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Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2018 Filed Aug 7, 2018 17:10 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 9,945 $21.56 $214,414.20
Disclosure

SEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:10 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,959 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001012975-18-000956 · edgar.xml · derivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,969

Underlying: Common stock · 10,959 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:10 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,041 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001012975-18-000956 · edgar.xml · derivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,928

Underlying: Common stock · 9,041 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:10 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 10,959 $189.31 $2,074,620.89
Disclosure

SEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054,743

F1 · kind: The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $21.56 per share.

F2 · price: The transaction was executed in multiple trades at prices ranging from $189.00 to $189.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:10 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 10,959 $21.56 $236,276.04
Disclosure

SEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 17:10 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 9,041 $21.56 $194,923.96
Disclosure

SEC source: 0001012975-18-000956 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Aug 10, 2018 16:04 UTC GiftCommon Stock, par value $0.003 per share 259 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000986 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,760

Read SEC document
May 31, 2018 Filed Aug 10, 2018 16:04 UTC GiftCommon Stock, par value $0.003 per share 259 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000986 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC SaleCommon Stock, par value $0.003 per share 700 $205.58 $143,904.46
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 6

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,501

F6 · price: The transaction was executed in multiple trades at prices ranging from $205.43 to $205.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC SaleCommon Stock, par value $0.003 per share 800 $204.54 $163,631.04
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 5

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,201

F5 · price: The transaction was executed in multiple trades at prices ranging from $204.09 to $205.00. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC SaleCommon Stock, par value $0.003 per share 500 $203.54 $101,771.50
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 4

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,001

F4 · price: The transaction was executed in multiple trades at prices ranging from $203.065 to $203.84. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC SaleCommon Stock, par value $0.003 per share 553 $202.18 $111,808.03
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,501

F3 · price: The transaction was executed in multiple trades at prices ranging from $202.00 to $202.80. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC SaleCommon Stock, par value $0.003 per share 2,401 $205.68 $493,846.56
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 21,054

F2 · price: The transaction was executed in multiple trades at prices ranging from $205.54 to $205.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC SaleCommon Stock, par value $0.003 per share 2,599 $204.95 $532,660.11
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 23,455

F1 · price: The transaction was executed in multiple trades at prices ranging from $204.53 to $205.50. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 09, 2018 Filed May 10, 2018 16:41 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 874 $206.03 $180,071.71
Disclosure

SEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045,702

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · price: The transaction was executed in multiple trades at prices ranging from $205.89 to $206.43. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 09, 2018 Filed May 10, 2018 16:41 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 1,002 $204.33 $204,739.36
Disclosure

SEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046,576

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transaction was executed in multiple trades at prices ranging from $204.02 to $205.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 09, 2018 Filed May 10, 2018 16:41 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 10,032 $203.42 $2,040,741.54
Disclosure

SEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,578

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transaction was executed in multiple trades at prices ranging from $202.98 to $203.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 09, 2018 Filed May 10, 2018 16:41 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 4,937 $202.42 $999,344.08
Disclosure

SEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,610

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transaction was executed in multiple trades at prices ranging from $201.96 to $202.96. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2018 Filed May 10, 2018 16:41 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 1,100 $204.56 $225,017.98
Disclosure

SEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062,547

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transaction was executed in multiple trades at prices ranging from $204.55 to $204.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2018 Filed May 10, 2018 16:41 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 3,797 $203.82 $773,919.35
Disclosure

SEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063,647

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transaction was executed in multiple trades at prices ranging from $203.47 to $204.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2018 Filed May 10, 2018 16:41 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 10,758 $203.02 $2,184,063.34
Disclosure

SEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,444

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transaction was executed in multiple trades at prices ranging from $202.46 to $203.40. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 08, 2018 Filed May 10, 2018 16:41 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 2,500 $201.94 $504,842.50
Disclosure

SEC source: 0001012975-18-000404 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078,202

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transaction was executed in multiple trades at prices ranging from $201.45 to $202.43. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 21:04 UTC
McPherson Kevin MGlobal Head of Sales
SaleCommon Stock, par value $0.003 per share 2,500 $223.43 $558,574.00
Disclosure

SEC source: 0001012975-18-000286 · edgar.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,192

F1 · price: The transactions were executed in multiple trades at prices ranging from $223.00 to $223.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 17:04 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 1,311 $219.42 $287,665.91
Disclosure

SEC source: 0001012975-18-000275 · edgar.xml · nonDerivative · entry 4

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,727

F4 · price: The transactions were executed in multiple trades at prices ranging from $219.085 to $219.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 17:04 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 990 $218.90 $216,711.69
Disclosure

SEC source: 0001012975-18-000275 · edgar.xml · nonDerivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,038

F3 · price: The transactions were executed in multiple trades at prices ranging from $218.56 to $219.045. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 17:04 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 899 $218.16 $196,129.26
Disclosure

SEC source: 0001012975-18-000275 · edgar.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,028

F2 · price: The transactions were executed in multiple trades at prices ranging from $217.54 to $218.52. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 17:04 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 2,200 $216.95 $477,291.98
Disclosure

SEC source: 0001012975-18-000275 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,927

F1 · price: The transactions were executed in multiple trades at prices ranging from $216.45 to $217.45. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 16:37 UTC
DELISE ANTONIO LChief Financial Officer
SaleCommon Stock, par value $0.003 per share 2,300 $200.50 $461,150.46
Disclosure

SEC source: 0001012975-18-000224 · edgar.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,396

F2 · price: The transactions were executed in multiple trades at prices ranging from $200.50 to $200.505. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 16:37 UTC
DELISE ANTONIO LChief Financial Officer
SaleCommon Stock, par value $0.003 per share 5,700 $200.74 $1,144,228.83
Disclosure

SEC source: 0001012975-18-000224 · edgar.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,696

F1 · price: The transactions were executed in multiple trades at prices ranging from $200.50 to $201.54. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:14 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 7,555 $198.90 $1,502,689.50
Disclosure

SEC source: 0001012975-18-000212 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080,702

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of shares of restricted stock units previously granted to Mr. McVey.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 16:16 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 800 $195.10 $156,081.04
Disclosure

SEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088,257

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transaction was executed in multiple trades at prices ranging from $194.80 to $195.55. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 16:16 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 513 $193.85 $99,447.51
Disclosure

SEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089,057

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transaction was executed in multiple trades at prices ranging from $193.59 to $194.42. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 16:16 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 4,974 $192.90 $959,504.50
Disclosure

SEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089,570

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transaction was executed in multiple trades at prices ranging from $192.59 to $193.57. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 16:16 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 1,115 $191.99 $214,072.98
Disclosure

SEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,544

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transaction was executed in multiple trades at prices ranging from $191.58 to $192.425. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 16:16 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 7,068 $190.88 $1,349,119.34
Disclosure

SEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,659

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transaction was executed in multiple trades at prices ranging from $190.51 to $191.48. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 16:16 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 13,040 $189.98 $2,477,274.00
Disclosure

SEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,727

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transaction was executed in multiple trades at prices ranging from $189.51 to $190.50. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 16:16 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 7,490 $189.03 $1,415,798.00
Disclosure

SEC source: 0001012975-18-000147 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115,767

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transaction was executed in multiple trades at prices ranging from $188.51 to $189.50. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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February 05, 2018 Filed Feb 6, 2018 16:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,225 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · derivative · entry 6

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,225 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options were fully exercisable.

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February 05, 2018 Filed Feb 6, 2018 16:06 UTC SaleCommon Stock, par value $0.003 per share 523 $198.34 $103,730.15
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · nonDerivative · entry 5

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,054

F2 · price: The transaction was executed in multiple trades at prices ranging from $198.29 to $198.44. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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February 05, 2018 Filed Feb 6, 2018 16:06 UTC SaleCommon Stock, par value $0.003 per share 3,702 $197.93 $732,751.67
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · nonDerivative · entry 4

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,577

F1 · price: The transaction was executed in multiple trades at prices ranging from $197.2401 to $198.115. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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February 05, 2018 Filed Feb 6, 2018 16:06 UTC Exercise / conversionCommon Stock, par value $0.003 per share 4,225 $9.72 $41,067.00
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2018 Filed Feb 2, 2018 17:01 UTC
Themelis NicholasChief Information Officer
GrantCommon Stock, par value $0.003 per share 809 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 8

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,127

F3 · price: Settlement of performance shares granted January 15, 2017 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2019 and January 31, 2020.

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January 31, 2018 Filed Feb 2, 2018 17:01 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 162 $196.21 $31,786.02
Disclosure

SEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 7

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,318

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis.

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January 31, 2018 Filed Feb 2, 2018 17:01 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 396 $196.21 $77,699.16
Disclosure

SEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 6

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,480

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis.

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January 31, 2018 Filed Feb 2, 2018 17:01 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 1,340 $196.21 $262,921.40
Disclosure

SEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 5

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,876

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis.

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January 31, 2018 Filed Feb 2, 2018 17:01 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 127 $196.21 $24,918.67
Disclosure

SEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 4

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,216

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis.

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January 31, 2018 Filed Feb 2, 2018 17:01 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 323 $196.21 $63,375.83
Disclosure

SEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,343

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis.

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January 31, 2018 Filed Feb 2, 2018 17:01 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 352 $196.21 $69,065.92
Disclosure

SEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,666

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis.

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January 31, 2018 Filed Feb 2, 2018 17:01 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 1,094 $196.21 $214,653.74
Disclosure

SEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,018

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis.

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January 31, 2018 Filed Feb 2, 2018 16:46 UTC
McVey Richard MDirector · Chairman & CEO
GrantCommon Stock, par value $0.003 per share 5,177 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-18-000118 · edgar.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,257

F2 · price: Settlement of performance shares granted January 15, 2017 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2019 and January 31, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.