Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 16 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 12 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2022 Filed May 13, 2022 20:19 UTC |
PICK EDWARDCo-President/Head of IS
|
GiftCommon Stock | 7,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028869 · doc4.xml · nonDerivative · entry 1 PICK EDWARD N · CIK 0001801222 · Co-President/Head of IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,721.228 Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:13 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 263,442 | $93.55 | $24,644,999.10 |
DisclosureSEC source: 0001209191-22-013150 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,961.123 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:13 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GrantCommon Stock | 476,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013150 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,634,403.123 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2019. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:20 UTC |
GROSSMAN ERIC FChief Legal Officer
|
Tax withholdingCommon Stock | 38,028 | $93.55 | $3,557,519.40 |
DisclosureSEC source: 0001209191-22-013164 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,840.392 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:20 UTC |
GROSSMAN ERIC FChief Legal Officer
|
GrantCommon Stock | 74,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013164 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,868.392 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2019. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:21 UTC |
Hotsuki KeishiChief Risk Officer
|
Tax withholdingCommon Stock | 30,068 | $93.55 | $2,812,861.40 |
DisclosureSEC source: 0001209191-22-013168 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,484.662 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:21 UTC |
Hotsuki KeishiChief Risk Officer
|
GrantCommon Stock | 58,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013168 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,552.662 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2019. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:22 UTC |
PICK EDWARDCo-President/Head of IS
|
Tax withholdingCommon Stock | 122,142 | $93.55 | $11,426,384.10 |
DisclosureSEC source: 0001209191-22-013170 · doc4.xml · nonDerivative · entry 2 PICK EDWARD N · CIK 0001801222 · Co-President/Head of IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,526.228 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:22 UTC |
PICK EDWARDCo-President/Head of IS
|
GrantCommon Stock | 220,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013170 · doc4.xml · nonDerivative · entry 1 PICK EDWARD N · CIK 0001801222 · Co-President/Head of IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,668.228 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2019. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:24 UTC |
PRUZAN JONATHANChief Operating Officer
|
Tax withholdingCommon Stock | 55,564 | $93.55 | $5,198,012.20 |
DisclosureSEC source: 0001209191-22-013175 · doc4.xml · nonDerivative · entry 2 PRUZAN JONATHAN · CIK 0001640050 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,692.119 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:24 UTC |
PRUZAN JONATHANChief Operating Officer
|
GrantCommon Stock | 100,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013175 · doc4.xml · nonDerivative · entry 1 PRUZAN JONATHAN · CIK 0001640050 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,256.119 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2019. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:25 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
Tax withholdingCommon Stock | 45,986 | $93.55 | $4,301,990.30 |
DisclosureSEC source: 0001209191-22-013178 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,705.853 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:25 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
GrantCommon Stock | 90,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013178 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,691.853 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2019. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:27 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
Tax withholdingCommon Stock | 55,564 | $93.55 | $5,198,012.20 |
DisclosureSEC source: 0001209191-22-013183 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,220.084 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:27 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
GrantCommon Stock | 100,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013183 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,784.084 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2019. Read SEC document |
| February 14, 2022 Filed Feb 25, 2022 21:13 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013150 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156,553.774 Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:09 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 2,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008824 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158,553.774 Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:09 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
OtherCommon Stock | 24,575 | $108.73 | $2,672,039.75 |
DisclosureSEC source: 0001209191-22-008824 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,273.774 F1 · kind: The Reporting Person contributed assets of equal value to his grantor retained annuity trust in exchange for 24,575 shares of Common Stock. There is no change in the number of shares beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| February 08, 2022 Filed Feb 9, 2022 21:16 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
SaleCommon Stock | 17,162 | $105.70 | $1,813,997.66 |
DisclosureSEC source: 0001209191-22-008022 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,413.838 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $105.53 to $105.98, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 21:14 UTC |
Hotsuki KeishiChief Risk Officer
|
SaleCommon Stock | 24,500 | $105.00 | $2,572,500.00 |
DisclosureSEC source: 0001209191-22-008019 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,986.393 Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 21:11 UTC |
James Erika HDirector
|
GrantCommon Stock | 806 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006342 · doc4.xml · nonDerivative · entry 1 James Erika H · CIK 0001753124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:12 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
SaleCommon Stock | 18,414 | $102.56 | $1,888,525.11 |
DisclosureSEC source: 0001209191-22-006344 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,996.286 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $102.52 to $102.59, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 21:17 UTC |
PRUZAN JONATHANChief Operating Officer
|
SaleCommon Stock | 18,414 | $101.05 | $1,860,705.24 |
DisclosureSEC source: 0001209191-22-005388 · doc4.xml · nonDerivative · entry 1 PRUZAN JONATHAN · CIK 0001640050 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,601.937 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $101 to $101.1150, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 21, 2022 Filed Jan 21, 2022 21:16 UTC |
CRAWLEY MANDELLChief Human Resources Officer
|
SaleCommon Stock | 5,375 | $98.93 | $531,755.20 |
DisclosureSEC source: 0001209191-22-004403 · doc4.xml · nonDerivative · entry 5 CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,308.154 F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.70 to $99.03, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 21, 2022 Filed Jan 21, 2022 21:16 UTC |
CRAWLEY MANDELLChief Human Resources Officer
|
SaleCommon Stock | 1,400 | $97.93 | $137,101.02 |
DisclosureSEC source: 0001209191-22-004403 · doc4.xml · nonDerivative · entry 4 CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,683.154 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.54 to $98.39, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 21, 2022 Filed Jan 21, 2022 21:16 UTC |
CRAWLEY MANDELLChief Human Resources Officer
|
SaleCommon Stock | 700 | $97.08 | $67,956.00 |
DisclosureSEC source: 0001209191-22-004403 · doc4.xml · nonDerivative · entry 3 CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,083.154 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.48 to $97.42, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:14 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 75,138 | $95.73 | $7,192,960.74 |
DisclosureSEC source: 0001209191-22-004399 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,698.774 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019 and January 17, 2020. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:14 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GrantCommon Stock | 50,189.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004399 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,836.774 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:16 UTC |
CRAWLEY MANDELLChief Human Resources Officer
|
Tax withholdingCommon Stock | 4,043 | $95.73 | $387,036.39 |
DisclosureSEC source: 0001209191-22-004403 · doc4.xml · nonDerivative · entry 2 CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,783.154 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:16 UTC |
CRAWLEY MANDELLChief Human Resources Officer
|
GrantCommon Stock | 10,112.84 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004403 · doc4.xml · nonDerivative · entry 1 CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,826.154 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:17 UTC |
GROSSMAN ERIC FChief Legal Officer
|
SaleCommon Stock | 33,209 | $101.63 | $3,375,130.30 |
DisclosureSEC source: 0001209191-22-004410 · doc4.xml · nonDerivative · entry 3 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,475.602 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $101.615 to $101.645, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:17 UTC |
GROSSMAN ERIC FChief Legal Officer
|
Tax withholdingCommon Stock | 14,348 | $95.73 | $1,373,534.04 |
DisclosureSEC source: 0001209191-22-004410 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,684.602 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:17 UTC |
GROSSMAN ERIC FChief Legal Officer
|
GrantCommon Stock | 44,072.03 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004410 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,032.602 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:18 UTC |
Hotsuki KeishiChief Risk Officer
|
Tax withholdingCommon Stock | 11,299 | $95.73 | $1,081,653.27 |
DisclosureSEC source: 0001209191-22-004414 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,486.393 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:18 UTC |
Hotsuki KeishiChief Risk Officer
|
GrantCommon Stock | 28,091.23 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004414 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,785.393 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:20 UTC |
PICK EDWARDCo-President/Head of IS
|
Tax withholdingCommon Stock | 16,565 | $95.73 | $1,585,767.45 |
DisclosureSEC source: 0001209191-22-004420 · doc4.xml · nonDerivative · entry 2 PICK EDWARD N · CIK 0001801222 · Co-President/Head of IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,185.978 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:20 UTC |
PICK EDWARDCo-President/Head of IS
|
GrantCommon Stock | 70,040.81 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004420 · doc4.xml · nonDerivative · entry 1 PICK EDWARD N · CIK 0001801222 · Co-President/Head of IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,750.978 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:22 UTC |
PRUZAN JONATHANChief Operating Officer
|
Tax withholdingCommon Stock | 17,394 | $95.73 | $1,665,127.62 |
DisclosureSEC source: 0001209191-22-004426 · doc4.xml · nonDerivative · entry 2 PRUZAN JONATHAN · CIK 0001640050 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,015.937 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:22 UTC |
PRUZAN JONATHANChief Operating Officer
|
GrantCommon Stock | 60,052.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004426 · doc4.xml · nonDerivative · entry 1 PRUZAN JONATHAN · CIK 0001640050 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,409.937 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:23 UTC |
ROONEY ROBERT PHead of Tech/Ops/Resilience
|
Tax withholdingCommon Stock | 18,507 | $95.73 | $1,771,675.11 |
DisclosureSEC source: 0001209191-22-004428 · doc4.xml · nonDerivative · entry 2 ROONEY ROBERT P · CIK 0001793981 · Head of Tech/Ops/Resilience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,945.718 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2017, January 19, 2018, January 18, 2019, and January 17, 2020. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:23 UTC |
ROONEY ROBERT PHead of Tech/Ops/Resilience
|
GrantCommon Stock | 40,076.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004428 · doc4.xml · nonDerivative · entry 1 ROONEY ROBERT P · CIK 0001793981 · Head of Tech/Ops/Resilience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,452.718 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:24 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
SaleCommon Stock | 15,471 | $96.80 | $1,497,592.80 |
DisclosureSEC source: 0001209191-22-004431 · doc4.xml · nonDerivative · entry 3 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,575.838 Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:24 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
Tax withholdingCommon Stock | 15,262 | $95.73 | $1,461,031.26 |
DisclosureSEC source: 0001209191-22-004431 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,046.838 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:24 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
GrantCommon Stock | 52,062.42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004431 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,308.838 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:25 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
Tax withholdingCommon Stock | 17,394 | $95.73 | $1,665,127.62 |
DisclosureSEC source: 0001209191-22-004432 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,410.286 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:25 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
GrantCommon Stock | 68,043.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004432 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,804.286 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:26 UTC |
YESHAYA SHARONChief Financial Officer
|
Tax withholdingCommon Stock | 2,760 | $95.73 | $264,214.80 |
DisclosureSEC source: 0001209191-22-004435 · doc4.xml · nonDerivative · entry 2 YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,041.853 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:26 UTC |
YESHAYA SHARONChief Financial Officer
|
GrantCommon Stock | 24,757.16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004435 · doc4.xml · nonDerivative · entry 1 YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,801.853 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:27 UTC |
AKRAM RAJADeputy Chief Financial Officer
|
GrantCommon Stock | 23,946.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004436 · doc4.xml · nonDerivative · entry 1 AKRAM RAJA · CIK 0001721897 · Deputy Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,658.01 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:22 UTC |
CORLEY ELIZABETHDirector
|
GrantCommon Stock | 490.11 | $96.92 | $47,500.04 |
DisclosureSEC source: 0001209191-21-067816 · doc4.xml · nonDerivative · entry 1 CORLEY ELIZABETH · CIK 0001725898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,513.667 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.