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Nasdaq · USD

MODD

Modular Medical, Inc.

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7488
SEC CIK
0001074871
Parsed reports
252

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2023 Filed Oct 3, 2023 10:05 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $1.16 Not disclosed
Disclosure

SEC source: 0001013762-23-000709 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
September 30, 2023 Filed Oct 3, 2023 10:05 UTC GrantCommon Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001013762-23-000709 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,677

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 10:03 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $1.16 Not disclosed
Disclosure

SEC source: 0001013762-23-000707 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
September 30, 2023 Filed Oct 3, 2023 10:03 UTC GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001013762-23-000707 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,335

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
September 30, 2023 Filed Jul 3, 2024 01:58 UTC Amendment GrantCommon stock 2,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-058773 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,390

F1 · security: Includes restricted stock units ("RSUs") granted to the Reporting Person on July 5, 2023. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested. The RSUs vest on a quarterly basis over a three-year period, subject to the Reporting Person's continuous service with the Issuer.

F2 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 20:03 UTC PurchaseCommon Stock 10,000 $1.15 $11,500.00
Disclosure

SEC source: 0001213900-23-076680 · ownership.xml · nonDerivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,639

Read SEC document
August 31, 2023 Filed Sep 1, 2023 18:29 UTC
FRANK MORGAN C.Director · 10% owner
PurchaseCommon Stock, par value $0.001 per share 103,459 $1.08 $111,321.88
Disclosure

SEC source: 0000919574-23-005101 · ownership.xml · nonDerivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,226

Read SEC document
August 30, 2023 Filed Sep 1, 2023 18:29 UTC
FRANK MORGAN C.Director · 10% owner
PurchaseCommon Stock, par value $0.001 per share 42,490 $1.04 $44,185.35
Disclosure

SEC source: 0000919574-23-005101 · ownership.xml · nonDerivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,767

Read SEC document
July 05, 2023 Filed Jul 14, 2023 01:05 UTC GrantCommon stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-056891 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

F1 · shares: Award of restricted stock units ("RSUs") granted on July 5, 2023. Each RSU represents a contingent right to receive one share of the Registrant's common stock once vested. The RSUs vest on a quarterly basis over a three-year period, subject to Mr. DeSisto's continuous service with the Registrant.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:30 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-054872 · ownership.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,605

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:30 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.93 Not disclosed
Disclosure

SEC source: 0001213900-23-054870 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-06-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:30 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.93 Not disclosed
Disclosure

SEC source: 0001213900-23-054871 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 7,500 shares

Expires 2033-06-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:30 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 1,875 Not disclosed Strike: $0.93 Not disclosed
Disclosure

SEC source: 0001213900-23-054871 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2033-06-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:30 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.93 Not disclosed
Disclosure

SEC source: 0001213900-23-054873 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-06-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:30 UTC GrantCommon Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-054873 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,927

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:30 UTC GrantOption to purchase common stock · Derivative 7,500 Not disclosed Strike: $0.93 Not disclosed
Disclosure

SEC source: 0001213900-23-054869 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-06-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:30 UTC GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-054869 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,710

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:30 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-054868 · ownership.xml · nonDerivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,639

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
May 18, 2023 Filed May 23, 2023 01:14 UTC PurchaseWarrant to purchase common stock · Derivative 58,650 Not disclosed Strike: $1.22 Not disclosed
Disclosure

SEC source: 0001213900-23-042126 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,650

Underlying: Common Stock · 58,650 shares

Expires 2028-05-18

F1 · price: In a public offering by the Issuer that closed on May 18, 2023, the Reporting Person acquired 58,650 units with each unit consisting of two shares of common stock and one warrant to purchase one share of common stock. The price per unit was $2.13.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
May 18, 2023 Filed May 23, 2023 01:14 UTC PurchaseCommon Stock 117,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-042126 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,177

F1 · price: In a public offering by the Issuer that closed on May 18, 2023, the Reporting Person acquired 58,650 units with each unit consisting of two shares of common stock and one warrant to purchase one share of common stock. The price per unit was $2.13.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 22:02 UTC
Schmid KevinChief Operating Officer
GrantOption to purchase common stock · Derivative 100,000 $1.50 Strike: $1.50 $150,000.00
Disclosure

SEC source: 0001213900-23-027642 · ownership.xml · derivative · entry 1

Schmid Kevin · CIK 0001395775 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-04-03

F1 · security: This option shall vest as to 1/3rd of the shares subject to the option on April 3, 2024 and as to 1/36th of the shares subject to the option on a monthly basis thereafter.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:08 UTC
DiPerna PaulDirector · See Remarks · 10% owner
GrantOption to purchase common stock · Derivative 50,000 $1.65 Strike: $1.65 $82,500.00
Disclosure

SEC source: 0001213900-23-027609 · ownership.xml · derivative · entry 1

DiPerna Paul · CIK 0001506126 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-04-03

F1 · security: This option shall vest as to 1/3rd of the shares subject to the option on April 3, 2024 and as to 1/36th of the shares subject to the option on a monthly basis thereafter.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2023 Filed Apr 3, 2023 21:48 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-026436 · ownership.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,105

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:38 UTC GrantOption to purchase common stock · Derivative 7,500 $1.44 Strike: $1.44 $10,800.00
Disclosure

SEC source: 0001213900-23-026205 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-03-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:38 UTC GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-026205 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,085

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:00 UTC GrantOption to purchase common stock · Derivative 7,500 $1.44 Strike: $1.44 $10,800.00
Disclosure

SEC source: 0001213900-23-026249 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-03-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:00 UTC GrantCommon Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-026249 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,877

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:37 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 7,500 $1.44 Strike: $1.44 $10,800.00
Disclosure

SEC source: 0001213900-23-026201 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 7,500 shares

Expires 2033-03-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:37 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 1,875 $1.44 Strike: $1.44 $2,700.00
Disclosure

SEC source: 0001213900-23-026201 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2033-03-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:38 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-026204 · ownership.xml · nonDerivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,139

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 19:36 UTC GrantOption to purchase common stock · Derivative 7,500 $1.44 Strike: $1.44 $10,800.00
Disclosure

SEC source: 0001213900-23-026199 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-03-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
January 03, 2023 Filed Jan 6, 2023 02:40 UTC GrantCommon Stock 1,000 $2.48 $2,475.00
Disclosure

SEC source: 0001019056-23-000017 · sheibley.xml · nonDerivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,639

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:36 UTC GrantOption to purchase common stock · Derivative 7,500 $2.14 Strike: $2.14 $16,050.00
Disclosure

SEC source: 0001019056-23-000012 · vos.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-12-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:36 UTC GrantOption to purchase common stock · Derivative 7,500 $2.14 Strike: $2.14 $16,050.00
Disclosure

SEC source: 0001019056-23-000011 · volkart.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-12-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:34 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 7,500 $2.14 Strike: $2.14 $16,050.00
Disclosure

SEC source: 0001019056-23-000007 · frank.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-12-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:34 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 1,875 $2.14 Strike: $2.14 $4,012.50
Disclosure

SEC source: 0001019056-23-000007 · frank.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2032-12-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:33 UTC GrantOption to purchase common stock · Derivative 7,500 $2.14 Strike: $2.14 $16,050.00
Disclosure

SEC source: 0001019056-23-000004 · felsher.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-12-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

Read SEC document
December 30, 2022 Filed Jan 3, 2023 21:34 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-23-000008 · sheibley.xml · nonDerivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,639

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

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December 30, 2022 Filed Jan 3, 2023 21:36 UTC GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-23-000011 · volkart.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,460

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

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December 30, 2022 Filed Jan 3, 2023 21:33 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-23-000004 · felsher.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

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December 30, 2022 Filed Jan 3, 2023 21:31 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-23-000002 · febbo.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,605

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

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September 30, 2022 Filed Oct 3, 2022 18:53 UTC GrantOption to purchase common stock · Derivative 7,500 $4.34 Strike: $4.34 $32,550.00
Disclosure

SEC source: 0001019056-22-000617 · vos.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-09-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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September 30, 2022 Filed Oct 3, 2022 18:54 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 7,500 $4.34 Strike: $4.34 $32,550.00
Disclosure

SEC source: 0001019056-22-000612 · frank.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-09-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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September 30, 2022 Filed Oct 3, 2022 18:54 UTC
FRANK MORGAN C.Director · 10% owner
GrantOption to purchase common stock · Derivative 1,875 $4.34 Strike: $4.34 $8,137.50
Disclosure

SEC source: 0001019056-22-000612 · frank.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2032-09-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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September 30, 2022 Filed Oct 3, 2022 18:53 UTC GrantOption to purchase common stock · Derivative 7,500 $4.34 Strike: $4.34 $32,550.00
Disclosure

SEC source: 0001019056-22-000616 · volkart.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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September 30, 2022 Filed Oct 3, 2022 18:53 UTC GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-22-000616 · volkart.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

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September 30, 2022 Filed Oct 3, 2022 18:52 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-22-000615 · sheibley.xml · nonDerivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,139

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 18:50 UTC GrantOption to purchase common stock · Derivative 7,500 $4.34 Strike: $4.34 $32,550.00
Disclosure

SEC source: 0001019056-22-000609 · felsher.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2032-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

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September 30, 2022 Filed Oct 3, 2022 18:50 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-22-000609 · felsher.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,377

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

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September 30, 2022 Filed Oct 3, 2022 18:48 UTC GrantCommon Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-22-000607 · febbo.xml · nonDerivative · entry 1

FEBBO WILLIAM J · CIK 0001413987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,105

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.