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MORGAN STANLEY

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2815
SEC CIK
0000895421
Parsed reports
1,217

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026016
Feb 202600
Mar 202600
Apr 2026012
May 202600
Jun 202600
Jul 202605
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 1,000 $53.74 $53,740.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 20

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,832,241

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 3,500 $54.20 $189,700.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 19

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833,241

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 5,200 $54.19 $281,788.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 18

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836,741

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 400 $54.09 $21,636.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 17

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841,941

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 5,000 $54.01 $270,050.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 16

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,842,341

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 100 $54.16 $5,416.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 15

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,847,341

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 6,300 $54.18 $341,334.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 14

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,847,441

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 14,900 $54.15 $806,835.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 13

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,853,741

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 3,500 $54.14 $189,490.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 12

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868,641

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 1,600 $54.12 $86,592.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 11

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872,141

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 2,900 $54.13 $156,977.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 10

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873,741

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 18,000 $54.10 $973,800.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 9

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,876,641

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 7,600 $54.08 $411,008.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 8

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,894,641

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 2,900 $54.06 $156,774.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 7

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,902,241

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 8,400 $54.05 $454,020.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 6

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,905,141

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 2,900 $54.04 $156,716.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 5

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913,541

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 3,500 $54.03 $189,105.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 4

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916,441

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 1,700 $54.02 $91,834.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 3

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,919,941

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 27,600 $54.00 $1,490,400.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 2

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921,641

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 5,000 $53.93 $269,650.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949,241

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 8,000 $53.62 $428,960.00
Disclosure

SEC source: 0001204892-03-000037 · doc4.xml · nonDerivative · entry 5

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,754,241

F1 · balance_after: 2 of 2 Forms 4 filed to report open market sales on October 15, 2003.

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 5,000 $53.63 $268,150.00
Disclosure

SEC source: 0001204892-03-000037 · doc4.xml · nonDerivative · entry 4

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,762,241

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 5,000 $53.65 $268,250.00
Disclosure

SEC source: 0001204892-03-000037 · doc4.xml · nonDerivative · entry 3

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,767,241

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 4,500 $53.60 $241,200.00
Disclosure

SEC source: 0001204892-03-000037 · doc4.xml · nonDerivative · entry 2

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,772,241

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 5,000 $53.51 $267,550.00
Disclosure

SEC source: 0001204892-03-000037 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,776,741

Read SEC document
September 08, 2003 Filed Sep 9, 2003 17:24 UTC
SCOTT ROBERT GDirector · President and COO
Tax withholdingCommon Stock 20,207 $48.55 $981,049.85
Disclosure

SEC source: 0001181431-03-022465 · rrd17996.xml · nonDerivative · entry 1

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,954,241

Read SEC document
September 08, 2003 Filed Sep 9, 2003 17:28 UTC
MOSER DAVID SPrincipal Accounting Officer
Tax withholdingCommon Stock 136 $48.55 $6,602.80
Disclosure

SEC source: 0001181431-03-022468 · rrd17992.xml · nonDerivative · entry 1

MOSER DAVID S · CIK 0001226007 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,306

Read SEC document
September 08, 2003 Filed Sep 9, 2003 17:26 UTC
Schaefer John HBusiness Unit Head
Tax withholdingCommon Stock 5,532 $48.55 $268,578.60
Disclosure

SEC source: 0001181431-03-022466 · rrd17994.xml · nonDerivative · entry 1

SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,840

Read SEC document
September 08, 2003 Filed Sep 9, 2003 17:28 UTC
FRANK ALEXANDER CTreasurer and Controller
Tax withholdingCommon Stock 403 $48.55 $19,565.65
Disclosure

SEC source: 0001181431-03-022469 · rrd17989.xml · nonDerivative · entry 1

FRANK ALEXANDER C · CIK 0001226177 · Treasurer and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,299

Read SEC document
September 08, 2003 Filed Sep 9, 2003 17:32 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
Tax withholdingCommon Stock 41,269 $48.55 $2,003,609.95
Disclosure

SEC source: 0001181431-03-022473 · rrd17988.xml · nonDerivative · entry 1

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024,459

Read SEC document
July 30, 2003 Filed Jul 31, 2003 17:33 UTC
PERELLA JOSEPH RBusiness Unit Head
GrantRestoration Option (Right to Buy) · Derivative 38,358 $0.00 Strike: $47.52 $0.00
Disclosure

SEC source: 0001181431-03-016453 · rrd14661.xml · derivative · entry 5

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,358

Underlying: Common Stock · 38,358 shares

Expires 2009-01-02

Read SEC document
July 30, 2003 Filed Jul 31, 2003 17:33 UTC
PERELLA JOSEPH RBusiness Unit Head
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 45,053 $0.00 Strike: $35.65 $0.00
Disclosure

SEC source: 0001181431-03-016453 · rrd14661.xml · derivative · entry 4

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,053 shares

Expires 2009-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Date of initial vesting. All stock options are presently exercisable.

Read SEC document
July 30, 2003 Filed Jul 31, 2003 17:33 UTC
PERELLA JOSEPH RBusiness Unit Head
Tax withholdingCommon Stock 38,358 $47.68 $1,828,909.44
Disclosure

SEC source: 0001181431-03-016453 · rrd14661.xml · nonDerivative · entry 2

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409,871

Read SEC document
July 30, 2003 Filed Jul 31, 2003 17:33 UTC
PERELLA JOSEPH RBusiness Unit Head
Exercise / conversionCommon Stock 45,053 $35.65 $1,606,139.45
Disclosure

SEC source: 0001181431-03-016453 · rrd14661.xml · nonDerivative · entry 1

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2003 Filed Jul 11, 2003 16:01 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 500 $46.49 $23,245.00
Disclosure

SEC source: 0001181431-03-013846 · rrd13131.xml · nonDerivative · entry 2

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,285

F1 · balance_after: In addition, Reporting Person's indirect holdings include 4,559 shares of Common Stock held through Morgan Stanley's 401(k) plan/ESOP trust.

Read SEC document
July 11, 2003 Filed Jul 11, 2003 16:01 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 3,000 $46.50 $139,500.00
Disclosure

SEC source: 0001181431-03-013846 · rrd13131.xml · nonDerivative · entry 1

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,785

Read SEC document
July 10, 2003 Filed Jul 11, 2003 14:25 UTC
PANDIT VIKRAM SBusiness Unit Co-Head
GiftCommon Stock 21,200 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-013758 · rrd13046.xml · nonDerivative · entry 1

PANDIT VIKRAM S · CIK 0001183417 · Business Unit Co-Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514,956

F1 · balance_after: In addition, Reporting Person's indirect holdings include 9,704 shares of Common Stock held through Morgan Stanley's 401(k) plan/ESOP trust.

Read SEC document
July 09, 2003 Filed Jul 10, 2003 11:59 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 1,000 $47.75 $47,750.00
Disclosure

SEC source: 0001181431-03-013605 · rrd12932.xml · nonDerivative · entry 7

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,785

F1 · balance_after: In addition, Reporting Person's indirect holdings include 4,559 shares of Common Stock held through Morgan Stanley's 401(k) plan/ESOP trust.

Read SEC document
July 09, 2003 Filed Jul 10, 2003 11:59 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 500 $47.55 $23,775.00
Disclosure

SEC source: 0001181431-03-013605 · rrd12932.xml · nonDerivative · entry 6

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,785

Read SEC document
July 08, 2003 Filed Jul 10, 2003 11:59 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 500 $47.40 $23,700.00
Disclosure

SEC source: 0001181431-03-013605 · rrd12932.xml · nonDerivative · entry 5

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,285

Read SEC document
July 08, 2003 Filed Jul 10, 2003 11:59 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 500 $47.20 $23,600.00
Disclosure

SEC source: 0001181431-03-013605 · rrd12932.xml · nonDerivative · entry 4

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,785

Read SEC document
July 08, 2003 Filed Jul 10, 2003 11:59 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 500 $47.10 $23,550.00
Disclosure

SEC source: 0001181431-03-013605 · rrd12932.xml · nonDerivative · entry 3

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,285

Read SEC document
July 08, 2003 Filed Jul 10, 2003 11:59 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 1,500 $47.00 $70,500.00
Disclosure

SEC source: 0001181431-03-013605 · rrd12932.xml · nonDerivative · entry 2

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,785

Read SEC document
July 08, 2003 Filed Jul 10, 2003 11:59 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 1,000 $46.30 $46,300.00
Disclosure

SEC source: 0001181431-03-013605 · rrd12932.xml · nonDerivative · entry 1

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,285

Read SEC document
July 07, 2003 Filed Jul 7, 2003 17:57 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 6,000 $46.20 $277,200.00
Disclosure

SEC source: 0001181431-03-013300 · rrd12745.xml · nonDerivative · entry 1

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,285

F1 · balance_after: In addition, Reporting Person's indirect holdings include 4,559 shares of Common Stock held through Morgan Stanley's 401(k) plan/ESOP trust.

Read SEC document
July 02, 2003 Filed Jul 3, 2003 15:17 UTC
PERELLA JOSEPH RBusiness Unit Head
GrantRestoration Option (Right to Buy) · Derivative 23,328 $0.00 Strike: $44.97 $0.00
Disclosure

SEC source: 0001181431-03-013138 · rrd12665.xml · derivative · entry 7

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,328

Underlying: Common Stock · 23,328 shares

Expires 2009-01-02

Read SEC document
July 02, 2003 Filed Jul 3, 2003 15:17 UTC
PERELLA JOSEPH RBusiness Unit Head
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,475 $0.00 Strike: $35.65 $0.00
Disclosure

SEC source: 0001181431-03-013138 · rrd12665.xml · derivative · entry 6

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,053

Underlying: Common Stock · 26,475 shares

Expires 2009-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Date of initial vesting. All stock options are presently exercisable.

Read SEC document
July 02, 2003 Filed Jul 3, 2003 15:17 UTC
PERELLA JOSEPH RBusiness Unit Head
GrantRestoration Option (Right to Buy) · Derivative 15,567 $0.00 Strike: $44.97 $0.00
Disclosure

SEC source: 0001181431-03-013138 · rrd12665.xml · derivative · entry 5

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,567

Underlying: Common Stock · 15,567 shares

Expires 2008-01-02

Read SEC document
July 02, 2003 Filed Jul 3, 2003 15:17 UTC
PERELLA JOSEPH RBusiness Unit Head
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,322 $0.00 Strike: $26.92 $0.00
Disclosure

SEC source: 0001181431-03-013138 · rrd12665.xml · derivative · entry 4

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,322 shares

Expires 2008-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Date of initial vesting. All stock options are presently exercisable.

Read SEC document
July 02, 2003 Filed Jul 3, 2003 15:17 UTC
PERELLA JOSEPH RBusiness Unit Head
Tax withholdingCommon Stock 38,895 $44.66 $1,737,050.70
Disclosure

SEC source: 0001181431-03-013138 · rrd12665.xml · nonDerivative · entry 3

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403,176

F1 · balance_after: In addition, Reporting Person's indirect holdings include 3,825 shares of Common Stock held through Morgan Stanley's 401(k) plan/ESOP trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.