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3M CO

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0000066740
Parsed reports
847

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2019 Filed Feb 20, 2019 17:44 UTC Amendment
Vale Michael G.Executive Vice President
Tax withholdingCommon Stock 294.344 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007046 · form4a.xml · nonDerivative · entry 2

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,259.5899

F1 · shares: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 05, 2019 Filed Feb 20, 2019 17:44 UTC Amendment
Vale Michael G.Executive Vice President
GrantCommon Stock 9,281.212 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007046 · form4a.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,553.9339

Read SEC document
February 05, 2019 Filed Feb 20, 2019 17:41 UTC Amendment
Hammes Eric D.Senior Vice President
GrantIncentive Stock Option (Right to Buy) · Derivative 19,904 $0.00 Strike: $201.12 $0.00
Disclosure

SEC source: 0001127602-19-007043 · form4a.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,904

Underlying: Common Stock · 19,904 shares

Expires 2029-02-04

Read SEC document
February 05, 2019 Filed Feb 20, 2019 17:41 UTC Amendment
Hammes Eric D.Senior Vice President
Tax withholdingCommon Stock 1,615 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007043 · form4a.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,282.2889

F1 · shares: On February 7, 2019, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2016 and 2017 performance shares awarded to the reporting person. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 05, 2019 Filed Feb 20, 2019 17:41 UTC Amendment
Hammes Eric D.Senior Vice President
GrantCommon Stock 3,486.455 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007043 · form4a.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,897.2889

Read SEC document
February 05, 2019 Filed Feb 20, 2019 17:22 UTC Amendment
Vrohidis IppocratisVice President & CAO
GrantIncentive Stock Option (Right to Buy) · Derivative 7,014 $0.00 Strike: $201.12 $0.00
Disclosure

SEC source: 0001127602-19-007041 · form4a.xml · derivative · entry 3

Vrohidis Ippocratis · CIK 0001710917 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,014

Underlying: Common Stock · 7,014 shares

Expires 2029-02-04

Read SEC document
February 05, 2019 Filed Feb 20, 2019 17:22 UTC Amendment
Vrohidis IppocratisVice President & CAO
Tax withholdingCommon Stock 483 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007041 · form4a.xml · nonDerivative · entry 2

Vrohidis Ippocratis · CIK 0001710917 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413.3254

F1 · shares: On February 7, 2019, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2016 performance shares awarded to the reporting person. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 05, 2019 Filed Feb 20, 2019 17:22 UTC Amendment
Vrohidis IppocratisVice President & CAO
GrantCommon Stock 1,079.915 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007041 · form4a.xml · nonDerivative · entry 1

Vrohidis Ippocratis · CIK 0001710917 · Vice President & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896.3254

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:09 UTC
Roman Michael FDirector · Chief Exec Officer & Director
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,944 $0.00 Strike: $54.11 $0.00
Disclosure

SEC source: 0001127602-19-003664 · form4.xml · derivative · entry 2

Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,944 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 19:09 UTC
Roman Michael FDirector · Chief Exec Officer & Director
Exercise / conversionCommon Stock 4,944 $54.11 $267,519.84
Disclosure

SEC source: 0001127602-19-003664 · form4.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,689.3762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 16:23 UTC
THULIN INGE GDirector · Exec Chairman
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 13,290 $0.00 Strike: $78.72 $0.00
Disclosure

SEC source: 0001127602-19-003287 · form4.xml · derivative · entry 8

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,083

Underlying: Common Stock · 13,290 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 16:23 UTC
THULIN INGE GDirector · Exec Chairman
SaleCommon Stock 712 $200.05 $142,435.60
Disclosure

SEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 6

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,457.8087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 16:23 UTC
THULIN INGE GDirector · Exec Chairman
SaleCommon Stock 1,288 $200.03 $257,644.31
Disclosure

SEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 5

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,169.8087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 16:23 UTC
THULIN INGE GDirector · Exec Chairman
SaleCommon Stock 4,700 $200.03 $940,141.00
Disclosure

SEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 4

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,457.8087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 16:23 UTC
THULIN INGE GDirector · Exec Chairman
SaleCommon Stock 6,090 $200.02 $1,218,121.80
Disclosure

SEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 3

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,157.8087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 16:23 UTC
THULIN INGE GDirector · Exec Chairman
SaleCommon Stock 500 $200.01 $100,005.00
Disclosure

SEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 2

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,247.8087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 16:23 UTC
THULIN INGE GDirector · Exec Chairman
Exercise / conversionCommon Stock 13,290 $78.72 $1,046,188.80
Disclosure

SEC source: 0001127602-19-003287 · form4.xml · nonDerivative · entry 1

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,747.8087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 15:13 UTC
THULIN INGE GDirector · Exec Chairman
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 11,793 $0.00 Strike: $78.72 $0.00
Disclosure

SEC source: 0001127602-19-003273 · form4.xml · derivative · entry 8

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,373

Underlying: Common Stock · 11,793 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 15:13 UTC
THULIN INGE GDirector · Exec Chairman
SaleCommon Stock 305 $200.05 $61,014.76
Disclosure

SEC source: 0001127602-19-003273 · form4.xml · nonDerivative · entry 6

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,457.8087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 15:13 UTC
THULIN INGE GDirector · Exec Chairman
SaleCommon Stock 636 $200.02 $127,212.72
Disclosure

SEC source: 0001127602-19-003273 · form4.xml · nonDerivative · entry 5

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,762.8087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 15:13 UTC
THULIN INGE GDirector · Exec Chairman
SaleCommon Stock 3,419 $200.01 $683,834.19
Disclosure

SEC source: 0001127602-19-003273 · form4.xml · nonDerivative · entry 4

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,398.8087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 15:13 UTC
THULIN INGE GDirector · Exec Chairman
SaleCommon Stock 7,433 $200.00 $1,486,600.00
Disclosure

SEC source: 0001127602-19-003273 · form4.xml · nonDerivative · entry 3

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,817.8087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 15:13 UTC
THULIN INGE GDirector · Exec Chairman
Exercise / conversionCommon Stock 11,793 $78.72 $928,344.96
Disclosure

SEC source: 0001127602-19-003273 · form4.xml · nonDerivative · entry 2

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,250.8087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 15:13 UTC
THULIN INGE GDirector · Exec Chairman
SaleCommon Stock 1,706 $200.00 $341,200.00
Disclosure

SEC source: 0001127602-19-003273 · form4.xml · nonDerivative · entry 1

THULIN INGE G · CIK 0001263739 · Director · Exec Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,457.8087

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
November 14, 2018 Filed Feb 1, 2019 14:21 UTC
Shin Hak CheolVice Chair & Exec Vice Pres
GiftCommon Stock 64,097 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003271 · form5.xml · nonDerivative · entry 2

Shin Hak Cheol · CIK 0001328535 · Vice Chair & Exec Vice Pres

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 64,097

Read SEC document
November 14, 2018 Filed Feb 1, 2019 14:21 UTC
Shin Hak CheolVice Chair & Exec Vice Pres
GiftCommon Stock 64,097 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003271 · form5.xml · nonDerivative · entry 1

Shin Hak Cheol · CIK 0001328535 · Vice Chair & Exec Vice Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335.3194

Read SEC document
November 13, 2018 Filed Nov 14, 2018 17:26 UTC GrantCommon Stock 80 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032978 · form4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 3,612

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 17:18 UTC GrantCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032976 · form4.xml · nonDerivative · entry 2

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24

Read SEC document
November 13, 2018 Filed Nov 14, 2018 17:18 UTC GrantCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032976 · form4.xml · nonDerivative · entry 1

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 25

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 17:05 UTC GrantCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032974 · form4.xml · nonDerivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 55,009

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 16:30 UTC GrantCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032971 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 11,111

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 15:51 UTC GrantCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032961 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 39,007

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 16:02 UTC GrantCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032968 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 33,735

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 26, 2018 Filed Oct 29, 2018 18:48 UTC PurchaseCommon Stock 500 $185.00 $92,500.00
Disclosure

SEC source: 0001127602-18-031183 · form4.xml · nonDerivative · entry 2

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
October 26, 2018 Filed Oct 29, 2018 18:48 UTC PurchaseCommon Stock 500 $184.00 $92,000.00
Disclosure

SEC source: 0001127602-18-031183 · form4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:47 UTC
Lindekugel Jon TSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029095 · form4.xml · derivative · entry 3

Lindekugel Jon T · CIK 0001608409 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in equal installments on 10/1/2018 and 10/1/2020.

F3 · derivative.expiration_date: The restricted stock units will vest in equal installments on 10/1/2018 and 10/1/2020.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:47 UTC
Lindekugel Jon TSenior Vice President
Tax withholdingCommon Stock 570 $212.19 $120,948.30
Disclosure

SEC source: 0001127602-18-029095 · form4.xml · nonDerivative · entry 2

Lindekugel Jon T · CIK 0001608409 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,338.8117

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:47 UTC
Lindekugel Jon TSenior Vice President
Exercise / conversionCommon Stock 1,250 $212.19 $265,237.50
Disclosure

SEC source: 0001127602-18-029095 · form4.xml · nonDerivative · entry 1

Lindekugel Jon T · CIK 0001608409 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,908.8117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Sep 11, 2018 19:40 UTC
Hammes Eric D.Senior Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,272 $0.00 Strike: $54.11 $0.00
Disclosure

SEC source: 0001127602-18-027331 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,272 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018

Read SEC document
September 10, 2018 Filed Sep 11, 2018 19:40 UTC
Hammes Eric D.Senior Vice President
SaleCommon Stock 1,272 $216.00 $274,752.00
Disclosure

SEC source: 0001127602-18-027331 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,362.4498

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018

Read SEC document
September 10, 2018 Filed Sep 11, 2018 19:40 UTC
Hammes Eric D.Senior Vice President
Exercise / conversionCommon Stock 1,272 $54.11 $68,827.92
Disclosure

SEC source: 0001127602-18-027331 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,634.4498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018

Read SEC document
August 15, 2018 Filed Feb 1, 2019 14:21 UTC
Shin Hak CheolVice Chair & Exec Vice Pres
GiftCommon Stock 202 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003271 · form5.xml · nonDerivative · entry 3

Shin Hak Cheol · CIK 0001328535 · Vice Chair & Exec Vice Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335.3194

Read SEC document
August 14, 2018 Filed Aug 15, 2018 16:21 UTC GrantCommon Stock 86 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025413 · form4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 3,509

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 15:51 UTC GrantCommon Stock 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025410 · form4.xml · nonDerivative · entry 2

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9

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August 14, 2018 Filed Aug 15, 2018 15:51 UTC GrantCommon Stock 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025410 · form4.xml · nonDerivative · entry 1

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 9

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

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August 14, 2018 Filed Aug 15, 2018 14:51 UTC GrantCommon Stock 172 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025404 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 33,353

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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August 14, 2018 Filed Aug 15, 2018 15:11 UTC GrantCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025408 · form4.xml · nonDerivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 54,461

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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August 14, 2018 Filed Aug 15, 2018 14:41 UTC GrantCommon Stock 241 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025402 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 38,525

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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August 14, 2018 Filed Aug 15, 2018 14:58 UTC GrantCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-025406 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 10,855

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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August 14, 2018 Filed Mar 27, 2019 14:04 UTC Amendment GrantCommon Stock 336 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-013300 · form4a.xml · nonDerivative · entry 2

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336

F1 · shares: This Form 4 is being amended to correct an inadvertent error in the original Form 4, which reported the acquisition of 9 directly owned shares, when in fact the reporting person acquired 336 shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.