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Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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Tapewire entity
3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2021 Filed Aug 12, 2021 16:37 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
Exercise / conversionStock Option (right to buy) · Derivative 3,092 $0.00 Strike: $103.30 $0.00
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · derivative · entry 9

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,092 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock options were fully exercisable

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
SaleCommon Stock, par value $0.003 per share 350 $483.57 $169,249.50
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 8

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,599

F5 · price: The transactions were executed in multiple trades at prices ranging from $483.11 to $483.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
SaleCommon Stock, par value $0.003 per share 150 $481.13 $72,169.50
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 7

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,949

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
SaleCommon Stock, par value $0.003 per share 650 $478.87 $311,265.50
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 6

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,099

F4 · price: The transactions were executed in multiple trades at prices ranging from $478.50 to $479.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
SaleCommon Stock, par value $0.003 per share 1,599 $477.65 $763,762.35
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 5

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,749

F3 · price: The transactions were executed in multiple trades at prices ranging from $477.39 to $478.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
SaleCommon Stock, par value $0.003 per share 1,540 $476.47 $733,763.80
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,348

F2 · price: The transactions were executed in multiple trades at prices ranging from $476.23 to $477.16. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
SaleCommon Stock, par value $0.003 per share 350 $475.34 $166,369.00
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,888

F1 · price: The transactions were executed in multiple trades at prices ranging from $475.20 to $476.17. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
Exercise / conversionCommon Stock, par value $0.003 per share 1,547 $156.85 $242,646.95
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC
DELISE ANTONIO LGlobal Head of Corp. Dev.
Exercise / conversionCommon Stock, par value $0.003 per share 3,092 $103.30 $319,403.60
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:39 UTC
McPherson Kevin MGlobal Head of Sales
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $103.30 $0.00
Disclosure

SEC source: 0001209191-21-051128 · doc4.xml · derivative · entry 9

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,335

Underlying: Common Stock · 5,000 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:39 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 900 $479.01 $431,109.00
Disclosure

SEC source: 0001209191-21-051128 · doc4.xml · nonDerivative · entry 8

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,088

F7 · price: The transactions were executed in multiple trades at prices ranging from $478.95 to $479.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:39 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 1,265 $478.27 $605,011.55
Disclosure

SEC source: 0001209191-21-051128 · doc4.xml · nonDerivative · entry 7

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,988

F6 · price: The transactions were executed in multiple trades at prices ranging from $477.94 to $478.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:39 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 1,205 $477.51 $575,399.55
Disclosure

SEC source: 0001209191-21-051128 · doc4.xml · nonDerivative · entry 6

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,253

F5 · price: The transactions were executed in multiple trades at prices ranging from $476.93 to $477.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:39 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 130 $475.58 $61,825.40
Disclosure

SEC source: 0001209191-21-051128 · doc4.xml · nonDerivative · entry 5

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,458

F4 · price: The transactions were executed in multiple trades at prices ranging from $475.37 to $475.64. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:39 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 176 $474.11 $83,443.36
Disclosure

SEC source: 0001209191-21-051128 · doc4.xml · nonDerivative · entry 4

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,588

F3 · price: The transactions were executed in multiple trades at prices ranging from $474.10 to $474.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:39 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 750 $473.19 $354,892.50
Disclosure

SEC source: 0001209191-21-051128 · doc4.xml · nonDerivative · entry 3

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,764

F2 · price: The transactions were executed in multiple trades at prices ranging from $472.79 to $473.77. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:39 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 574 $472.03 $270,945.22
Disclosure

SEC source: 0001209191-21-051128 · doc4.xml · nonDerivative · entry 2

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,514

F1 · price: The transactions were executed in multiple trades at prices ranging from $471.77 to $472.25. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:39 UTC
McPherson Kevin MGlobal Head of Sales
Exercise / conversionCommon Stock, par value $0.003 per share 5,000 $103.30 $516,500.00
Disclosure

SEC source: 0001209191-21-051128 · doc4.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 20:39 UTC
Pintoff ScottGeneral Counsel and Secretary
SaleCommon Stock, par value $0.003 per share 250 $487.05 $121,762.50
Disclosure

SEC source: 0001209191-21-050866 · doc4.xml · nonDerivative · entry 1

Pintoff Scott · CIK 0001314400 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,973

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 212 $489.75 $103,827.00
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,943

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transactions were executed in multiple trades at prices ranging from $489.68 to $489.75. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 488 $489.10 $238,680.80
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,155

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transactions were executed in multiple trades at prices ranging from $488.60 to $489.58. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 800 $487.05 $389,640.00
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,643

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $486.79 to $487.18. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 490 $486.15 $238,213.50
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,443

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $485.74 to $486.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 2,315 $485.07 $1,122,937.05
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,933

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $484.66 to $485.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 5,491 $484.14 $2,658,412.74
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,248

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $483.66 to $484.65. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 2,321 $483.36 $1,121,878.56
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,739

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $482.64 to $483.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:09 UTC GrantCommon Stock, par value $0.003 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049285 · doc4.xml · nonDerivative · entry 1

Gibson Kourtney · CIK 0001818810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 16:05 UTC GrantCommon Stock, par value $0.003 per share 353 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049271 · doc4.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,953

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 16:11 UTC GrantCommon Stock, par value $0.003 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049292 · doc4.xml · nonDerivative · entry 1

KETCHUM RICHARD G · CIK 0001207211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:02 UTC GrantCommon Stock, par value $0.003 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049266 · doc4.xml · nonDerivative · entry 1

Altobello Nancy A. · CIK 0001742905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:19 UTC
Gerosa Christopher N.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 1,915 $0.00 Strike: $475.17 $0.00
Disclosure

SEC source: 0001209191-21-049313 · doc4.xml · derivative · entry 2

Gerosa Christopher N. · CIK 0001504129 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,915

Underlying: Common Stock · 1,915 shares

Expires 2027-08-01

F2 · derivative.exercise_date: The stock options will vest in three installments of 34% on August 1, 2022, and 33% on each of August 1, 2023 and August 1, 2024.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:19 UTC
Gerosa Christopher N.Chief Financial Officer
GrantCommon Stock, par value $0.003 per share 535 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049313 · doc4.xml · nonDerivative · entry 1

Gerosa Christopher N. · CIK 0001504129 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,917

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on August 1, 2022, and 33% on each of August 1, 2023 and August 1, 2024.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:16 UTC GrantCommon Stock, par value $0.003 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049306 · doc4.xml · nonDerivative · entry 1

Prager Richard Leon · CIK 0001781504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:15 UTC GrantCommon Stock, par value $0.003 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049301 · doc4.xml · nonDerivative · entry 1

Portney Emily Hope · CIK 0001720194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,797

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:14 UTC GrantCommon Stock, par value $0.003 per share 271 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049298 · doc4.xml · nonDerivative · entry 1

Li Xiaojia Charles · CIK 0001873070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:10 UTC GrantCommon Stock, par value $0.003 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049290 · doc4.xml · nonDerivative · entry 1

Gmelich Justin Gerald · CIK 0001790533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:08 UTC GrantCommon Stock, par value $0.003 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049283 · doc4.xml · nonDerivative · entry 1

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:07 UTC
Chwick JaneDirector
GrantCommon Stock, par value $0.003 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049281 · doc4.xml · nonDerivative · entry 1

Chwick Jane · CIK 0001589706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,177

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 20:03 UTC GrantCommon Stock, par value $0.003 per share 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-049268 · doc4.xml · nonDerivative · entry 1

Begleiter Steven L · CIK 0001525962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,041

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 16:45 UTC
Themelis NicholasChief Information Officer
Exercise / conversionStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $103.30 $0.00
Disclosure

SEC source: 0001209191-21-040625 · doc4.xml · derivative · entry 4

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,433

Underlying: Common Stock · 7,000 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 16:45 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 2,287 $449.13 $1,027,160.31
Disclosure

SEC source: 0001209191-21-040625 · doc4.xml · nonDerivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,587

F2 · price: The transactions were executed in multiple trades at prices ranging from $448.97 to $449.52. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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June 14, 2021 Filed Jun 15, 2021 16:45 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 4,713 $448.40 $2,113,309.20
Disclosure

SEC source: 0001209191-21-040625 · doc4.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,874

F1 · price: The transactions were executed in multiple trades at prices ranging from $447.89 to $448.86. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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June 14, 2021 Filed Jun 15, 2021 16:45 UTC
Themelis NicholasChief Information Officer
Exercise / conversionCommon Stock, par value $0.003 per share 7,000 $103.30 $723,100.00
Disclosure

SEC source: 0001209191-21-040625 · doc4.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 07, 2021 Filed Jun 8, 2021 16:30 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 315 $448.51 $141,280.65
Disclosure

SEC source: 0001209191-21-038914 · doc4.xml · nonDerivative · entry 7

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,587

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transactions were executed in multiple trades at prices ranging from $448.18 to $448.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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June 07, 2021 Filed Jun 8, 2021 16:30 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 464 $447.47 $207,626.08
Disclosure

SEC source: 0001209191-21-038914 · doc4.xml · nonDerivative · entry 6

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,902

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transactions were executed in multiple trades at prices ranging from $447.05 to $447.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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June 07, 2021 Filed Jun 8, 2021 16:30 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 488 $446.42 $217,852.96
Disclosure

SEC source: 0001209191-21-038914 · doc4.xml · nonDerivative · entry 5

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,366

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $446.05 to $446.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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June 07, 2021 Filed Jun 8, 2021 16:30 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 441 $445.57 $196,496.37
Disclosure

SEC source: 0001209191-21-038914 · doc4.xml · nonDerivative · entry 4

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,854

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $445.00 to $445.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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June 07, 2021 Filed Jun 8, 2021 16:30 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 864 $444.34 $383,909.76
Disclosure

SEC source: 0001209191-21-038914 · doc4.xml · nonDerivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,295

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $443.99 to $444.76. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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June 07, 2021 Filed Jun 8, 2021 16:30 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 1,043 $443.40 $462,466.20
Disclosure

SEC source: 0001209191-21-038914 · doc4.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,159

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $442.96 to $443.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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June 07, 2021 Filed Jun 8, 2021 16:30 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 385 $442.52 $170,370.20
Disclosure

SEC source: 0001209191-21-038914 · doc4.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $441.96 to $442.91. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.