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MORGAN STANLEY

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2815
SEC CIK
0000895421
Parsed reports
1,217

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026016
Feb 202600
Mar 202600
Apr 2026012
May 202600
Jun 202600
Jul 202605
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2004 Filed Apr 21, 2004 18:47 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001204892-04-000064 · doc4.xml · nonDerivative · entry 1

MARSH MILES L · CIK 0001014831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,202

Read SEC document
April 20, 2004 Filed Apr 21, 2004 18:47 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 1,979 $17.68 Strike: $53.04 $34,988.72
Disclosure

SEC source: 0001204892-04-000065 · doc4.xml · derivative · entry 4

MILES MICHAEL A · CIK 0001077846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,979

Underlying: Common Stock · 1,979 shares

Expires 2014-04-20

F2 · kind: Stock options acquired under the deferred compensation provisions of DECAP.

F3 · shares: In accordance with the deferred compensation provisions of DECAP, the number of DECAP stock options is determined by dividing the amount of the annual cash retainer by the fair market value of a share of Common Stock on the award date and multiplying the result by 3.

F4 · price: In accordance with the deferred compensation provisions of DECAP, the deemed purchase price of each DECAP stock option is one-thi rd the fair market value of a share of Common Stock on the award date.

Read SEC document
April 20, 2004 Filed Apr 21, 2004 18:47 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001204892-04-000065 · doc4.xml · derivative · entry 3

MILES MICHAEL A · CIK 0001077846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2014-04-20

Read SEC document
April 20, 2004 Filed Apr 21, 2004 18:47 UTC GrantCommon Stock 463 $53.04 $24,557.52
Disclosure

SEC source: 0001204892-04-000065 · doc4.xml · nonDerivative · entry 2

MILES MICHAEL A · CIK 0001077846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,152

F1 · kind: Stock units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan ( DECAP), which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
April 20, 2004 Filed Apr 21, 2004 18:47 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001204892-04-000065 · doc4.xml · nonDerivative · entry 1

MILES MICHAEL A · CIK 0001077846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,689

Read SEC document
April 20, 2004 Filed Apr 21, 2004 22:47 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001204892-04-000066 · doc4.xml · derivative · entry 2

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2014-04-20

Read SEC document
April 20, 2004 Filed Apr 21, 2004 22:47 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001204892-04-000066 · doc4.xml · nonDerivative · entry 1

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,721

Read SEC document
April 20, 2004 Filed Apr 21, 2004 18:47 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001204892-04-000067 · doc4.xml · derivative · entry 2

ZUMWINKEL KLAUS · CIK 0001275633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2014-04-20

Read SEC document
April 20, 2004 Filed Apr 21, 2004 18:47 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001204892-04-000067 · doc4.xml · nonDerivative · entry 1

ZUMWINKEL KLAUS · CIK 0001275633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
March 30, 2004 Filed Mar 30, 2004 17:22 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
SaleCommon Stock 1,000 $56.96 $56,960.00
Disclosure

SEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 6

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,188,747

Read SEC document
March 30, 2004 Filed Mar 30, 2004 17:22 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
SaleCommon Stock 59,000 $56.95 $3,360,050.00
Disclosure

SEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 5

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,189,747

Read SEC document
March 30, 2004 Filed Mar 30, 2004 17:22 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
SaleCommon Stock 4,391 $56.98 $250,199.18
Disclosure

SEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 4

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,248,747

Read SEC document
March 30, 2004 Filed Mar 30, 2004 17:22 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
SaleCommon Stock 1,000 $56.97 $56,970.00
Disclosure

SEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 3

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253,138

Read SEC document
March 29, 2004 Filed Mar 30, 2004 17:22 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
Exercise / conversionRestoration Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $29.56 $0.00
Disclosure

SEC source: 0001204892-04-000049 · doc4.xml · derivative · entry 10

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,796

Underlying: Common Stock · 200,000 shares

Expires 2005-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2004 Filed Mar 30, 2004 17:22 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
Tax withholdingCommon Stock 134,609 $56.98 $7,670,020.82
Disclosure

SEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 2

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,254,138

Read SEC document
March 29, 2004 Filed Mar 30, 2004 17:22 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
Exercise / conversionCommon Stock 200,000 $29.56 $5,912,000.00
Disclosure

SEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 1

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,388,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2004 Filed Mar 24, 2004 13:22 UTC GrantRestoration Option (Right to Buy) · Derivative 87,833 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001204892-04-000036 · doc4.xml · derivative · entry 9

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,833

Underlying: Common Stock · 87,833 shares

Expires 2009-01-02

Read SEC document
March 22, 2004 Filed Mar 24, 2004 13:22 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 114,666 $0.00 Strike: $35.65 $0.00
Disclosure

SEC source: 0001204892-04-000036 · doc4.xml · derivative · entry 8

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,666 shares

Expires 2009-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable.

Read SEC document
March 22, 2004 Filed Mar 24, 2004 13:22 UTC GrantRestoration Option (Right to Buy) · Derivative 84,383 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001204892-04-000036 · doc4.xml · derivative · entry 7

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,383

Underlying: Common Stock · 84,383 shares

Expires 2008-01-02

Read SEC document
March 22, 2004 Filed Mar 24, 2004 13:22 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 125,010 $0.00 Strike: $26.92 $0.00
Disclosure

SEC source: 0001204892-04-000036 · doc4.xml · derivative · entry 6

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,010 shares

Expires 2008-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable.

Read SEC document
March 22, 2004 Filed Mar 24, 2004 13:22 UTC Tax withholdingCommon Stock 87,833 $58.10 $5,103,097.30
Disclosure

SEC source: 0001204892-04-000036 · doc4.xml · nonDerivative · entry 4

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,336,222

Read SEC document
March 22, 2004 Filed Mar 24, 2004 13:22 UTC Exercise / conversionCommon Stock 114,666 $35.65 $4,087,842.90
Disclosure

SEC source: 0001204892-04-000036 · doc4.xml · nonDerivative · entry 3

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,424,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2004 Filed Mar 24, 2004 13:22 UTC Tax withholdingCommon Stock 84,383 $58.10 $4,902,652.30
Disclosure

SEC source: 0001204892-04-000036 · doc4.xml · nonDerivative · entry 2

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309,389

Read SEC document
March 22, 2004 Filed Mar 24, 2004 13:22 UTC Exercise / conversionCommon Stock 125,010 $26.92 $3,365,269.20
Disclosure

SEC source: 0001204892-04-000036 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2004 Filed Mar 24, 2004 18:28 UTC
SIDWELL DAVID HChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 38,633 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001204892-04-000037 · doc4.xml · derivative · entry 2

SIDWELL DAVID H · CIK 0001282556 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,633

Underlying: Common Stock · 38,633 shares

Expires 2014-03-22

Read SEC document
March 22, 2004 Filed Mar 24, 2004 18:28 UTC
SIDWELL DAVID HChief Financial Officer
GrantCommon Stock 72,115 $0.00 $0.00
Disclosure

SEC source: 0001204892-04-000037 · doc4.xml · nonDerivative · entry 1

SIDWELL DAVID H · CIK 0001282556 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,115

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
March 01, 2004 Filed Mar 2, 2004 12:41 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $60.75 $0.00
Disclosure

SEC source: 0001204892-04-000030 · doc4.xml · derivative · entry 2

ZUMWINKEL KLAUS · CIK 0001275633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2014-03-01

Read SEC document
March 01, 2004 Filed Mar 2, 2004 12:41 UTC GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001204892-04-000030 · doc4.xml · nonDerivative · entry 1

ZUMWINKEL KLAUS · CIK 0001275633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
January 13, 2004 Filed Jan 13, 2004 18:31 UTC SaleCommon Stock 6,000 $58.11 $348,660.00
Disclosure

SEC source: 0001204892-04-000023 · doc4.xml · nonDerivative · entry 5

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268,762

Read SEC document
January 13, 2004 Filed Jan 13, 2004 18:31 UTC SaleCommon Stock 5,000 $58.10 $290,500.00
Disclosure

SEC source: 0001204892-04-000023 · doc4.xml · nonDerivative · entry 4

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,274,762

Read SEC document
January 13, 2004 Filed Jan 13, 2004 18:31 UTC SaleCommon Stock 9,000 $58.12 $523,080.00
Disclosure

SEC source: 0001204892-04-000023 · doc4.xml · nonDerivative · entry 3

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279,762

Read SEC document
January 13, 2004 Filed Jan 13, 2004 18:31 UTC SaleCommon Stock 5,000 $58.14 $290,700.00
Disclosure

SEC source: 0001204892-04-000023 · doc4.xml · nonDerivative · entry 2

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,288,762

Read SEC document
January 12, 2004 Filed Jan 13, 2004 18:31 UTC SaleCommon Stock 25,000 $58.35 $1,458,750.00
Disclosure

SEC source: 0001204892-04-000023 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,293,762

Read SEC document
January 09, 2004 Filed Jan 12, 2004 15:15 UTC Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001204892-04-000021 · doc4.xml · derivative · entry 2

KIDDER C ROBERT · CIK 0001179703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2004-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options became exercisable in increments of one-third per year for three years. All are presently exercisable.

Read SEC document
January 09, 2004 Filed Jan 12, 2004 15:15 UTC Exercise / conversionCommon Stock 8,000 $9.75 $78,000.00
Disclosure

SEC source: 0001204892-04-000021 · doc4.xml · nonDerivative · entry 1

KIDDER C ROBERT · CIK 0001179703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2004 Filed Jan 9, 2004 16:07 UTC SaleCommon Stock 3,000 $58.22 $174,660.00
Disclosure

SEC source: 0001204892-04-000018 · doc4.xml · nonDerivative · entry 8

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,318,762

Read SEC document
January 08, 2004 Filed Jan 9, 2004 16:07 UTC SaleCommon Stock 9,000 $58.23 $524,070.00
Disclosure

SEC source: 0001204892-04-000018 · doc4.xml · nonDerivative · entry 7

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321,762

Read SEC document
January 08, 2004 Filed Jan 9, 2004 16:07 UTC SaleCommon Stock 2,000 $58.24 $116,480.00
Disclosure

SEC source: 0001204892-04-000018 · doc4.xml · nonDerivative · entry 6

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,762

Read SEC document
January 08, 2004 Filed Jan 9, 2004 16:07 UTC SaleCommon Stock 5,000 $58.25 $291,250.00
Disclosure

SEC source: 0001204892-04-000018 · doc4.xml · nonDerivative · entry 5

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332,762

Read SEC document
January 08, 2004 Filed Jan 9, 2004 16:07 UTC SaleCommon Stock 8,000 $58.28 $466,240.00
Disclosure

SEC source: 0001204892-04-000018 · doc4.xml · nonDerivative · entry 4

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337,762

Read SEC document
January 08, 2004 Filed Jan 9, 2004 16:07 UTC SaleCommon Stock 10,000 $58.26 $582,600.00
Disclosure

SEC source: 0001204892-04-000018 · doc4.xml · nonDerivative · entry 3

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345,762

Read SEC document
January 08, 2004 Filed Jan 9, 2004 16:07 UTC SaleCommon Stock 8,000 $58.30 $466,400.00
Disclosure

SEC source: 0001204892-04-000018 · doc4.xml · nonDerivative · entry 2

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,355,762

Read SEC document
January 08, 2004 Filed Jan 9, 2004 16:07 UTC SaleCommon Stock 5,000 $58.31 $291,550.00
Disclosure

SEC source: 0001204892-04-000018 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363,762

Read SEC document
January 07, 2004 Filed Jan 8, 2004 21:54 UTC
NELMS DAVID WBusiness Unit Head
GrantRestoration Option (Right to Buy) · Derivative 17,866 $0.00 Strike: $57.80 $0.00
Disclosure

SEC source: 0001204892-04-000016 · doc4.xml · derivative · entry 5

NELMS DAVID W · CIK 0001183830 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,866

Underlying: Common Stock · 17,866 shares

Expires 2008-09-25

Read SEC document
January 07, 2004 Filed Jan 8, 2004 21:54 UTC
NELMS DAVID WBusiness Unit Head
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,356 $0.00 Strike: $25.55 $0.00
Disclosure

SEC source: 0001204892-04-000016 · doc4.xml · derivative · entry 4

NELMS DAVID W · CIK 0001183830 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,356 shares

Expires 2008-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable.

Read SEC document
January 07, 2004 Filed Jan 8, 2004 21:54 UTC
NELMS DAVID WBusiness Unit Head
Tax withholdingCommon Stock 17,866 $57.40 $1,025,508.40
Disclosure

SEC source: 0001204892-04-000016 · doc4.xml · nonDerivative · entry 2

NELMS DAVID W · CIK 0001183830 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,419

Read SEC document
January 07, 2004 Filed Jan 8, 2004 21:54 UTC
NELMS DAVID WBusiness Unit Head
Exercise / conversionCommon Stock 29,356 $25.55 $750,045.80
Disclosure

SEC source: 0001204892-04-000016 · doc4.xml · nonDerivative · entry 1

NELMS DAVID W · CIK 0001183830 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2004 Filed Jan 6, 2004 19:34 UTC SaleCommon Stock 1,000 $58.17 $58,170.00
Disclosure

SEC source: 0001204892-04-000010 · doc4.xml · nonDerivative · entry 18

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368,762

Read SEC document
January 06, 2004 Filed Jan 6, 2004 19:34 UTC SaleCommon Stock 9,100 $58.16 $529,256.00
Disclosure

SEC source: 0001204892-04-000010 · doc4.xml · nonDerivative · entry 17

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,369,762

Read SEC document
January 06, 2004 Filed Jan 6, 2004 19:34 UTC SaleCommon Stock 6,500 $58.13 $377,845.00
Disclosure

SEC source: 0001204892-04-000010 · doc4.xml · nonDerivative · entry 16

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,378,862

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.