Tapewire

OTC · USD

MRMD

MARIMED INC.

Export transactions ↓
Tapewire entity
7423
SEC CIK
0001522767
Parsed reports
178

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2024 Filed Mar 11, 2024 21:30 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionCommon stock 43,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001522767-24-000013 · wk-form4_1710192624.xml · nonDerivative · entry 1

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,492,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:05 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 46,667 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000011 · wk-form4_1710191087.xml · derivative · entry 4

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,333

Underlying: Common Stock, par value $.001 per share · 46,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest over a three year period of which 46,667 RSUs vested on March 7, 2024 and thereafter, 23,333 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7 and March 7, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: The RSUs vest over a three year period of which 46,667 RSUs vested on March 7, 2024 and thereafter, 23,333 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7 and March 7, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:05 UTC
Levine Jon RDirector · President and CEO
SaleCommon stock 16,529 $0.23 $3,881.01
Disclosure

SEC source: 0001522767-24-000011 · wk-form4_1710191087.xml · nonDerivative · entry 2

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,229,020

F2 · acquired: Reflects shares of common stock sold pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person on March 10, 2023 to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:05 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionCommon stock 46,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001522767-24-000011 · wk-form4_1710191087.xml · nonDerivative · entry 1

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,245,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 21:11 UTC
Levine Jon RDirector · President and CEO · 10% owner
GrantRestricted Stock Units (RSU) · Derivative 450,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000125 · wk-form4_1699564259.xml · derivative · entry 1

Levine Jon R · CIK 0001789645 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock, par value $.001 per share · 450,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest over a three year period of which 150,000 RSUs will vest on November 7, 2024 and thereafter, 75,000 RSUs will vest every succeeding six (6) months through November 7, 2026, on each of May 7th and November 7th, commencing on May 7, 2025, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest over a three year period of which 150,000 RSUs will vest on November 7, 2024 and thereafter, 75,000 RSUs will vest every succeeding six (6) months through November 7, 2026, on each of May 7th and November 7th, commencing on May 7, 2025, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
October 27, 2023 Filed Oct 30, 2023 21:17 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 111,111 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000109 · wk-form4_1698700653.xml · derivative · entry 4

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,445

Underlying: Common Stock, par value $.001 per share · 111,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
October 27, 2023 Filed Oct 30, 2023 21:17 UTC
Shaw TimothyChief Operating Officer
SaleCommon stock 33,272 $0.32 $10,680.31
Disclosure

SEC source: 0001522767-23-000109 · wk-form4_1698700653.xml · nonDerivative · entry 2

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,449,087

F2 · shares: Reflects shares of common stock sold pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person prior to February 27, 2023 to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
October 27, 2023 Filed Oct 30, 2023 21:17 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionCommon stock 111,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001522767-23-000109 · wk-form4_1698700653.xml · nonDerivative · entry 1

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,482,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
October 27, 2023 Filed Oct 30, 2023 21:24 UTC
Levine Jon RDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units (RSU) · Derivative 138,889 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000111 · wk-form4_1698701072.xml · derivative · entry 4

Levine Jon R · CIK 0001789645 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,555

Underlying: Common Stock, par value $.001 per share · 138,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement, between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement, between the Issuer and the Reporting Person.

Read SEC document
October 27, 2023 Filed Oct 30, 2023 21:24 UTC
Levine Jon RDirector · President and CEO · 10% owner
SaleCommon stock 41,590 $0.32 $13,350.39
Disclosure

SEC source: 0001522767-23-000111 · wk-form4_1698701072.xml · nonDerivative · entry 2

Levine Jon R · CIK 0001789645 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,198,882

F2 · shares: Reflects shares of common stock sold pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person prior to February 27, 2023 to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
October 27, 2023 Filed Oct 30, 2023 21:24 UTC
Levine Jon RDirector · President and CEO · 10% owner
Exercise / conversionCommon stock 138,889 Not disclosed Not disclosed
Disclosure

SEC source: 0001522767-23-000111 · wk-form4_1698701072.xml · nonDerivative · entry 1

Levine Jon R · CIK 0001789645 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,240,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:29 UTC
Shaw TimothyChief Operating Officer
GrantRestricted Stock Units (RSU) · Derivative 390,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000107 · wk-form4_1694039352.xml · derivative · entry 1

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,000

Underlying: Common Stock, par value $.001 per share · 390,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest over a three-year period of which 130,000 RSUs will vest on September 1, 2024 and thereafter, 65,000 RSUs will vest every succeeding six (6) months through September 1, 2026, on each of September 1st and March 1st, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest over a three-year period of which 130,000 RSUs will vest on September 1, 2024 and thereafter, 65,000 RSUs will vest every succeeding six (6) months through September 1, 2026, on each of September 1st and March 1st, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 17:08 UTC GrantRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000090 · wf-form4_168625847732933.xml · derivative · entry 2

Tucker Kathleen · CIK 0001972688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 21:07 UTC GrantRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000089 · wf-form4_168625845949912.xml · derivative · entry 2

Allen David R · CIK 0001389440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 21:07 UTC GrantRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000088 · wf-form4_168625844446665.xml · derivative · entry 2

Gildea Edward J · CIK 0001389445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 21:08 UTC GrantRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000091 · wf-form4_168625849790296.xml · derivative · entry 2

Selhub Eva M.D. · CIK 0001789639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
April 28, 2023 Filed May 2, 2023 00:16 UTC
Shaw TimothyChief Operating Officer
SaleCommon stock 39,371 $0.37 $14,480.65
Disclosure

SEC source: 0001522767-23-000071 · wf-form4_168298658139184.xml · nonDerivative · entry 2

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,371,248

F2 · shares: Reflects common stock sold pursuant to a rule 10b5-1 instruction letter previously adopted by the Reporting Person to satisfy tax withholding obligations in connection with RSUs.

Read SEC document
April 28, 2023 Filed May 1, 2023 23:59 UTC
Levine Jon RDirector · President and CEO · 10% owner
SaleCommon stock 49,393 $0.38 $18,611.28
Disclosure

SEC source: 0001522767-23-000069 · wf-form4_168298556015846.xml · nonDerivative · entry 2

Levine Jon R · CIK 0001789645 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,101,583

F2 · shares: Reflects shares of common stock sold pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
April 27, 2023 Filed May 2, 2023 00:16 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 111,111 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000071 · wf-form4_168298658139184.xml · derivative · entry 4

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,556

Underlying: Common Stock, par value $.001 per share · 111,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
April 27, 2023 Filed May 2, 2023 00:16 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionCommon stock 111,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001522767-23-000071 · wf-form4_168298658139184.xml · nonDerivative · entry 1

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,410,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to common stock on a one-for-one basis.

Read SEC document
April 27, 2023 Filed May 1, 2023 21:14 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000067 · wf-form4_168297565683461.xml · derivative · entry 2

Gildea Edward J · CIK 0001389445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.001 per share · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
April 27, 2023 Filed May 1, 2023 21:14 UTC Exercise / conversionCommon stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001522767-23-000067 · wf-form4_168297565683461.xml · nonDerivative · entry 1

Gildea Edward J · CIK 0001389445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to common stock on a one-for-one basis.

Read SEC document
April 27, 2023 Filed May 1, 2023 21:13 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000065 · wf-form4_168297559715224.xml · derivative · entry 2

Allen David R · CIK 0001389440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.001 per share · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
April 27, 2023 Filed May 1, 2023 21:13 UTC Exercise / conversionCommon stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001522767-23-000065 · wf-form4_168297559715224.xml · nonDerivative · entry 1

Allen David R · CIK 0001389440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to common stock on a one-for-one basis.

Read SEC document
April 27, 2023 Filed May 1, 2023 23:59 UTC
Levine Jon RDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units (RSU) · Derivative 138,889 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000069 · wf-form4_168298556015846.xml · derivative · entry 4

Levine Jon R · CIK 0001789645 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 694,444

Underlying: Common Stock, par value $.001 per share · 138,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest over a three year period in equal one-sixth installments every sis months following the October 27, 2022 grant date, in accordance with the terms of an award agreement, between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: The RSUs vest over a three year period in equal one-sixth installments every sis months following the October 27, 2022 grant date, in accordance with the terms of an award agreement, between the Issuer and the Reporting Person.

Read SEC document
April 27, 2023 Filed May 1, 2023 23:59 UTC
Levine Jon RDirector · President and CEO · 10% owner
Exercise / conversionCommon stock 138,889 Not disclosed Not disclosed
Disclosure

SEC source: 0001522767-23-000069 · wf-form4_168298556015846.xml · nonDerivative · entry 1

Levine Jon R · CIK 0001789645 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,150,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to common stock on a one-for-one basis.

Read SEC document
April 27, 2023 Filed May 1, 2023 21:14 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000066 · wf-form4_168297562180964.xml · derivative · entry 2

Selhub Eva M.D. · CIK 0001789639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.001 per share · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis

F2 · derivative.exercise_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
April 27, 2023 Filed May 1, 2023 21:14 UTC Exercise / conversionCommon stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001522767-23-000066 · wf-form4_168297562180964.xml · nonDerivative · entry 1

Selhub Eva M.D. · CIK 0001789639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to common stock on a one-for-one basis

Read SEC document
March 07, 2023 Filed Mar 14, 2023 20:42 UTC
Shaw TimothyChief Operating Officer
GrantRestricted Stock Units (RSU) · Derivative 130,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000038 · wf-form4_167882655779339.xml · derivative · entry 3

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock, par value $.001 per share · 130,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock. RSUs convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest over a three year period of which 43,333 RSUs will vest on March 7, 2024 and thereafter, 21,667 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs vest over a three year period of which 43,333 RSUs will vest on March 7, 2024 and thereafter, 21,667 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
March 07, 2023 Filed Mar 14, 2023 20:42 UTC
Levine Jon RDirector · President and CEO · 10% owner
GrantRestricted Stock Units (RSU) · Derivative 140,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000037 · wf-form4_167882653767129.xml · derivative · entry 3

Levine Jon R · CIK 0001789645 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock, par value $.001 per share · 140,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs were granted to the Reporting person in accordance with rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock. RSUs convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest over a three year period of which 46,667 RSUs will vest on March 7, 2024 and thereafter, 23,333 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs vest over a three year period of which 46,667 RSUs will vest on March 7, 2024 and thereafter, 23,333 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
March 07, 2023 Filed Mar 14, 2023 20:42 UTC
Villare Susan M.Chief Financial Officer
GrantRestricted Stock Units (RSU) · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-23-000036 · wf-form4_167882652294396.xml · derivative · entry 2

Villare Susan M. · CIK 0001677293 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, par value $.001 per share · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuers common stock RSUs convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest over a three year period of which 20,000 RSUs will vest on March 7, 2024 and thereafter, 10,000 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest over a three year period of which 20,000 RSUs will vest on March 7, 2024 and thereafter, 10,000 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 21:18 UTC
Shaw TimothyChief Operating Officer
GrantRestricted Stock Units (RSU) · Derivative 666,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-030023 · ownership.xml · derivative · entry 3

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,667

Underlying: Common Stock, par value $.001 per share · 666,667 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock. RSUs convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 17:20 UTC
Fireman Robert NDirector · President and CEO
GrantRestricted Stock Units (RSU) · Derivative 833,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-030027 · ownership.xml · derivative · entry 2

Fireman Robert N · CIK 0001408946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,333

Underlying: Common Stock, par value $.001 per share · 833,333 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock. RSUs convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 21:23 UTC GrantRestricted Stock Units (RSU) · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-030032 · ownership.xml · derivative · entry 1

Allen David R · CIK 0001389440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock, par value $.001 per share · 33,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock. RSUs convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 21:17 UTC GrantRestricted Stock Units (RSU) · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-030021 · ownership.xml · derivative · entry 2

Gildea Edward J · CIK 0001389445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock, par value $.001 per share · 33,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock. RSUs convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 21:21 UTC GrantRestricted Stock Units (RSU) · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-030028 · ownership.xml · derivative · entry 1

Selhub Eva M.D. · CIK 0001789639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock, par value $.001 per share · 33,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock. RSUs convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs fully vest on the six-month anniversary of the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 21:19 UTC
Levine Jon RDirector · CFO, Treasurer and Secretary · 10% owner
GrantRestricted Stock Units (RSU) · Derivative 833,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-030024 · ownership.xml · derivative · entry 3

Levine Jon R · CIK 0001789645 · Director · CFO, Treasurer and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,333

Underlying: Common Stock, par value $.001 per share · 833,333 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock. RSUs convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs vest over a three year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
December 28, 2021 Filed Jan 14, 2022 16:18 UTC
Fireman Robert NDirector · President and CEO
Exercise / conversionOption to buy common stock · Derivative 100,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001493152-22-001276 · ownership.xml · derivative · entry 3

Fireman Robert N · CIK 0001408946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.001 per share · 100,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately.

Read SEC document
December 28, 2021 Filed Jan 14, 2022 16:18 UTC
Fireman Robert NDirector · President and CEO
Tax withholdingCommon stock 76,226 $0.86 $65,554.36
Disclosure

SEC source: 0001493152-22-001276 · ownership.xml · nonDerivative · entry 2

Fireman Robert N · CIK 0001408946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,581,992

F1 · balance_after: Includes 6,684,640 shares of common stock held in the name of the RNF Holdings Trust.

Read SEC document
December 28, 2021 Filed Jan 14, 2022 16:18 UTC
Fireman Robert NDirector · President and CEO
Exercise / conversionCommon stock 100,000 $0.63 $63,000.00
Disclosure

SEC source: 0001493152-22-001276 · ownership.xml · nonDerivative · entry 1

Fireman Robert N · CIK 0001408946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,655,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6,684,640 shares of common stock held in the name of the RNF Holdings Trust.

Read SEC document
December 28, 2021 Filed Jan 14, 2022 21:20 UTC
Levine Jon RDirector · CFO, Treasurer and Secretary
Exercise / conversionOption to buy common stock · Derivative 100,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001493152-22-001279 · ownership.xml · derivative · entry 4

Levine Jon R · CIK 0001789645 · Director · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.001 per share · 100,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Immediately.

Read SEC document
December 28, 2021 Filed Jan 14, 2022 21:20 UTC
Levine Jon RDirector · CFO, Treasurer and Secretary
Tax withholdingCommon stock 76,226 $0.86 $65,554.36
Disclosure

SEC source: 0001493152-22-001279 · ownership.xml · nonDerivative · entry 2

Levine Jon R · CIK 0001789645 · Director · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,012,117

Read SEC document
December 28, 2021 Filed Jan 14, 2022 21:20 UTC
Levine Jon RDirector · CFO, Treasurer and Secretary
Exercise / conversionCommon stock 100,000 $0.63 $63,000.00
Disclosure

SEC source: 0001493152-22-001279 · ownership.xml · nonDerivative · entry 1

Levine Jon R · CIK 0001789645 · Director · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,085,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:06 UTC
Shaw TimothyChief Operating Officer
GrantOption to buy common stock · Derivative 1,250,000 Not disclosed Strike: $0.90 Not disclosed
Disclosure

SEC source: 0001493152-21-024631 · ownership.xml · derivative · entry 3

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock, par value $.001 per share · 1,250,000 shares

Expires 2026-10-01

F3 · price: Not applicable.

F2 · derivative.exercise_date: Granted to the reporting person on October 1, 2021 (the "Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the shares on or after the one-year anniversary of the Grant Date.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 16:05 UTC
Fireman Robert NDirector · President and CEO
GrantOption to buy common stock · Derivative 5,000,000 Not disclosed Strike: $0.90 Not disclosed
Disclosure

SEC source: 0001493152-21-024626 · ownership.xml · derivative · entry 2

Fireman Robert N · CIK 0001408946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common Stock, par value $.001 per share · 5,000,000 shares

Expires 2026-10-01

F3 · price: Not applicable.

F2 · derivative.exercise_date: Granted to the reporting person effective as of October 1, 2021 (the "Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the shares on or after the one-year anniversary of the Grant Date.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:05 UTC
Levine Jon RDirector · CFO, Treasurer and Secretary
GrantOption to buy common stock · Derivative 5,000,000 Not disclosed Strike: $0.90 Not disclosed
Disclosure

SEC source: 0001493152-21-024628 · ownership.xml · derivative · entry 3

Levine Jon R · CIK 0001789645 · Director · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common Stock, par value $.001 per share · 5,000,000 shares

Expires 2026-10-01

F3 · price: Not applicable.

F2 · derivative.exercise_date: Granted to the reporting person on October 1, 2021 (the "Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the shares on or after the one-year anniversary of the Grant Date.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:05 UTC
Shaw TimothyChief Operating Officer
GrantOption to buy common stock · Derivative 1,250,000 Not disclosed Strike: $0.88 Not disclosed
Disclosure

SEC source: 0001493152-21-016736 · ownership.xml · derivative · entry 3

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock, par value $.001 per share · 1,250,000 shares

Expires 2026-07-09

F3 · price: Not applicable.

F2 · derivative.exercise_date: Granted to the reporting person on July 9, 2021 (the "Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the shares on or after the one-year anniversary of the Grant Date.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 16:06 UTC
Fireman Robert NDirector · President and CEO
GrantOption to buy common stock · Derivative 5,000,000 Not disclosed Strike: $0.88 Not disclosed
Disclosure

SEC source: 0001493152-21-016733 · ownership.xml · derivative · entry 2

Fireman Robert N · CIK 0001408946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common Stock, par value $.001 per share · 5,000,000 shares

Expires 2026-07-09

F3 · price: Not applicable.

F2 · derivative.exercise_date: Granted to the reporting person on July 9, 2021 (the "Grant Date"), this option is exercisable to acquire 50% of the underlying shares on the Grant Date and 100% of the shares on or after the one-year anniversary of the Grant Date.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:05 UTC GrantOption to buy common stock · Derivative 100,000 Not disclosed Strike: $0.88 Not disclosed
Disclosure

SEC source: 0001493152-21-016732 · ownership.xml · derivative · entry 1

Allen David R · CIK 0001389440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, par value $.001 per share · 100,000 shares

Expires 2026-07-09

F1 · price: Not applicable.

F2 · derivative.exercise_date: Immediately.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:05 UTC GrantOption to buy common stock · Derivative 100,000 Not disclosed Strike: $0.88 Not disclosed
Disclosure

SEC source: 0001493152-21-016737 · ownership.xml · derivative · entry 2

Gildea Edward J · CIK 0001389445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, par value $.001 per share · 100,000 shares

Expires 2026-07-09

F1 · price: Not applicable

F2 · derivative.exercise_date: Immediately

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.