Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARIMED INC.MRMD · Entity 7423 | Chief Financial Officer | March 07, 2023 | March 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARIMED INC.
Report date March 07, 2023 · Filed March 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Units (RSU)SEC Table II · derivative / convertible security | Direct | 60,000 |
Reported balance
After 2023-03-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-07 · Grant · Acquired 60,000 · Balance 60,000 F1: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuers common stock RSUs convert to common stock on a one-for-one basis. F2: The RSUs vest over a three year period of which 20,000 RSUs will vest on March 7, 2024 and thereafter, 10,000 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. |
| Common stockSEC Table I · non-derivative | Direct | 350,000 |
Reported balance
Holding disclosure · report date 2023-03-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 350,000 |
| Option to buy common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.64 · Expires 2027-05-02 | Direct | 400,000 |
Reported balance
Holding disclosure · report date 2023-03-07 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 400,000 F3: Granted to the Reporting Person on May 2, 2022 (the "Grant Date"), this option is exercisable to acquire 100,000 of the underlying shares on the six (6) month anniversary of the Grant Date (the "Initial Vesting Date") and for an additional 100,000 shares on the last day of every succeeding six (6) month period after the Initial Vesting Date until the option is fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuers common stock RSUs convert to common stock on a one-for-one basis.
F2: The RSUs vest over a three year period of which 20,000 RSUs will vest on March 7, 2024 and thereafter, 10,000 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.
F3: Granted to the Reporting Person on May 2, 2022 (the "Grant Date"), this option is exercisable to acquire 100,000 of the underlying shares on the six (6) month anniversary of the Grant Date (the "Initial Vesting Date") and for an additional 100,000 shares on the last day of every succeeding six (6) month period after the Initial Vesting Date until the option is fully vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Sonus, Inc.
Report date October 27, 2017 · Filed October 31, 2017
Section 16 reporting ended · disclosed 2017-10-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,515 |
Reported balance
After 2017-10-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-10-27 · Tax withholding · Disposed 16,246 · Balance 96,515 F1: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-10-27 · Disposition to issuer · Disposed 96,515 · Balance 0 F2: Reflects disposition pursuant to the Agreement and Plan of Merger, dated as of May 23, 2017, by and among the Issuer (formerly Sonus Networks, Inc.), (i) Sonus Networks, Inc. (formerly Solstice Sapphire Investments, Inc.) ("Sonus Networks") and its wholly-owned subsidiaries and (ii) GENBAND Holdings Company ("GENBAND") and its two related holding companies such that, following the consummation of a series of merger transactions (collectively, the "Mergers"), both the Issuer and GENBAND became wholly-owned subsidiaries of Sonus Networks. In the Mergers, each share of Issuer Common Stock was exchanged for one share of common stock, par value $0.0001 per share, of Sonus Networks ("New Common Stock"). F3: The closing price of a share of Issuer Common Stock on October 27, 2017 (the last trading day prior to the effectiveness of the Mergers) was $8.14, and the closing price of a share of New Common Stock on October 30, 2017 (the first trading day following the effectiveness of the Mergers) was $8.39. |
Filing footnotes · ownership attribution and instrument terms
F1: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY.
F2: Reflects disposition pursuant to the Agreement and Plan of Merger, dated as of May 23, 2017, by and among the Issuer (formerly Sonus Networks, Inc.), (i) Sonus Networks, Inc. (formerly Solstice Sapphire Investments, Inc.) ("Sonus Networks") and its wholly-owned subsidiaries and (ii) GENBAND Holdings Company ("GENBAND") and its two related holding companies such that, following the consummation of a series of merger transactions (collectively, the "Mergers"), both the Issuer and GENBAND became wholly-owned subsidiaries of Sonus Networks. In the Mergers, each share of Issuer Common Stock was exchanged for one share of common stock, par value $0.0001 per share, of Sonus Networks ("New Common Stock").
F3: The closing price of a share of Issuer Common Stock on October 27, 2017 (the last trading day prior to the effectiveness of the Mergers) was $8.14, and the closing price of a share of New Common Stock on October 30, 2017 (the first trading day following the effectiveness of the Mergers) was $8.39.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2023 Filed Mar 14, 2023 20:42 UTC | MARIMED INC. MRMD · Entity 7423 | GrantRestricted Stock Units (RSU) · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001522767-23-000036 · wf-form4_167882652294396.xml · derivative · entry 2 Villare Susan M. · CIK 0001677293 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock, par value $.001 per share · 60,000 shares Expires not disclosed F1 · derivative.exercise_price: The RSUs were granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Each RSU represents a contingent right to receive one share of the Issuers common stock RSUs convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs vest over a three year period of which 20,000 RSUs will vest on March 7, 2024 and thereafter, 10,000 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. F2 · derivative.expiration_date: The RSUs vest over a three year period of which 20,000 RSUs will vest on March 7, 2024 and thereafter, 10,000 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:33 UTC | Sonus, Inc. SONS · Entity 172242 | Disposition to issuerCommon Stock | 96,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001677293-17-000014 · edgar.xml · nonDerivative · entry 2 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · balance_after: Reflects disposition pursuant to the Agreement and Plan of Merger, dated as of May 23, 2017, by and among the Issuer (formerly Sonus Networks, Inc.), (i) Sonus Networks, Inc. (formerly Solstice Sapphire Investments, Inc.) ("Sonus Networks") and its wholly-owned subsidiaries and (ii) GENBAND Holdings Company ("GENBAND") and its two related holding companies such that, following the consummation of a series of merger transactions (collectively, the "Mergers"), both the Issuer and GENBAND became wholly-owned subsidiaries of Sonus Networks. In the Mergers, each share of Issuer Common Stock was exchanged for one share of common stock, par value $0.0001 per share, of Sonus Networks ("New Common Stock"). F3 · balance_after: The closing price of a share of Issuer Common Stock on October 27, 2017 (the last trading day prior to the effectiveness of the Mergers) was $8.14, and the closing price of a share of New Common Stock on October 30, 2017 (the first trading day following the effectiveness of the Mergers) was $8.39. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:33 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 16,246 | $8.36 | $135,816.56 |
DisclosureSEC source: 0001677293-17-000014 · edgar.xml · nonDerivative · entry 1 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,515 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 16:24 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 1,625 | $7.65 | $12,431.25 |
DisclosureSEC source: 0001677293-17-000012 · edgar.xml · nonDerivative · entry 1 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,761 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 16:50 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 1,083 | $7.09 | $7,678.47 |
DisclosureSEC source: 0001677293-17-000010 · edgar.xml · nonDerivative · entry 1 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,386 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| August 17, 2017 Filed Aug 17, 2017 16:19 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 271 | $6.88 | $1,864.48 |
DisclosureSEC source: 0001677293-17-000008 · edgar.xml · nonDerivative · entry 1 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,469 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:38 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 3,160 | $6.59 | $20,824.40 |
DisclosureSEC source: 0001677293-17-000006 · edgar.xml · nonDerivative · entry 2 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,740 F4 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:38 UTC | Sonus, Inc. SONS · Entity 172242 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001677293-17-000006 · edgar.xml · derivative · entry 3 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F2 · shares: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 120% of the target number of shares reported in columns 7 and 9 of this report. F3 · derivative.exercise_date: Between zero (0) and 200% of one-third of the PSUs will vest, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020. F3 · derivative.expiration_date: Between zero (0) and 200% of one-third of the PSUs will vest, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020. F2 · derivative.underlying_shares: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 120% of the target number of shares reported in columns 7 and 9 of this report. F2 · balance_after: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the NASDAQ Telecommunications Index, that were set by the Compensation Committee of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 120% of the target number of shares reported in columns 7 and 9 of this report. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:38 UTC | Sonus, Inc. SONS · Entity 172242 | GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001677293-17-000006 · edgar.xml · nonDerivative · entry 1 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,900 F1 · shares: These are restricted shares of Common Stock that vest over a three-year period as follows: one-third of the shares shall vest on March 31, 2018, and the remaining two-thirds of the shares shall vest in four equal increments semi-annually thereafter through March 31, 2020. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 17:12 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 1,202 | $6.62 | $7,957.24 |
DisclosureSEC source: 0001677293-17-000004 · edgar.xml · nonDerivative · entry 1 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,900 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 17:14 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 314 | $6.08 | $1,909.12 |
DisclosureSEC source: 0001677293-17-000002 · edgar.xml · nonDerivative · entry 1 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,102 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 16:11 UTC | Sonus, Inc. SONS · Entity 172242 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001677293-16-000008 · edgar.xml · nonDerivative · entry 1 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,416 F1 · shares: These are restricted shares of Common Stock that vest over a three-year period as follows: one-third of the shares shall vest on December 15, 2017. The remaining two-thirds of the shares shall vest in four equal increments semi-annually thereafter through December 15, 2019. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 16:32 UTC | Sonus, Inc. SONS · Entity 172242 | Tax withholdingCommon Stock | 1,083 | $8.70 | $9,422.10 |
DisclosureSEC source: 0001677293-16-000006 · edgar.xml · nonDerivative · entry 1 Villare Susan M. · CIK 0001677293 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,416 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.