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-027376 · doc4.xml · nonDerivative · entry 2

duPont Benjamin F · CIK 0001426668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,068

F2 · shares: Pursuant to the Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-027376 · doc4.xml · nonDerivative · entry 1

duPont Benjamin F · CIK 0001426668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,046

F1 · shares: Restricted stock units vesting on May 1, 2020. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan (the "Deferral Plan"), the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-027379 · doc4.xml · nonDerivative · entry 2

Ashe Robert G. · CIK 0001414310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,573

SEC source: 0001209191-19-027379 · doc4.xml · nonDerivative · entry 1

Ashe Robert G. · CIK 0001414310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,080

F1 · shares: Restricted stock units vesting on May 1, 2020.

SEC source: 0001209191-19-027373 · doc4.xml · nonDerivative · entry 1

Edmunds Wayne · CIK 0001634739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,591

F1 · shares: Restricted stock units vesting on May 1, 2020.

SEC source: 0001209191-19-027368 · doc4.xml · nonDerivative · entry 2

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,015

SEC source: 0001209191-19-027368 · doc4.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,634

F1 · shares: Restricted stock units vesting on May 1, 2020.

SEC source: 0001209191-19-027363 · doc4.xml · nonDerivative · entry 1

Perold Jacques P · CIK 0001648837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384

F1 · shares: Restricted stock units vesting on May 1, 2020.

SEC source: 0001209191-19-027360 · doc4.xml · nonDerivative · entry 1

RIEFLER LINDA H · CIK 0001366334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,041

F1 · shares: Restricted stock units vesting on May 1, 2020.

SEC source: 0001209191-19-027354 · doc4.xml · nonDerivative · entry 1

Siguler George W · CIK 0001318209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,254

F1 · shares: Restricted stock units vesting on May 1, 2020.

SEC source: 0001209191-19-027348 · doc4.xml · nonDerivative · entry 1

Smith Marcus L. · CIK 0001718950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363

F1 · shares: Restricted stock units vesting on May 1, 2020.

SEC source: 0001209191-19-020041 · doc4.xml · nonDerivative · entry 1

Handy Alice · CIK 0001478203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,187

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-020040 · doc4.xml · nonDerivative · entry 1

duPont Benjamin F · CIK 0001426668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,337

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-020042 · doc4.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,925

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-19-017807 · doc4.xml · nonDerivative · entry 1

Wiechmann Andrew C. · CIK 0001769683 · Interim CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,127

F1 · shares: Restricted stock units ("RSUs") vesting and converting to shares on the third anniversary of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock.

SEC source: 0001209191-19-010747 · doc4.xml · nonDerivative · entry 3

Crum Scott A · CIK 0001204559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,235

F3 · shares: This transaction was executed in multiple trades at prices ranging from $174.68 to $175.43. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-19-010748 · doc4.xml · nonDerivative · entry 2

Winters Kathleen A · CIK 0001468300 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,557

F2 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 93,510 PSUs granted on May 2, 2016 (includes the performance adjustment as described above).