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MORGAN STANLEY

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2815
SEC CIK
0000895421
Parsed reports
1,217

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026016
Feb 202600
Mar 202600
Apr 2026012
May 202600
Jun 202600
Jul 202605
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2024 Filed Feb 1, 2024 21:21 UTC
AKRAM RAJADeputy Chief Financial Officer
SaleCommon Stock 4,500 $87.41 $393,345.90
Disclosure

SEC source: 0001628280-24-002910 · wk-form4_1706822465.xml · nonDerivative · entry 1

AKRAM RAJA · CIK 0001721897 · Deputy Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,133.693

Read SEC document
January 30, 2024 Filed Feb 1, 2024 21:22 UTC SaleCommon Stock 10,000 $87.92 $879,170.00
Disclosure

SEC source: 0001628280-24-002911 · wk-form4_1706822518.xml · nonDerivative · entry 1

SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,490.335

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.91 to $87.935, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 26, 2024 Filed Jan 26, 2024 21:36 UTC
GORMAN JAMES PDirector · Executive Chairman
SaleCommon Stock 50,000 $87.93 $4,396,400.00
Disclosure

SEC source: 0001628280-24-002360 · wk-form4_1706304945.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,701.476

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.92 to $87.9701, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Since the Reporting Person's last report, 50,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.

Read SEC document
January 25, 2024 Filed Jan 25, 2024 21:03 UTC
GORMAN JAMES PDirector · Executive Chairman
SaleCommon Stock 50,000 $87.93 $4,396,435.00
Disclosure

SEC source: 0001628280-24-002229 · wk-form4_1706216623.xml · nonDerivative · entry 2

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 400,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.88 to $88.10, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 25, 2024 Filed Jan 25, 2024 21:03 UTC
GORMAN JAMES PDirector · Executive Chairman
GiftCommon Stock 105,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002229 · wk-form4_1706216623.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,701.476

Read SEC document
January 19, 2024 Filed Jan 19, 2024 21:15 UTC SaleCommon Stock 10,000 $84.13 $841,344.00
Disclosure

SEC source: 0001209191-24-001923 · doc4.xml · nonDerivative · entry 3

SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,490.335

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.12 to $84.165, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 18, 2024 Filed Jan 19, 2024 21:18 UTC
YESHAYA SHARONChief Financial Officer
GiftCommon Stock 6,814 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001927 · doc4.xml · nonDerivative · entry 4

YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC on behalf of Trust

Disclosed balance after: 15,547

Read SEC document
January 18, 2024 Filed Jan 19, 2024 21:18 UTC
YESHAYA SHARONChief Financial Officer
GiftCommon Stock 6,814 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001927 · doc4.xml · nonDerivative · entry 3

YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,719.697

Read SEC document
January 18, 2024 Filed Jan 19, 2024 21:22 UTC
AKRAM RAJADeputy Chief Financial Officer
SaleCommon Stock 7,000 $83.56 $584,928.40
Disclosure

SEC source: 0001209191-24-001930 · doc4.xml · nonDerivative · entry 3

AKRAM RAJA · CIK 0001721897 · Deputy Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,633.693

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:11 UTC
GORMAN JAMES PDirector · Executive Chairman
Tax withholdingCommon Stock 43,040 $85.97 $3,700,148.80
Disclosure

SEC source: 0001209191-24-001916 · doc4.xml · nonDerivative · entry 2

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 584,701.476

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021 and January 20, 2022.

F3 · balance_after: Since the Reporting Person's last report, 450,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:11 UTC
GORMAN JAMES PDirector · Executive Chairman
GrantCommon Stock 63,164.34 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001916 · doc4.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,741.476

F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:12 UTC
CRAWLEY MANDELLChief Human Resources Officer
Tax withholdingCommon Stock 6,084 $85.97 $523,041.48
Disclosure

SEC source: 0001209191-24-001920 · doc4.xml · nonDerivative · entry 2

CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,704.508

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:12 UTC
CRAWLEY MANDELLChief Human Resources Officer
GrantCommon Stock 19,127.23 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001920 · doc4.xml · nonDerivative · entry 1

CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,788.508

F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:13 UTC
GROSSMAN ERIC FChief Legal/Admin Officer
Tax withholdingCommon Stock 27,233 $85.97 $2,341,221.01
Disclosure

SEC source: 0001209191-24-001921 · doc4.xml · nonDerivative · entry 2

GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,624.194

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:13 UTC
GROSSMAN ERIC FChief Legal/Admin Officer
GrantCommon Stock 48,781.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001921 · doc4.xml · nonDerivative · entry 1

GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,857.194

F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:14 UTC
PICK EDWARDDirector · Chief Executive Officer
GiftCommon Stock 10,560 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001922 · doc4.xml · nonDerivative · entry 3

PICK EDWARD N · CIK 0001801222 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,531.452

F3 · balance_after: Since the Reporting Person's last report, 200,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:14 UTC
PICK EDWARDDirector · Chief Executive Officer
Tax withholdingCommon Stock 61,171 $85.97 $5,258,870.87
Disclosure

SEC source: 0001209191-24-001922 · doc4.xml · nonDerivative · entry 2

PICK EDWARD N · CIK 0001801222 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,091.452

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:14 UTC
PICK EDWARDDirector · Chief Executive Officer
GrantCommon Stock 76,064.1 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001922 · doc4.xml · nonDerivative · entry 1

PICK EDWARD N · CIK 0001801222 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 599,262.452

F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:15 UTC Tax withholdingCommon Stock 40,964 $85.97 $3,521,675.08
Disclosure

SEC source: 0001209191-24-001923 · doc4.xml · nonDerivative · entry 2

SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,490.335

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:15 UTC GrantCommon Stock 63,609.16 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001923 · doc4.xml · nonDerivative · entry 1

SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,454.335

F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:16 UTC
SIMKOWITZ DANIEL ACo-President
Tax withholdingCommon Stock 44,691 $85.97 $3,842,085.27
Disclosure

SEC source: 0001209191-24-001924 · doc4.xml · nonDerivative · entry 2

SIMKOWITZ DANIEL A · CIK 0001680385 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,848.481

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:16 UTC
SIMKOWITZ DANIEL ACo-President
GrantCommon Stock 80,808.84 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001924 · doc4.xml · nonDerivative · entry 1

SIMKOWITZ DANIEL A · CIK 0001680385 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,539.481

F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:17 UTC
SMITH CHARLES AChief Risk Officer
Tax withholdingCommon Stock 21,667 $85.97 $1,862,711.99
Disclosure

SEC source: 0001209191-24-001925 · doc4.xml · nonDerivative · entry 2

Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,245.663

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:17 UTC
SMITH CHARLES AChief Risk Officer
GrantCommon Stock 25,005.51 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001925 · doc4.xml · nonDerivative · entry 1

Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,912.663

F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:18 UTC
YESHAYA SHARONChief Financial Officer
Tax withholdingCommon Stock 4,169 $85.97 $358,408.93
Disclosure

SEC source: 0001209191-24-001927 · doc4.xml · nonDerivative · entry 2

YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,533.697

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:18 UTC
YESHAYA SHARONChief Financial Officer
GrantCommon Stock 49,968.03 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001927 · doc4.xml · nonDerivative · entry 1

YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,702.697

F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:22 UTC
AKRAM RAJADeputy Chief Financial Officer
Tax withholdingCommon Stock 10,180 $85.97 $875,174.60
Disclosure

SEC source: 0001209191-24-001930 · doc4.xml · nonDerivative · entry 2

AKRAM RAJA · CIK 0001721897 · Deputy Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,633.693

F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 21:22 UTC
AKRAM RAJADeputy Chief Financial Officer
GrantCommon Stock 30,366.33 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001930 · doc4.xml · nonDerivative · entry 1

AKRAM RAJA · CIK 0001721897 · Deputy Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,813.693

F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 22:01 UTC GrantCommon Stock 1,246.813 $80.20 $100,000.01
Disclosure

SEC source: 0001209191-23-057259 · doc4.xml · nonDerivative · entry 1

GLOCER THOMAS H · CIK 0001140799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,670.267

F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 22:02 UTC GrantCommon Stock 623.406 $80.20 $49,999.97
Disclosure

SEC source: 0001209191-23-057260 · doc4.xml · nonDerivative · entry 1

LUCZO STEPHEN J · CIK 0001248260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,262.831

F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 22:02 UTC GrantCommon Stock 872.769 $80.20 $70,000.00
Disclosure

SEC source: 0001209191-23-057261 · doc4.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,512.855

F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 21:12 UTC
SAPERSTEIN ANDREW MCo-President/Head of WM
OtherCommon Stock 1,238.036 $78.31 $96,950.60
Disclosure

SEC source: 0001209191-23-055506 · doc4.xml · nonDerivative · entry 1

SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · kind: The Reporting Person transferred his balance held in the Morgan Stanley Stock Fund to other funds in the Morgan Stanley 401(k) Plan.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 20:34 UTC
PICK EDWARDCo-President/Head of IS
GrantCommon Stock 111,938.36 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053767 · doc4.xml · nonDerivative · entry 1

PICK EDWARD N · CIK 0001801222 · Co-President/Head of IS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 719,276.422

F1 · kind: Restricted Stock Units that are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 20:35 UTC
SAPERSTEIN ANDREW MCo-President/Head of WM
GrantCommon Stock 111,938.36 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053768 · doc4.xml · nonDerivative · entry 1

SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,558.187

F1 · kind: Restricted Stock Units that are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 20:36 UTC
SIMKOWITZ DANIEL AHead of Investment Management
GrantCommon Stock 111,938.36 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053769 · doc4.xml · nonDerivative · entry 1

SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,154.898

F1 · kind: Restricted Stock Units that are convertible to shares of Common Stock at a ratio of 1 to 1.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 20:11 UTC
GORMAN JAMES PDirector · Chairman and CEO
SaleCommon Stock 125,000 $95.19 $11,898,812.50
Disclosure

SEC source: 0001209191-23-043409 · doc4.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,011,344.757

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.10 to $95.32, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 24, 2023 Filed Jul 26, 2023 20:14 UTC
PICK EDWARDCo-President/Head of IS
SaleCommon Stock 100,000 $94.33 $9,433,050.00
Disclosure

SEC source: 0001209191-23-043412 · doc4.xml · nonDerivative · entry 1

PICK EDWARD N · CIK 0001801222 · Co-President/Head of IS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 604,845.397

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $94.03 to $94.50, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 20:18 UTC
SIMKOWITZ DANIEL AHead of Investment Management
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043069 · doc4.xml · nonDerivative · entry 2

SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,040.412

Read SEC document
July 20, 2023 Filed Jul 21, 2023 20:18 UTC
SIMKOWITZ DANIEL AHead of Investment Management
SaleCommon Stock 37,608 $93.78 $3,526,851.91
Disclosure

SEC source: 0001209191-23-043069 · doc4.xml · nonDerivative · entry 1

SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,040.412

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $93.74 to $93.83, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:11 UTC
AKRAM RAJADeputy Chief Financial Officer
SaleCommon Stock 13,500 $92.00 $1,242,000.00
Disclosure

SEC source: 0001209191-23-043054 · doc4.xml · nonDerivative · entry 1

AKRAM RAJA · CIK 0001721897 · Deputy Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,983.509

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:13 UTC
GORMAN JAMES PDirector · Chairman and CEO
SaleCommon Stock 500 $93.58 $46,789.00
Disclosure

SEC source: 0001209191-23-043056 · doc4.xml · nonDerivative · entry 4

GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,136,344.757

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $93.55 to $93.59, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:13 UTC
GORMAN JAMES PDirector · Chairman and CEO
SaleCommon Stock 47,345 $92.89 $4,398,071.16
Disclosure

SEC source: 0001209191-23-043056 · doc4.xml · nonDerivative · entry 3

GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,136,844.757

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.53 to $93.51, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:13 UTC
GORMAN JAMES PDirector · Chairman and CEO
SaleCommon Stock 14,655 $92.01 $1,348,425.60
Disclosure

SEC source: 0001209191-23-043056 · doc4.xml · nonDerivative · entry 2

GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,184,189.757

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $91.53 to $92.52, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:13 UTC
GORMAN JAMES PDirector · Chairman and CEO
SaleCommon Stock 62,500 $92.00 $5,750,000.00
Disclosure

SEC source: 0001209191-23-043056 · doc4.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,198,844.757

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July 19, 2023 Filed Jul 21, 2023 20:16 UTC
SAPERSTEIN ANDREW MCo-President/Head of WM
SaleCommon Stock 39,254 $93.09 $3,654,280.47
Disclosure

SEC source: 0001209191-23-043064 · doc4.xml · nonDerivative · entry 1

SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,707.763

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.65 to $93.20, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 19, 2023 Filed Jul 21, 2023 20:20 UTC
SMITH CHARLES AChief Risk Officer
Tax withholdingCommon Stock 5,949 $91.94 $546,951.06
Disclosure

SEC source: 0001209191-23-043071 · doc4.xml · nonDerivative · entry 2

Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,563.503

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July 19, 2023 Filed Jul 21, 2023 20:20 UTC
SMITH CHARLES AChief Risk Officer
SaleCommon Stock 5,600 $92.41 $517,519.52
Disclosure

SEC source: 0001209191-23-043071 · doc4.xml · nonDerivative · entry 1

Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,512.503

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.41 to $92.421, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 01, 2023 Filed Jun 2, 2023 20:20 UTC Tax withholdingCommon Stock 269 $82.08 $22,078.23
Disclosure

SEC source: 0001209191-23-033704 · doc4.xml · nonDerivative · entry 2

DARLING ALISTAIR · CIK 0001662540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,782.607

F2 · kind: Shares withheld to satisfy taxes upon the conversion of restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan on June 1, 2022.

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June 01, 2023 Filed Jun 2, 2023 20:20 UTC GrantCommon Stock 3,167.827 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033704 · doc4.xml · nonDerivative · entry 1

DARLING ALISTAIR · CIK 0001662540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,051.607

F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

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June 01, 2023 Filed Jun 2, 2023 20:20 UTC GrantCommon Stock 1,218.395 $82.08 $100,000.01
Disclosure

SEC source: 0001209191-23-033707 · doc4.xml · nonDerivative · entry 2

GLOCER THOMAS H · CIK 0001140799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,374.99

F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.