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Nasdaq · USD

MNKD

MANNKIND CORP

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4792
SEC CIK
0000899460
Parsed reports
450

Last 12 months

Inside the activity.

1 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2023 Filed May 27, 2023 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantPerformance Restricted Stock Unit · Derivative 422,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032726 · doc4.xml · derivative · entry 4

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 422,000

Underlying: Common Stock, $.01 Par Value · 422,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F4 · derivative.exercise_date: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F4 · derivative.expiration_date: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F4 · derivative.underlying_shares: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
SaleCommon Stock, $.01 Par Value 75,000 $4.59 $344,467.50
Disclosure

SEC source: 0001209191-23-032726 · doc4.xml · nonDerivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,601,735

F3 · kind: Transaction occurred pursuant to a Rule 10B5-1 Plan adopted on December 5, 2022.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantCommon Stock, $.01 Par Value 345,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032726 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,676,735

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vests on July 15, 2024 and each yearly anniversary thereof until fully vested.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
Singh Sanjay REVP Technical Operations
GrantPerformance Restricted Stock Unit · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032725 · doc4.xml · derivative · entry 2

Singh Sanjay R · CIK 0001953423 · EVP Technical Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock, $.01 Par Value · 85,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Table II Box 5 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F3 · derivative.expiration_date: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Table II Box 5 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F3 · derivative.underlying_shares: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Table II Box 5 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
Singh Sanjay REVP Technical Operations
GrantCommon Stock, $.01 Par Value 68,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032725 · doc4.xml · nonDerivative · entry 1

Singh Sanjay R · CIK 0001953423 · EVP Technical Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,250

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vests on July 15, 2024 and each yearly anniversary thereof until fully vested.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC GrantRestricted Stock Unit · Derivative 47,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032732 · doc4.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,393

Underlying: Common Stock · 47,393 shares

Expires 2033-05-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on May 25, 2023, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC GrantRestricted Stock Unit · Derivative 35,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032727 · doc4.xml · derivative · entry 1

CONSIGLIO RONALD J · CIK 0001232088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,545

Underlying: Common Stock · 35,545 shares

Expires 2033-05-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on May 25, 2023, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
Binder Steven B.Chief Financial Officer
GrantPerformance Restricted Stock Unit · Derivative 113,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032723 · doc4.xml · derivative · entry 2

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,000

Underlying: Common Stock, $.01 Par Value · 113,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Table II Box 5 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F3 · derivative.expiration_date: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Table II Box 5 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F3 · derivative.underlying_shares: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Table II Box 5 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
Binder Steven B.Chief Financial Officer
GrantCommon Stock, $.01 Par Value 92,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032723 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 930,324

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vests on July 15, 2024 and each yearly anniversary thereof until fully vested.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
Tross Stuart AChief People & Workpl Officer
GrantPerformance Restricted Stock Unit · Derivative 113,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032731 · doc4.xml · derivative · entry 2

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,000

Underlying: Common Stock, $.01 Par Value · 113,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Table II Box 5 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F3 · derivative.expiration_date: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Table II Box 5 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F3 · derivative.underlying_shares: The performance-based restricted stock unit will vest on July 15, 2026, provided that the closing price of MannKind common stock on the Nasdaq Global Market on June 30, 2026 is not less than the closing sale price on July 1, 2023. The number of shares delivered on the vesting date, as a percentage of the target specified in Table II Box 5 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from July 1, 2023 until June 30, 2026 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same three-year period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
Tross Stuart AChief People & Workpl Officer
GrantCommon Stock, $.01 Par Value 92,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032731 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,024,752

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vests on July 15, 2024 and each yearly anniversary thereof until fully vested.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
BLANK BURKHARDEVP Chief Medical Officer
GrantRestricted Stock Unit 210,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032719 · doc4.xml · nonDerivative · entry 1

BLANK BURKHARD · CIK 0001073409 · EVP Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,000

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: 4-year vesting schedule with 1/4th of shares vesting on the first anniversary of the vesting determination date and on each anniversary thereafter until fully vested on the fourth anniversary of the vesting determination date. The vesting determination date for this grant is May 24, 2023.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
Kay SabrinaDirector
GrantRestricted Stock Unit · Derivative 35,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032733 · doc4.xml · derivative · entry 1

Kay Sabrina · CIK 0001835895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,545

Underlying: Common Stock · 35,545 shares

Expires 2033-05-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on May 25, 2023, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC GrantRestricted Stock Unit · Derivative 35,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032729 · doc4.xml · derivative · entry 1

Grancio Jennifer · CIK 0001807888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,545

Underlying: Common Stock · 35,545 shares

Expires 2033-05-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on May 25, 2023, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC
KRESA KENTDirector
GrantRestricted Stock Unit · Derivative 47,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032721 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,393

Underlying: Common Stock · 47,393 shares

Expires 2033-05-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on May 25, 2023, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC GrantRestricted Stock Unit · Derivative 47,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032722 · doc4.xml · derivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,393

Underlying: Common Stock · 47,393 shares

Expires 2033-05-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on May 25, 2023, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC GrantRestricted Stock Unit · Derivative 35,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032720 · doc4.xml · derivative · entry 1

Friedman Michael A · CIK 0001298083 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,545

Underlying: Common Stock · 35,545 shares

Expires 2033-05-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on May 25, 2023, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
May 24, 2023 Filed May 25, 2023 01:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
SaleCommon Stock, $.01 Par Value 95,576 $4.68 $447,754.44
Disclosure

SEC source: 0001209191-23-032035 · doc4.xml · nonDerivative · entry 3

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 735,263

F3 · kind: Transaction occurred pursuant to Rule 10B5-1 Plan.

Read SEC document
May 24, 2023 Filed May 25, 2023 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
SaleCommon Stock, $.01 Par Value 150,000 $4.69 $702,780.00
Disclosure

SEC source: 0001209191-23-032032 · doc4.xml · nonDerivative · entry 3

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,331,735

F3 · kind: Transaction occurred pursuant to Rule 10B5-1 Plan.

Read SEC document
May 24, 2023 Filed May 25, 2023 01:00 UTC
Binder Steven B.Chief Financial Officer
SaleCommon Stock, $.01 Par Value 47,810 $4.68 $223,511.75
Disclosure

SEC source: 0001209191-23-032034 · doc4.xml · nonDerivative · entry 3

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,324

F3 · kind: Transaction occurred pursuant to Rule 10B5-1 Plan.

Read SEC document
May 22, 2023 Filed May 25, 2023 01:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
Tax withholdingCommon Stock, $.01 Par Value 281,414 $4.79 $1,347,973.06
Disclosure

SEC source: 0001209191-23-032035 · doc4.xml · nonDerivative · entry 2

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830,839

F2 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
May 22, 2023 Filed May 25, 2023 01:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantCommon Stock, $.01 Par Value 400,000 $4.79 $1,916,000.00
Disclosure

SEC source: 0001209191-23-032035 · doc4.xml · nonDerivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,112,253

F1 · kind: A previously reported restricted stock unit award granted on August 27, 2020 vested on May 22, 2023 upon the achievement of performance objectives established by MannKind's compensation committee at the time of the approval of the award. Specifically, (i) the closing price of MannKind's common stock on May 22, 2023 was not less than the closing price on August 27, 2020 and (ii) the percentile ranking of MannKind's total shareholder return (TSR) over the period from August 27, 2020 to May 22, 2023 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period was greater than the 90th percentile. As a result, the performance objective was achieved at 300% of target, resulting in a total share delivery of 600,000 shares. The acquisition of 200,000 shares pursuant to the restricted stock award was reported in Table I of the Form 4 filed by the Reporting Person on August 31, 2020.

Read SEC document
May 22, 2023 Filed May 25, 2023 01:00 UTC
Tross Stuart AChief People & Workpl Officer
Tax withholdingCommon Stock, $.01 Par Value 279,998 $4.79 $1,341,190.42
Disclosure

SEC source: 0001209191-23-032033 · doc4.xml · nonDerivative · entry 2

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932,752

F2 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
May 22, 2023 Filed May 25, 2023 01:00 UTC
Tross Stuart AChief People & Workpl Officer
GrantCommon Stock, $.01 Par Value 400,000 $4.79 $1,916,000.00
Disclosure

SEC source: 0001209191-23-032033 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,212,750

F1 · kind: A previously reported restricted stock unit award granted on August 27, 2020 vested on May 22, 2023 upon the achievement of performance objectives established by MannKind's compensation committee at the time of the approval of the award. Specifically, (i) the closing price of MannKind's common stock on May 22, 2023 was not less than the closing price on August 27, 2020 and (ii) the percentile ranking of MannKind's total shareholder return (TSR) over the period from August 27, 2020 to May 22, 2023 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period was greater than the 90th percentile. As a result, the performance objective was achieved at 300% of target, resulting in a total share delivery of 600,000 shares. The acquisition of 200,000 shares pursuant to the restricted stock award was reported in Table I of the Form 4 filed by the Reporting Person on August 31, 2020.

Read SEC document
May 22, 2023 Filed May 25, 2023 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
Tax withholdingCommon Stock, $.01 Par Value 500,000 $4.79 $2,395,000.00
Disclosure

SEC source: 0001209191-23-032032 · doc4.xml · nonDerivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,481,735

F2 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
May 22, 2023 Filed May 25, 2023 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantCommon Stock, $.01 Par Value 1,000,000 $4.79 $4,790,000.00
Disclosure

SEC source: 0001209191-23-032032 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,981,735

F1 · kind: A previously reported restricted stock unit award granted on August 27, 2020 vested on May 22, 2023 upon the achievement of performance objectives established by MannKind's compensation committee at the time of the approval of the award. Specifically, (i) the closing price of MannKind's common stock on May 22, 2023 was not less than the closing price on August 27, 2020 and (ii) the percentile ranking of MannKind's total shareholder return (TSR) over the period from August 27, 2020 to May 22, 2023 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period was greater than the 90th percentile. As a result, the performance objective was achieved at 300% of target, resulting in a total share delivery of 1,500,000 shares. The acquisition of 500,000 shares pursuant to the restricted stock award was reported in Table I of the Form 4 filed by the Reporting Person on August 31, 2020.

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May 22, 2023 Filed May 25, 2023 01:00 UTC
Binder Steven B.Chief Financial Officer
Tax withholdingCommon Stock, $.01 Par Value 227,405 $4.79 $1,089,269.95
Disclosure

SEC source: 0001209191-23-032034 · doc4.xml · nonDerivative · entry 2

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,134

F2 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

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May 22, 2023 Filed May 25, 2023 01:00 UTC
Binder Steven B.Chief Financial Officer
GrantCommon Stock, $.01 Par Value 400,000 $4.79 $1,916,000.00
Disclosure

SEC source: 0001209191-23-032034 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,113,539

F1 · kind: A previously reported restricted stock unit award granted on August 27, 2020 vested on May 22, 2023 upon the achievement of performance objectives established by MannKind's compensation committee at the time of the approval of the award. Specifically, (i) the closing price of MannKind's common stock on May 22, 2023 was not less than the closing price on August 27, 2020 and (ii) the percentile ranking of MannKind's total shareholder return (TSR) over the period from August 27, 2020 to May 22, 2023 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period was greater than the 90th percentile. As a result, the performance objective was achieved at 300% of target, resulting in a total share delivery of 600,000 shares. The acquisition of 200,000 shares pursuant to the restricted stock award was reported in Table I of the Form 4 filed by the Reporting Person on August 31, 2020.

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May 22, 2023 Filed May 25, 2023 01:00 UTC
Sabella Lauren MEVP Chief Operating Officer
GrantRestricted Stock Unit 210,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032031 · doc4.xml · nonDerivative · entry 1

Sabella Lauren M · CIK 0001360928 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,184

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: 4-year vesting schedule with 1/4th of shares vesting on the first anniversary of the vesting determination date and on each anniversary thereafter until fully vested on the fourth anniversary of the vesting determination date. The vesting determination date for this grant is March 27, 2023.

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May 22, 2023 Filed May 31, 2023 01:00 UTC Amendment
Binder Steven B.Chief Financial Officer
Tax withholdingCommon Stock, $.01 Par Value 281,267 $4.79 $1,347,268.93
Disclosure

SEC source: 0001209191-23-033054 · doc4a.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876,462

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units. Previously reported 227,405 shares were withheld. This Form 4A reports the final settlement to satisfy the tax liability with 281,267 shares withheld instead.

F1 · shares: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units. Previously reported 227,405 shares were withheld. This Form 4A reports the final settlement to satisfy the tax liability with 281,267 shares withheld instead.

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May 18, 2023 Filed May 20, 2023 01:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
Tax withholdingCommon Stock, $.01 Par Value 6,001 $4.56 $27,364.56
Disclosure

SEC source: 0001209191-23-031288 · doc4.xml · nonDerivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712,253

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

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May 18, 2023 Filed May 20, 2023 01:00 UTC
Tross Stuart AChief People & Workpl Officer
Tax withholdingCommon Stock, $.01 Par Value 5,941 $4.56 $27,090.96
Disclosure

SEC source: 0001209191-23-031287 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 812,750

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
May 18, 2023 Filed May 20, 2023 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
Tax withholdingCommon Stock, $.01 Par Value 16,434 $4.56 $74,939.04
Disclosure

SEC source: 0001209191-23-031286 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,981,735

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
May 18, 2023 Filed May 20, 2023 01:00 UTC
Binder Steven B.Chief Financial Officer
Tax withholdingCommon Stock, $.01 Par Value 5,972 $4.56 $27,232.32
Disclosure

SEC source: 0001209191-23-031285 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713,539

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
May 15, 2023 Filed May 15, 2023 21:01 UTC
Sabella Lauren MEVP Chief Operating Officer
GrantCommon Stock,$.01 par value 14,184 $4.23 $59,998.32
Disclosure

SEC source: 0001209191-23-029518 · doc4.xml · nonDerivative · entry 1

Sabella Lauren M · CIK 0001360928 · EVP Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,184

F1 · kind: The securities were purchased through the Issuer's Market Price Stock Purchase Plan. The purchase was approved by the Company's Board of Directors on May 13, 2023.

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May 15, 2023 Filed May 15, 2023 21:00 UTC
Tross Stuart AChief People & Workpl Officer
GrantCommon Stock,$.01 par value 10,000 $4.23 $42,300.00
Disclosure

SEC source: 0001209191-23-029517 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,691

F1 · kind: The securities were purchased through the Issuer's Market Price Stock Purchase Plan. The purchase was approved by the Company's Board of Directors on May 13, 2023.

Read SEC document
May 15, 2023 Filed May 15, 2023 21:00 UTC
Binder Steven B.Chief Financial Officer
GrantCommon Stock,$.01 par value 11,820 $4.23 $49,998.60
Disclosure

SEC source: 0001209191-23-029519 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 719,511

F1 · kind: The securities were purchased through the Issuer's Market Price Stock Purchase Plan. The purchase was approved by the Company's Board of Directors on May 13, 2023.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:00 UTC
Tross Stuart AChief People & Workpl Officer
Tax withholdingCommon Stock, $.01 Par Value 7,781 $4.40 $34,236.40
Disclosure

SEC source: 0001209191-23-029236 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 808,691

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
Tax withholdingCommon Stock, $.01 Par Value 7,781 $4.40 $34,236.40
Disclosure

SEC source: 0001209191-23-029238 · doc4.xml · nonDerivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,254

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:00 UTC
Binder Steven B.Chief Financial Officer
Tax withholdingCommon Stock, $.01 Par Value 7,781 $4.40 $34,236.40
Disclosure

SEC source: 0001209191-23-029237 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707,691

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
May 10, 2023 Filed May 13, 2023 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
Tax withholdingCommon Stock, $.01 Par Value 21,959 $4.40 $96,619.60
Disclosure

SEC source: 0001209191-23-029235 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,998,169

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
May 05, 2023 Filed May 6, 2023 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
SaleCommon Stock, $.01 Par Value 10,000 $4.00 $40,000.00
Disclosure

SEC source: 0001209191-23-027850 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,020,128

F1 · kind: Transaction occurred pursuant to Rule 10B5-1 Plan.

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April 03, 2023 Filed Apr 6, 2023 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
SaleCommon Stock, $.01 Par Value 10,000 $4.13 $41,287.00
Disclosure

SEC source: 0001209191-23-023542 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,030,128

F1 · kind: Transaction occurred pursuant to Rule 10B5-1 Plan.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:00 UTC
Castagna MichaelDirector · Chief Executive Officer
SaleCommon Stock, $.01 Par Value 10,000 $5.27 $52,748.00
Disclosure

SEC source: 0001209191-23-016092 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,040,128

F1 · kind: Transaction occurred pursuant to Rule 10B5-1 Plan.

Read SEC document
November 01, 2022 Filed Nov 4, 2022 01:00 UTC
Singh Sanjay REVP Technical Operations
GrantRestricted Stock Unit 218,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055685 · doc4.xml · nonDerivative · entry 1

Singh Sanjay R · CIK 0001953423 · EVP Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,500

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: 4-year vesting schedule with 1/4th of shares vesting on the first anniversary of the vesting determination date and on each anniversary thereafter until fully vested on the fourth anniversary of the vesting determination date.

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August 29, 2022 Filed Aug 30, 2022 01:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
SaleCommon Stock, $.01 Par Value 7,000 $3.67 $25,690.00
Disclosure

SEC source: 0001209191-22-047943 · doc4.xml · nonDerivative · entry 2

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,035

F2 · kind: Transaction occurred pursuant to Rule 10B5-1 Plan to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 27, 2022 Filed Aug 30, 2022 01:00 UTC
Kocinsky JosephChief Technology Officer
Tax withholdingCommon Stock, $.01 Par Value 12,813 $3.73 $47,792.49
Disclosure

SEC source: 0001209191-22-047946 · doc4.xml · nonDerivative · entry 1

Kocinsky Joseph · CIK 0001655595 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,233

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 27, 2022 Filed Aug 30, 2022 01:00 UTC
Binder Steven B.Chief Financial Officer
Tax withholdingCommon Stock, $.01 Par Value 14,178 $3.73 $52,883.94
Disclosure

SEC source: 0001209191-22-047945 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,819

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 27, 2022 Filed Aug 30, 2022 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
Tax withholdingCommon Stock, $.01 Par Value 35,952 $3.73 $134,100.96
Disclosure

SEC source: 0001209191-22-047944 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048,534

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 27, 2022 Filed Aug 30, 2022 01:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
Tax withholdingCommon Stock, $.01 Par Value 14,178 $3.73 $52,883.94
Disclosure

SEC source: 0001209191-22-047943 · doc4.xml · nonDerivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,035

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.