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Nasdaq · USD

MNKD

MANNKIND CORP

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Tapewire entity
4792
SEC CIK
0000899460
Parsed reports
450

Last 12 months

Inside the activity.

1 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2022 Filed Feb 2, 2022 22:00 UTC
Tross Stuart AChief People & Workpl Officer
PurchaseCommon Stock, $0.01 Par Value 4,254 $3.17 $13,485.18
Disclosure

SEC source: 0001209191-22-006417 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,785

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan effective January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 10, 2022 02:00 UTC Amendment
Galindo AlejandroChief Commercial Officer
PurchaseCommon Stock, $0.01 Par Value 1,804 $3.17 $5,718.68
Disclosure

SEC source: 0001209191-22-008268 · doc4a.xml · nonDerivative · entry 1

Galindo Alejandro · CIK 0001821447 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,790

F1 · shares: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2022. The amended number of shares purchased were limited by Section 423(b)(8) of the Code.

Read SEC document
January 31, 2022 Filed Feb 10, 2022 02:00 UTC Amendment
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, $0.01 Par Value 1,804 $3.17 $5,718.68
Disclosure

SEC source: 0001209191-22-008267 · doc4a.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505,098

F1 · shares: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2022. The amended number of shares purchased were limited by Section 423(b)(8) of the Code.

Read SEC document
January 31, 2022 Filed Feb 10, 2022 02:00 UTC Amendment
Tross Stuart AChief People & Workpl Officer
PurchaseCommon Stock, $0.01 Par Value 2,254 $3.17 $7,145.18
Disclosure

SEC source: 0001209191-22-008266 · doc4a.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,785

F1 · shares: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2022. The amended number of shares purchased were limited by Section 423(b)(8) of the Code.

Read SEC document
January 31, 2022 Filed Aug 25, 2022 01:00 UTC Amendment
Binder Steven B.Chief Financial Officer
GrantCommon Stock, $0.01 Par Value 711 $3.17 $2,253.87
Disclosure

SEC source: 0001209191-22-047427 · doc4a.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,178

F1 · kind: This Form 4 is being amended to correct the transaction code. The securities were purchased through the Company's Employee Stock Purchase Plan effective January 31, 2022.

Read SEC document
January 31, 2022 Filed Aug 25, 2022 01:00 UTC Amendment
Tross Stuart AChief People & Workpl Officer
GrantCommon Stock, $0.01 Par Value 2,254 $3.17 $7,145.18
Disclosure

SEC source: 0001209191-22-047424 · doc4a.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,785

F1 · kind: This Form 4 is being amended to correct the transaction code. The securities were purchased through the Company's Employee Stock Purchase Plan effective January 31, 2022.

Read SEC document
January 31, 2022 Filed Aug 25, 2022 01:00 UTC Amendment
Castagna MichaelDirector · Chief Executive Officer
GrantCommon Stock, $0.01 Par Value 1,804 $3.17 $5,718.68
Disclosure

SEC source: 0001209191-22-047422 · doc4a.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505,098

F1 · kind: This Form 4 is being amended to correct the transaction code. The securities were purchased through the Company's Employee Stock Purchase Plan effective January 31, 2022.

Read SEC document
January 31, 2022 Filed Aug 25, 2022 01:00 UTC Amendment
Galindo AlejandroEVP Endocrine Business Unit
GrantCommon Stock, $0.01 Par Value 1,804 $3.17 $5,718.68
Disclosure

SEC source: 0001209191-22-047421 · doc4a.xml · nonDerivative · entry 1

Galindo Alejandro · CIK 0001821447 · EVP Endocrine Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,790

F1 · kind: This Form 4 is being amended to correct the transaction code. The securities were purchased through the Company's Employee Stock Purchase Plan effective January 31, 2022.

Read SEC document
August 27, 2021 Filed Aug 28, 2021 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
Tax withholdingCommon Stock, $.01 Par Value 35,358 $4.91 $173,607.78
Disclosure

SEC source: 0001209191-21-053768 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503,294

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 27, 2021 Filed Aug 28, 2021 01:01 UTC
Thomson DavidEVP Genl Counsel & Secretary
Tax withholdingCommon Stock, $.01 Par Value 14,177 $4.91 $69,609.07
Disclosure

SEC source: 0001209191-21-053771 · doc4.xml · nonDerivative · entry 2

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,214

F2 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 27, 2021 Filed Aug 28, 2021 01:01 UTC
Thomson DavidEVP Genl Counsel & Secretary
SaleCommon Stock, $.01 Par Value 4,100 $4.64 $19,024.00
Disclosure

SEC source: 0001209191-21-053771 · doc4.xml · nonDerivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,391

F1 · kind: Transaction occurred pursuant to Rule 10B5-1 Plan to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 27, 2021 Filed Aug 28, 2021 01:01 UTC
Galindo AlejandroChief Commercial Officer
Tax withholdingCommon Stock, $.01 Par Value 9,616 $4.91 $47,214.56
Disclosure

SEC source: 0001209191-21-053770 · doc4.xml · nonDerivative · entry 1

Galindo Alejandro · CIK 0001821447 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,986

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 27, 2021 Filed Aug 28, 2021 01:01 UTC
Kocinsky JosephChief Technology Officer
Tax withholdingCommon Stock, $.01 Par Value 9,983 $4.91 $49,016.53
Disclosure

SEC source: 0001209191-21-053769 · doc4.xml · nonDerivative · entry 1

Kocinsky Joseph · CIK 0001655595 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,429

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 27, 2021 Filed Aug 28, 2021 01:00 UTC
Tross Stuart AChief People & Workpl Officer
Tax withholdingCommon Stock, $.01 Par Value 14,177 $4.91 $69,609.07
Disclosure

SEC source: 0001209191-21-053767 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,531

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 27, 2021 Filed Aug 28, 2021 01:00 UTC
Binder Steven B.Chief Financial Officer
Tax withholdingCommon Stock, $.01 Par Value 14,177 $4.91 $69,609.07
Disclosure

SEC source: 0001209191-21-053765 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,467

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 00:00 UTC
Binder Steven B.Chief Financial Officer
PurchaseCommon Stock, $0.01 Par Value 748 $2.99 $2,236.52
Disclosure

SEC source: 0001209191-21-049138 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,644

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan effective July 31, 2021.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 00:00 UTC
Tross Stuart AChief People & Workpl Officer
PurchaseCommon Stock, $0.01 Par Value 4,476 $2.99 $13,383.24
Disclosure

SEC source: 0001209191-21-049139 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,708

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan effective July 31, 2021.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 00:00 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, $0.01 Par Value 5,000 $2.99 $14,950.00
Disclosure

SEC source: 0001209191-21-049136 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,538,652

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan effective July 31, 2021 representing the maximum allowable under the Plan for this period.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 00:00 UTC
Galindo AlejandroChief Commercial Officer
PurchaseCommon Stock, $0.01 Par Value 5,000 $2.99 $14,950.00
Disclosure

SEC source: 0001209191-21-049137 · doc4.xml · nonDerivative · entry 1

Galindo Alejandro · CIK 0001821447 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,602

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan effective July 31, 2021 representing the maximum allowable under the Plan for this period.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC GrantRestricted Stock Unit · Derivative 11,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034726 · doc4.xml · derivative · entry 2

CONSIGLIO RONALD J · CIK 0001232088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,338

Underlying: Common Stock · 11,338 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC GrantRestricted Stock Unit · Derivative 33,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034726 · doc4.xml · derivative · entry 1

CONSIGLIO RONALD J · CIK 0001232088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 33,860 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC GrantRestricted Stock Unit · Derivative 33,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034725 · doc4.xml · derivative · entry 1

Grancio Jennifer · CIK 0001807888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 33,860 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC GrantRestricted Stock Unit · Derivative 33,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034724 · doc4.xml · derivative · entry 1

Friedman Michael A · CIK 0001298083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 33,860 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC
Kay SabrinaDirector
GrantRestricted Stock Unit · Derivative 33,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034723 · doc4.xml · derivative · entry 1

Kay Sabrina · CIK 0001835895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 33,860 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC GrantRestricted Stock Unit · Derivative 33,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034722 · doc4.xml · derivative · entry 1

MUNDKUR CHRISTINE · CIK 0001237264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 33,860 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC GrantRestricted Stock Unit · Derivative 11,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034721 · doc4.xml · derivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,338

Underlying: Common Stock · 11,338 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC GrantRestricted Stock Unit · Derivative 33,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034721 · doc4.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 33,860 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC
KRESA KENTDirector
GrantRestricted Stock Unit · Derivative 11,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034720 · doc4.xml · derivative · entry 2

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,338

Underlying: Common Stock · 11,338 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC
KRESA KENTDirector
GrantRestricted Stock Unit · Derivative 33,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034720 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 33,860 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC GrantRestricted Stock Unit · Derivative 11,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034719 · doc4.xml · derivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,338

Underlying: Common Stock · 11,338 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC GrantRestricted Stock Unit · Derivative 33,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034719 · doc4.xml · derivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 33,860 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:00 UTC
Tross Stuart AChief People & Workpl Officer
GrantRestricted Stock Unit 79,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034456 · doc4.xml · nonDerivative · entry 2

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,708

F3 · shares: The restricted stock unit will vest on May 17, 2024 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on May 17, 2021. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from May 18, 2021 until May 17, 2024 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:00 UTC
Tross Stuart AChief People & Workpl Officer
GrantRestricted Stock Unit 68,717 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034456 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,708

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:00 UTC
Kocinsky JosephChief Technology Officer
GrantRestricted Stock Unit 79,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034460 · doc4.xml · nonDerivative · entry 2

Kocinsky Joseph · CIK 0001655595 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,412

F3 · shares: The restricted stock unit will vest on May 17, 2024 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on May 17, 2021. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from May 18, 2021 until May 17, 2024 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:00 UTC
Kocinsky JosephChief Technology Officer
GrantRestricted Stock Unit 68,895 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034460 · doc4.xml · nonDerivative · entry 1

Kocinsky Joseph · CIK 0001655595 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,412

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantRestricted Stock Unit 79,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034453 · doc4.xml · nonDerivative · entry 2

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,491

F3 · shares: The restricted stock unit will vest on May 17, 2024 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on May 17, 2021. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from May 18, 2021 until May 17, 2024 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantRestricted Stock Unit 69,412 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034453 · doc4.xml · nonDerivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,491

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:00 UTC
Binder Steven B.Chief Financial Officer
GrantRestricted Stock Unit 79,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034454 · doc4.xml · nonDerivative · entry 2

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,896

F3 · shares: The restricted stock unit will vest on May 17, 2024 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on May 17, 2021. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from May 18, 2021 until May 17, 2024 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:00 UTC
Binder Steven B.Chief Financial Officer
GrantRestricted Stock Unit 69,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034454 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,896

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

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May 18, 2021 Filed May 20, 2021 21:00 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantRestricted Stock Unit 226,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034452 · doc4.xml · nonDerivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533,652

F3 · shares: The restricted stock unit will vest on May 17, 2024 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on May 17, 2021. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from May 18, 2021 until May 17, 2024 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

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May 18, 2021 Filed May 20, 2021 21:00 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantRestricted Stock Unit 190,092 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034452 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307,652

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

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May 18, 2021 Filed May 20, 2021 21:00 UTC
Galindo AlejandroChief Commercial Officer
GrantRestricted Stock Unit 79,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034451 · doc4.xml · nonDerivative · entry 2

Galindo Alejandro · CIK 0001821447 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,602

F3 · shares: The restricted stock unit will vest on May 17, 2024 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on May 17, 2021. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from May 18, 2021 until May 17, 2024 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

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May 18, 2021 Filed May 20, 2021 21:00 UTC
Galindo AlejandroChief Commercial Officer
GrantRestricted Stock Unit 65,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034451 · doc4.xml · nonDerivative · entry 1

Galindo Alejandro · CIK 0001821447 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,602

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

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March 05, 2021 Filed Mar 8, 2021 22:00 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock,$.01 par value 3,000 $3.38 $10,140.00
Disclosure

SEC source: 0001209191-21-018600 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,000

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January 31, 2021 Filed Feb 2, 2021 23:18 UTC
Binder Steven B.Chief Financial Officer
PurchaseCommon Stock, $0.01 Par Value 1,557 $1.33 $2,070.81
Disclosure

SEC source: 0001209191-21-006886 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,822

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan effective January 31, 2021.

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January 31, 2021 Filed Feb 2, 2021 23:18 UTC
Tross Stuart AChief People & Workpl Officer
PurchaseCommon Stock, $0.01 Par Value 5,000 $1.33 $6,650.00
Disclosure

SEC source: 0001209191-21-006890 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,991

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan effective January 31, 2021 representing the maximum allowable under the Plan for this period.

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January 31, 2021 Filed Feb 2, 2021 23:18 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, $0.01 Par Value 5,000 $1.33 $6,650.00
Disclosure

SEC source: 0001209191-21-006887 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117,560

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan effective January 31, 2021 representing the maximum allowable under the Plan for this period.

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December 28, 2020 Filed Dec 30, 2020 23:10 UTC
Tross Stuart AChief People & Workpl Officer
Tax withholdingCommon Stock, $.01 Par Value 1,729 $3.33 $5,757.57
Disclosure

SEC source: 0001209191-20-065575 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,991

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

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December 08, 2020 Filed Dec 10, 2020 23:57 UTC Amendment
Galindo AlejandroChief Commercial Officer
PurchaseCommon Stock, $0.01 Par Value 34,602 $2.89 $99,999.78
Disclosure

SEC source: 0001209191-20-062790 · doc4a.xml · nonDerivative · entry 1

Galindo Alejandro · CIK 0001821447 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,602

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December 01, 2020 Filed Dec 10, 2020 22:06 UTC
Kay SabrinaDirector
GrantRestricted Stock Unit · Derivative 44,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062748 · doc4.xml · derivative · entry 1

Kay Sabrina · CIK 0001835895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,117

Underlying: Common Stock · 44,117 shares

Expires 2030-12-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Pro-rated Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.