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3M CO

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1275
SEC CIK
0000066740
Parsed reports
847

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2017 Filed Feb 22, 2017 23:22 UTC Amendment GrantNon-qualified Stock Option (Right to Buy) · Derivative 78,252 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001127602-17-007807 · form4a.xml · derivative · entry 3

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,252

Underlying: Common Stock · 78,252 shares

Expires 2027-02-08

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:22 UTC Amendment Tax withholdingCommon Stock 5,176 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007807 · form4a.xml · nonDerivative · entry 2

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,977.0213

F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes.

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:22 UTC Amendment GrantCommon Stock 10,701.634 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007807 · form4a.xml · nonDerivative · entry 1

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,153.0213

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:18 UTC Amendment
Bushman Julie LSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 39,318 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001127602-17-007798 · form4a.xml · derivative · entry 4

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,318

Underlying: Common Stock · 39,318 shares

Expires 2027-02-08

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:18 UTC Amendment
Bushman Julie LSenior Vice President
Tax withholdingCommon Stock 4,046 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007798 · form4a.xml · nonDerivative · entry 2

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,641.3881

F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes.

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:18 UTC Amendment
Bushman Julie LSenior Vice President
GrantCommon Stock 8,358.608 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007798 · form4a.xml · nonDerivative · entry 1

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,687.3881

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:20 UTC Amendment
Delgado JoaquinExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 48,264 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001127602-17-007803 · form4a.xml · derivative · entry 4

Delgado Joaquin · CIK 0001465913 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,264

Underlying: Common Stock · 48,264 shares

Expires 2027-02-08

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:20 UTC Amendment
Delgado JoaquinExecutive Vice President
Tax withholdingCommon Stock 4,047 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007803 · form4a.xml · nonDerivative · entry 2

Delgado Joaquin · CIK 0001465913 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,890.7782

F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes.

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:20 UTC Amendment
Delgado JoaquinExecutive Vice President
GrantCommon Stock 8,358.608 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007803 · form4a.xml · nonDerivative · entry 1

Delgado Joaquin · CIK 0001465913 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,937.7782

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:16 UTC Amendment
Vale Michael G.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 49,592 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001127602-17-007794 · form4a.xml · derivative · entry 3

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,592

Underlying: Common Stock · 49,592 shares

Expires 2027-02-08

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:16 UTC Amendment
Vale Michael G.Executive Vice President
Tax withholdingCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007794 · form4a.xml · nonDerivative · entry 2

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,214.0383

F1 · shares: On February 9, 2017, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a performance share award made to the reporting person on March 3, 2014. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:16 UTC Amendment
Vale Michael G.Executive Vice President
GrantCommon Stock 8,358.608 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007794 · form4a.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,526.0383

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:14 UTC Amendment
THULIN INGE GDirector · Chairman, President & CEO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 255,329 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001127602-17-007791 · form4a.xml · derivative · entry 4

THULIN INGE G · CIK 0001263739 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,329

Underlying: Common Stock · 255,329 shares

Expires 2027-02-08

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:14 UTC Amendment
THULIN INGE GDirector · Chairman, President & CEO
Tax withholdingCommon Stock 2,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007791 · form4a.xml · nonDerivative · entry 2

THULIN INGE G · CIK 0001263739 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,832.6563

F1 · shares: On February 9, 2017, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a performance share award made to the reporting person on March 3, 2014. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:14 UTC Amendment
THULIN INGE GDirector · Chairman, President & CEO
GrantCommon Stock 47,663.18 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007791 · form4a.xml · nonDerivative · entry 1

THULIN INGE G · CIK 0001263739 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,901.6563

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:12 UTC Amendment
Roman Michael FExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 52,249 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001127602-17-007789 · form4a.xml · derivative · entry 3

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,249

Underlying: Common Stock · 52,249 shares

Expires 2027-02-08

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:12 UTC Amendment
Roman Michael FExecutive Vice President
Tax withholdingCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007789 · form4a.xml · nonDerivative · entry 2

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,476.2304

F1 · shares: On February 9, 2017, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a performance share award made to the reporting person on March 3, 2014. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 07, 2017 Filed Feb 22, 2017 23:12 UTC Amendment
Roman Michael FExecutive Vice President
GrantCommon Stock 6,752.296 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007789 · form4a.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,729.2304

Read SEC document
February 07, 2017 Filed Feb 22, 2017 22:51 UTC Amendment
Fong Ivan KSr. VP, Legal & Gen. Counsel
GrantNon-qualified Stock Option (Right to Buy) · Derivative 30,623 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001127602-17-007787 · form4a.xml · derivative · entry 3

Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,623

Underlying: Common Stock · 30,623 shares

Expires 2027-02-08

Read SEC document
February 07, 2017 Filed Feb 22, 2017 22:51 UTC Amendment
Fong Ivan KSr. VP, Legal & Gen. Counsel
Tax withholdingCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007787 · form4a.xml · nonDerivative · entry 2

Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,297.8427

F1 · shares: On February 9, 2017, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a performance share award made to the reporting person on March 3, 2014. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 07, 2017 Filed Feb 22, 2017 22:51 UTC Amendment
Fong Ivan KSr. VP, Legal & Gen. Counsel
GrantCommon Stock 7,455.884 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007787 · form4a.xml · nonDerivative · entry 1

Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,576.8427

Read SEC document
February 07, 2017 Filed Feb 22, 2017 22:46 UTC Amendment
Bauman James LExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 48,264 $0.00 Strike: $175.76 $0.00
Disclosure

SEC source: 0001127602-17-007785 · form4a.xml · derivative · entry 3

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,264

Underlying: Common Stock · 48,264 shares

Expires 2027-02-08

Read SEC document
February 07, 2017 Filed Feb 22, 2017 22:46 UTC Amendment
Bauman James LExecutive Vice President
Tax withholdingCommon Stock 214 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007785 · form4a.xml · nonDerivative · entry 2

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,597.8499

F1 · shares: On February 9, 2017, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a performance share award made to the reporting person on March 3, 2014. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 07, 2017 Filed Feb 22, 2017 22:46 UTC Amendment
Bauman James LExecutive Vice President
GrantCommon Stock 5,951.38 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007785 · form4a.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,811.8499

Read SEC document
December 13, 2016 Filed Dec 14, 2016 16:32 UTC
Roman Michael FExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,036 $0.00 Strike: $84.78 $0.00
Disclosure

SEC source: 0001127602-16-069967 · form4.xml · derivative · entry 3

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,036 shares

Expires 2017-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 16:32 UTC
Roman Michael FExecutive Vice President
SaleCommon Stock 4,036 $180.00 $726,480.00
Disclosure

SEC source: 0001127602-16-069967 · form4.xml · nonDerivative · entry 2

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,935

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2016.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 16:32 UTC
Roman Michael FExecutive Vice President
Exercise / conversionCommon Stock 4,036 $84.78 $342,172.08
Disclosure

SEC source: 0001127602-16-069967 · form4.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 16:06 UTC
Hammes Eric D.VP, Corp Controller & CAO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 436 $0.00 Strike: $84.78 $0.00
Disclosure

SEC source: 0001127602-16-069469 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 436 shares

Expires 2017-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2016.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 16:06 UTC
Hammes Eric D.VP, Corp Controller & CAO
SaleCommon Stock 436 $174.00 $75,864.00
Disclosure

SEC source: 0001127602-16-069469 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2016.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 16:06 UTC
Hammes Eric D.VP, Corp Controller & CAO
Exercise / conversionCommon Stock 436 $84.78 $36,964.08
Disclosure

SEC source: 0001127602-16-069469 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2016.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:48 UTC
Bushman Julie LSenior Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,424 $0.00 Strike: $77.18 $0.00
Disclosure

SEC source: 0001127602-16-067701 · form4.xml · derivative · entry 10

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,424 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:48 UTC
Bushman Julie LSenior Vice President
SaleCommon Stock 4,200 $173.03 $726,726.00
Disclosure

SEC source: 0001127602-16-067701 · form4.xml · nonDerivative · entry 8

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,293

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:48 UTC
Bushman Julie LSenior Vice President
SaleCommon Stock 3,100 $173.03 $536,377.50
Disclosure

SEC source: 0001127602-16-067701 · form4.xml · nonDerivative · entry 7

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,493

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:48 UTC
Bushman Julie LSenior Vice President
SaleCommon Stock 200 $173.02 $34,604.00
Disclosure

SEC source: 0001127602-16-067701 · form4.xml · nonDerivative · entry 6

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,593

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:48 UTC
Bushman Julie LSenior Vice President
SaleCommon Stock 200 $173.02 $34,603.00
Disclosure

SEC source: 0001127602-16-067701 · form4.xml · nonDerivative · entry 5

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,793

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:48 UTC
Bushman Julie LSenior Vice President
SaleCommon Stock 200 $173.01 $34,602.00
Disclosure

SEC source: 0001127602-16-067701 · form4.xml · nonDerivative · entry 4

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,993

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:48 UTC
Bushman Julie LSenior Vice President
SaleCommon Stock 100 $173.00 $17,300.10
Disclosure

SEC source: 0001127602-16-067701 · form4.xml · nonDerivative · entry 3

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,193

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:48 UTC
Bushman Julie LSenior Vice President
SaleCommon Stock 2,424 $173.00 $419,352.00
Disclosure

SEC source: 0001127602-16-067701 · form4.xml · nonDerivative · entry 2

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,293

Read SEC document
November 17, 2016 Filed Nov 18, 2016 14:48 UTC
Bushman Julie LSenior Vice President
Exercise / conversionCommon Stock 10,424 $77.18 $804,524.32
Disclosure

SEC source: 0001127602-16-067701 · form4.xml · nonDerivative · entry 1

Bushman Julie L · CIK 0001518599 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Jan 26, 2017 21:21 UTC
Keel Paul ASenior Vice President
GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002496 · form5.xml · nonDerivative · entry 1

Keel Paul A · CIK 0001626337 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,630.7805

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 17:03 UTC
Price Kimberly FSr Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,952 $0.00 Strike: $84.78 $0.00
Disclosure

SEC source: 0001127602-16-067517 · form4.xml · derivative · entry 7

Price Kimberly F · CIK 0001659164 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,952 shares

Expires 2017-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 17:03 UTC
Price Kimberly FSr Vice President
SaleCommon Stock 300 $172.20 $51,660.00
Disclosure

SEC source: 0001127602-16-067517 · form4.xml · nonDerivative · entry 5

Price Kimberly F · CIK 0001659164 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,636

F1 · balance_after: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 17:03 UTC
Price Kimberly FSr Vice President
SaleCommon Stock 2,552 $172.20 $439,443.94
Disclosure

SEC source: 0001127602-16-067517 · form4.xml · nonDerivative · entry 4

Price Kimberly F · CIK 0001659164 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,936

Read SEC document
November 15, 2016 Filed Nov 17, 2016 17:03 UTC
Price Kimberly FSr Vice President
SaleCommon Stock 100 $172.19 $17,219.20
Disclosure

SEC source: 0001127602-16-067517 · form4.xml · nonDerivative · entry 3

Price Kimberly F · CIK 0001659164 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,488

Read SEC document
November 15, 2016 Filed Nov 17, 2016 17:03 UTC
Price Kimberly FSr Vice President
Exercise / conversionCommon Stock 2,952 $84.78 $250,270.56
Disclosure

SEC source: 0001127602-16-067517 · form4.xml · nonDerivative · entry 2

Price Kimberly F · CIK 0001659164 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 19:51 UTC
Hammes Eric D.VP, Corp Controller & CAO
SaleCommon Stock 504 $173.69 $87,539.10
Disclosure

SEC source: 0001127602-16-067164 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · VP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:43 UTC GrantCommon Stock 191 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066594 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 7,551

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

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November 08, 2016 Filed Nov 9, 2016 21:40 UTC GrantCommon Stock 213 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066591 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 29,246

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non- Employee Directors.

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November 08, 2016 Filed Nov 9, 2016 21:52 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066600 · form4.xml · nonDerivative · entry 1

ULRICH ROBERT J · CIK 0001204995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,046

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November 08, 2016 Filed Nov 9, 2016 21:48 UTC GrantCommon Stock 89 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066598 · form4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 1,226

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non- Employee Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.