MODD

SEC source: 0000919574-25-005991 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2035-09-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0000919574-25-003945 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 7,500 shares

Expires 2035-06-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0000919574-25-003945 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2035-06-30

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-060673 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-06-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-060672 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,890

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001213900-25-060670 · ownership.xml · derivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-06-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-060674 · ownership.xml · derivative · entry 1

Goldberg Jeff D · CIK 0002001351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,297

Underlying: Common Stock · 3,297 shares

Expires 2035-06-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

SEC source: 0001213900-25-060671 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,210

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0001213900-25-060669 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-06-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-060669 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,427

F1 · price: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0000919574-25-002637 · ownership.xml · derivative · entry 1

MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · Director · Chief Executive Officer · 10% owner · Director by Deputization

MANCHESTER MANAGEMENT PR, LLC · CIK 0001735534 · Director by Deputization

BESSER JAMES E · CIK 0001512127 · Chief Executive Officer · 10% owner

FRANK MORGAN C. · CIK 0001593072 · Director

Manchester Explorer, L.P. · CIK 0001411524 · Director by Deputization

JEB Partners, L.P. · CIK 0001093241 · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock, par value $0.001 per share · 125,000 shares

Expires 2035-04-24

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Fiscal 2026 Two-Part FDA Submission and Product Milestone Bonus Program. The options will vest in two parts: (i) 50% if the Issuer submits a 510k related to MODDi to the FDA on or before October 31, 2025 and (ii) the remaining 50% if the manufacturing line is validated on MODDi with capacity to serve 6,000 patients by March 15, 2026.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Fiscal 2026 Two-Part FDA Submission and Product Milestone Bonus Program. The options will vest in two parts: (i) 50% if the Issuer submits a 510k related to MODDi to the FDA on or before October 31, 2025 and (ii) the remaining 50% if the manufacturing line is validated on MODDi with capacity to serve 6,000 patients by March 15, 2026.

F2 · ownership.direct: The reported securities are directly owned by James E. Besser in his personal capacity.

SEC source: 0001213900-25-036214 · ownership.xml · derivative · entry 2

DiPerna Paul · CIK 0001506126 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2035-04-24

F3 · derivative.exercise_date: This option shall vest as to all of the shares subject to the option if the Registrant's manufacturing line has been validated on or before March 15, 2026 for the MODDi pump product with the capacity to produce a supply of product to serve 6,000 patients. If validation does not occur on or before that date, the option will not vest as to any of the shares subject to the option and will terminate on March 16, 2026.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-036214 · ownership.xml · derivative · entry 1

DiPerna Paul · CIK 0001506126 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2035-04-24

F1 · derivative.exercise_date: This option shall vest as to all of the shares subject to the option if the Registrant receives notification of U.S. Food and Drug Administration clearance of the 510(K) premarket submission for its MODDi pump product on or before October 31, 2025. If notification is not received on or before that date, the option will not vest as to any of the shares subject to the option and will terminate on November 1, 2025.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-036213 · ownership.xml · derivative · entry 2

Schmid Kevin · CIK 0001395775 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-04-24

F1 · security: This option shall vest as to all of the shares subject to the option if the Registrant receives notification of U.S. Food and Drug Administration clearance of the 510(K) premarket submission for its MODDi pump product on or before October 31, 2025. If notification is not received on or before that date, the Option will not vest as to any of the shares subject to the option and will terminate on November 1, 2025.

F3 · derivative.exercise_date: This option shall vest as to all of the shares subject to the option if the Registrant's manufacturing line has been validated on or before March 15, 2026 for the MODDi pump product with the capacity to produce a supply of product to serve 6,000 patients. If validation does not occur on or before that date, the option will not vest as to any of the shares subject to the option and will terminate on March 16, 2026.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-036213 · ownership.xml · derivative · entry 1

Schmid Kevin · CIK 0001395775 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-04-24

F1 · security: This option shall vest as to all of the shares subject to the option if the Registrant receives notification of U.S. Food and Drug Administration clearance of the 510(K) premarket submission for its MODDi pump product on or before October 31, 2025. If notification is not received on or before that date, the Option will not vest as to any of the shares subject to the option and will terminate on November 1, 2025.

F1 · derivative.exercise_date: This option shall vest as to all of the shares subject to the option if the Registrant receives notification of U.S. Food and Drug Administration clearance of the 510(K) premarket submission for its MODDi pump product on or before October 31, 2025. If notification is not received on or before that date, the Option will not vest as to any of the shares subject to the option and will terminate on November 1, 2025.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-027223 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-03-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-027223 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,085

F1 · security: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0001213900-25-027222 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-03-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-027222 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,677

F1 · security: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0001213900-25-027220 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,390

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001213900-25-027218 · ownership.xml · derivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-03-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-027217 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2035-03-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0000919574-25-002312 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 7,500 shares

Expires 2035-03-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0000919574-25-002312 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2035-03-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0000919574-25-002089 · ownership.xml · derivative · entry 6

MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · Director · Chief Executive Officer · 10% owner · Director by Deputization

MANCHESTER MANAGEMENT PR, LLC · CIK 0001735534 · Director by Deputization

BESSER JAMES E · CIK 0001512127 · Chief Executive Officer · 10% owner

FRANK MORGAN C. · CIK 0001593072 · Director

Manchester Explorer, L.P. · CIK 0001411524 · Director by Deputization

JEB Partners, L.P. · CIK 0001093241 · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,125

Underlying: Common Stock, par value $0.001 per share · 78,125 shares

Expires 2029-03-25

F3 · price: James E. Besser acquired 78,125 units consisting of two shares of Common Stock, par value $0.001 per share and one warrant to purchase one share of Common Stock, par value $0.001 per share. It is anticipated that the warrants will become exercisable on or about March 25, 2025.

F3 · derivative.exercise_date: James E. Besser acquired 78,125 units consisting of two shares of Common Stock, par value $0.001 per share and one warrant to purchase one share of Common Stock, par value $0.001 per share. It is anticipated that the warrants will become exercisable on or about March 25, 2025.

F4 · ownership.direct: The reported securities are directly owned by James E. Besser in his personal capacity.

SEC source: 0000919574-25-002089 · ownership.xml · derivative · entry 5

MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · Director · Chief Executive Officer · 10% owner · Director by Deputization

MANCHESTER MANAGEMENT PR, LLC · CIK 0001735534 · Director by Deputization

BESSER JAMES E · CIK 0001512127 · Chief Executive Officer · 10% owner

FRANK MORGAN C. · CIK 0001593072 · Director

Manchester Explorer, L.P. · CIK 0001411524 · Director by Deputization

JEB Partners, L.P. · CIK 0001093241 · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 260,416

Underlying: Common Stock, par value $0.001 per share · 260,416 shares

Expires 2029-03-25

F1 · price: Manchester Explorer, L.P. ("Explorer") acquired 260,416 units consisting of two shares of Common Stock, par value $0.001 per share and one warrant to purchase one share of Common Stock, par value $0.001 per share. It is anticipated that the warrants will become exercisable on or about March 25, 2025.

F1 · derivative.exercise_date: Manchester Explorer, L.P. ("Explorer") acquired 260,416 units consisting of two shares of Common Stock, par value $0.001 per share and one warrant to purchase one share of Common Stock, par value $0.001 per share. It is anticipated that the warrants will become exercisable on or about March 25, 2025.

F2 · ownership.nature: The reported securities are owned directly by Explorer and may be deemed to be indirectly beneficially owned by (i) Manchester Management Company LLC ("Manchester Management"), the general partner of Explorer, (ii) Manchester Management PR, LLC ("Manchester PR"), the investment adviser to Manchester Management, (iii) and James E. Besser, the managing member of Manchester Management and Manchester PR. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000919574-25-002089 · ownership.xml · nonDerivative · entry 2

MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · Director · Chief Executive Officer · 10% owner · Director by Deputization

MANCHESTER MANAGEMENT PR, LLC · CIK 0001735534 · Director by Deputization

BESSER JAMES E · CIK 0001512127 · Chief Executive Officer · 10% owner

FRANK MORGAN C. · CIK 0001593072 · Director

Manchester Explorer, L.P. · CIK 0001411524 · Director by Deputization

JEB Partners, L.P. · CIK 0001093241 · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,000

F3 · price: James E. Besser acquired 78,125 units consisting of two shares of Common Stock, par value $0.001 per share and one warrant to purchase one share of Common Stock, par value $0.001 per share. It is anticipated that the warrants will become exercisable on or about March 25, 2025.

F4 · ownership.direct: The reported securities are directly owned by James E. Besser in his personal capacity.

SEC source: 0000919574-25-002089 · ownership.xml · nonDerivative · entry 1

MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · Director · Chief Executive Officer · 10% owner · Director by Deputization

MANCHESTER MANAGEMENT PR, LLC · CIK 0001735534 · Director by Deputization

BESSER JAMES E · CIK 0001512127 · Chief Executive Officer · 10% owner

FRANK MORGAN C. · CIK 0001593072 · Director

Manchester Explorer, L.P. · CIK 0001411524 · Director by Deputization

JEB Partners, L.P. · CIK 0001093241 · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,805,575

F1 · price: Manchester Explorer, L.P. ("Explorer") acquired 260,416 units consisting of two shares of Common Stock, par value $0.001 per share and one warrant to purchase one share of Common Stock, par value $0.001 per share. It is anticipated that the warrants will become exercisable on or about March 25, 2025.

F2 · ownership.nature: The reported securities are owned directly by Explorer and may be deemed to be indirectly beneficially owned by (i) Manchester Management Company LLC ("Manchester Management"), the general partner of Explorer, (ii) Manchester Management PR, LLC ("Manchester PR"), the investment adviser to Manchester Management, (iii) and James E. Besser, the managing member of Manchester Management and Manchester PR. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001013762-25-001764 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires not disclosed

F2 · security: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement, were immediately exercisable and expire on the date that is four years from the date of issuance.

F2 · price: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement, were immediately exercisable and expire on the date that is four years from the date of issuance.

F2 · derivative.exercise_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement, were immediately exercisable and expire on the date that is four years from the date of issuance.

F2 · derivative.expiration_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement, were immediately exercisable and expire on the date that is four years from the date of issuance.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Securities that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001013762-25-001764 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,927

F1 · security: On March 20, 2025, the Issuer and the Reporting Person entered into a Securities Purchase Agreement (the "Purchase Agreement") for the private placement of 31,250 units (each a "Unit"), with each Unit consisting of (a) two shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and (b) one warrant (a "Warrant") to purchase one share of Common Stock, at an offering price of $1.92 per Unit.

F1 · price: On March 20, 2025, the Issuer and the Reporting Person entered into a Securities Purchase Agreement (the "Purchase Agreement") for the private placement of 31,250 units (each a "Unit"), with each Unit consisting of (a) two shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and (b) one warrant (a "Warrant") to purchase one share of Common Stock, at an offering price of $1.92 per Unit.

SEC source: 0001013762-25-001763 · ownership.xml · derivative · entry 2

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,687

Underlying: Common Stock · 4,687 shares

Expires not disclosed

F2 · security: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement, were immediately exercisable and expire on the date that is four years from the date of issuance.

F2 · price: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement, were immediately exercisable and expire on the date that is four years from the date of issuance.

F2 · derivative.exercise_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement, were immediately exercisable and expire on the date that is four years from the date of issuance.

F2 · derivative.expiration_date: The warrants were purchased by the Reporting Person from the Issuer in a private placement pursuant to the Purchase Agreement, were immediately exercisable and expire on the date that is four years from the date of issuance.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Securities that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001013762-25-001763 · ownership.xml · nonDerivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,513

F1 · security: On March 20, 2025, the Issuer and the Reporting Person entered into a Securities Purchase Agreement (the "Purchase Agreement") for the private placement of 4,687 units (each a "Unit"), with each Unit consisting of (a) two shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and (b) one warrant (a "Warrant") to purchase one share of Common Stock, at an offering price of $1.92 per Unit.

F1 · price: On March 20, 2025, the Issuer and the Reporting Person entered into a Securities Purchase Agreement (the "Purchase Agreement") for the private placement of 4,687 units (each a "Unit"), with each Unit consisting of (a) two shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") and (b) one warrant (a "Warrant") to purchase one share of Common Stock, at an offering price of $1.92 per Unit.

SEC source: 0001213900-25-000731 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-12-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-000731 · ownership.xml · nonDerivative · entry 1

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,427

F1 · security: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0001213900-25-000730 · ownership.xml · derivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-12-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-000733 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-12-31

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-000733 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,460

F1 · security: These shares were issued to the Reporting Person pursuant to the Issuer's Outside Director Compensation Plan.

SEC source: 0001213900-25-000732 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-12-31

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0000919574-25-000052 · ownership.xml · derivative · entry 2

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 7,500 shares

Expires 2034-12-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0000919574-25-000052 · ownership.xml · derivative · entry 1

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2034-12-31

F1 · security: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F1 · price: The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-25-027219 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,890

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0000919574-24-007009 · ownership.xml · nonDerivative · entry 1

MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · 10% owner · Director by Deputization

MANCHESTER MANAGEMENT PR, LLC · CIK 0001735534 · 10% owner · Director by Deputization

BESSER JAMES E · CIK 0001512127 · Chief Executive Officer · 10% owner

Manchester Explorer, L.P. · CIK 0001411524 · 10% owner · Director by Deputization

JEB Partners, L.P. · CIK 0001093241 · Director by Deputization

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,750

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions within the range of $1.65 to $1.73. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote.

F2 · ownership.direct: The reported securities are directly owned by James E. Besser in his personal capacity.

SEC source: 0000919574-24-006936 · ownership.xml · nonDerivative · entry 1

MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · 10% owner · Director by Deputization

MANCHESTER MANAGEMENT PR, LLC · CIK 0001735534 · 10% owner · Director by Deputization

BESSER JAMES E · CIK 0001512127 · Chief Executive Officer · 10% owner

Manchester Explorer, L.P. · CIK 0001411524 · 10% owner · Director by Deputization

JEB Partners, L.P. · CIK 0001093241 · Director by Deputization

FRANK MORGAN C. · CIK 0001593072 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,750

F1 · price: The reported securities are owned directly by Manchester Explorer, L.P. ("Explorer") and may be deemed to be indirectly beneficially owned by (i) Manchester Management Company LLC ("Manchester Management"), the general partner of Explorer, (ii) Manchester Management PR, LLC ("Manchester PR"), the investment adviser to Manchester Management, (iii) and James E. Besser, the managing member of Manchester Management and Manchester PR. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: The reported securities are owned directly by JEB Partners, L.P. ("JEB Partners") and may be deemed to be indirectly beneficially owned by (i) Manchester Management, the general partner of JEB Partners, (ii) Manchester PR, the investment adviser to Manchester Management, and (iii) James E. Besser, the managing member of Manchester Management and Manchester PR. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000919574-24-006890 · ownership.xml · nonDerivative · entry 1

MANCHESTER MANAGEMENT CO LLC · CIK 0001169253 · Chief Executive Officer · 10% owner · Director by Deputization

MANCHESTER MANAGEMENT PR, LLC · CIK 0001735534 · 10% owner · Director by Deputization

BESSER JAMES E · CIK 0001512127 · Chief Executive Officer · 10% owner

Manchester Explorer, L.P. · CIK 0001411524 · Director by Deputization

JEB Partners, L.P. · CIK 0001093241 · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,284,743

F1 · ownership.nature: The reported securities are owned directly by Manchester Explorer, L.P. ("Explorer") and may be deemed to be indirectly beneficially owned by (i) Manchester Management Company LLC ("Manchester Management"), the general partner of Explorer, (ii) Manchester Management PR, LLC ("Manchester PR"), the investment adviser to Manchester Management, (iii) and James E. Besser, the managing member of Manchester Management and Manchester PR. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001213900-24-084304 · ownership.xml · nonDerivative · entry 1

DeSisto Duane M · CIK 0001365746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,390

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001213900-24-084302 · ownership.xml · derivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-09-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-24-084299 · ownership.xml · derivative · entry 1

Sheibley Philip Brent · CIK 0001895043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-09-30

F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F1 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-24-084297 · ownership.xml · derivative · entry 2

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."

SEC source: 0001213900-24-084297 · ownership.xml · nonDerivative · entry 1

Volkart Carmen B · CIK 0001282953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,835

F1 · price: The Issuer issued these shares to the Reporting Person in accordance with its Outside Director Compensation Plan.

SEC source: 0001213900-24-084294 · ownership.xml · derivative · entry 2

FELSHER STEVEN G · CIK 0001231460 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2034-09-30

F2 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F2 · price: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.

F3 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."