Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Sr Vice President | May 04, 2017 | May 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 04, 2017 · Filed May 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,292 |
Reported balance
After 2017-05-04 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2017-05-04 · Exercise / conversion · Acquired 3,016 · Balance 9,292 |
| Common StockSEC Table I · non-derivative | Direct | 6,275 |
Reported balance
After 2017-05-04 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-05-04 · Sale · Disposed 3,016 · Balance 6,275 |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.18 · Expires 2018-05-13 | Direct | 0 |
Reported balance
After 2017-05-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-05-04 · Exercise / conversion · Disposed 3,016 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirect401K/paesop Trust | 255 |
Reported balance
Holding disclosure · report date 2017-05-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 255 F1: Includes shares acquired pursuant to the 3M Voluntary Investment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2017 Filed May 8, 2017 17:15 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,016 | $0.00 Strike: $77.18 | $0.00 |
DisclosureSEC source: 0001127602-17-017215 · form4.xml · derivative · entry 4 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,016 shares Expires 2018-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:15 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 3,016 | $198.11 | $597,500.36 |
DisclosureSEC source: 0001127602-17-017215 · form4.xml · nonDerivative · entry 2 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,275 Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:15 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 3,016 | $77.18 | $232,774.88 |
DisclosureSEC source: 0001127602-17-017215 · form4.xml · nonDerivative · entry 1 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:03 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 13,336 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004870 · form4a.xml · derivative · entry 4 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,336 Underlying: Common Stock · 13,336 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:03 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004870 · form4a.xml · nonDerivative · entry 2 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,186 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:03 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,025.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004870 · form4a.xml · nonDerivative · entry 1 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,681 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:06 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 13,336 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004767 · form4.xml · derivative · entry 4 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,336 Underlying: Common Stock · 13,336 shares Expires 2027-02-08 F4 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:06 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004767 · form4.xml · nonDerivative · entry 2 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,655 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:06 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,025.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004767 · form4.xml · nonDerivative · entry 1 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,655 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:40 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 13,336 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007824 · form4a.xml · derivative · entry 4 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,336 Underlying: Common Stock · 13,336 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:40 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007824 · form4a.xml · nonDerivative · entry 2 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159.8475 F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:40 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,025.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007824 · form4a.xml · nonDerivative · entry 1 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,680.8475 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 17:03 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 2,952 | $0.00 Strike: $84.78 | $0.00 |
DisclosureSEC source: 0001127602-16-067517 · form4.xml · derivative · entry 7 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,952 shares Expires 2017-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 17:03 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 300 | $172.20 | $51,660.00 |
DisclosureSEC source: 0001127602-16-067517 · form4.xml · nonDerivative · entry 5 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,636 F1 · balance_after: Includes shares acquired pursuant to the 3M Voluntary Investment Plan. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 17:03 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 2,552 | $172.20 | $439,443.94 |
DisclosureSEC source: 0001127602-16-067517 · form4.xml · nonDerivative · entry 4 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,936 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 17:03 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $172.19 | $17,219.20 |
DisclosureSEC source: 0001127602-16-067517 · form4.xml · nonDerivative · entry 3 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,488 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 17:03 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 2,952 | $84.78 | $250,270.56 |
DisclosureSEC source: 0001127602-16-067517 · form4.xml · nonDerivative · entry 2 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2016 Filed Nov 17, 2016 17:03 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 974.472 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067517 · form4.xml · nonDerivative · entry 1 Price Kimberly F · CIK 0001659164 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,636 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.