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Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2020 Filed Feb 4, 2020 21:28 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 1,769 $354.18 $626,544.42
Disclosure

SEC source: 0001209191-20-006341 · doc4.xml · nonDerivative · entry 2

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,719

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:28 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 2,358 $354.18 $835,156.44
Disclosure

SEC source: 0001209191-20-006341 · doc4.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,488

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:31 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 403 $354.18 $142,734.54
Disclosure

SEC source: 0001209191-20-006366 · doc4.xml · nonDerivative · entry 4

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,867

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:31 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 94 $354.18 $33,292.92
Disclosure

SEC source: 0001209191-20-006366 · doc4.xml · nonDerivative · entry 3

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,270

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:31 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 118 $354.18 $41,793.24
Disclosure

SEC source: 0001209191-20-006366 · doc4.xml · nonDerivative · entry 2

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,364

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:31 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 116 $354.18 $41,084.88
Disclosure

SEC source: 0001209191-20-006366 · doc4.xml · nonDerivative · entry 1

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,482

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 17:27 UTC
McVey Richard MDirector · Chairman & CEO
GrantCommon Stock, par value $0.003 per share 7,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005400 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,555

F1 · price: Settlement of performance shares granted January 15, 2019 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2021 and January 31, 2022.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 17:31 UTC
Themelis NicholasChief Information Officer
GrantCommon Stock, par value $0.003 per share 830 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005407 · doc4.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,631

F2 · price: Settlement of performance shares granted January 15, 2019 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2021 and January 31, 2022.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 17:31 UTC
Themelis NicholasChief Information Officer
GrantCommon Stock, par value $0.003 per share 44 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005407 · doc4.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,801

F1 · price: Settlement of performance shares granted January 22, 2016 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2020 and January 31, 2021.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 17:23 UTC
DELISE ANTONIO LChief Financial Officer
GrantCommon Stock, par value $0.003 per share 761 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005396 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,285

F2 · price: Settlement of performance shares granted January 15, 2019 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2021 and January 31, 2022.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 17:23 UTC
DELISE ANTONIO LChief Financial Officer
GrantCommon Stock, par value $0.003 per share 26 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005396 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,524

F1 · price: Settlement of performance shares granted January 22, 2016 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2020 and January 31, 2021.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 22:28 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
GrantCommon Stock, par value $0.003 per share 4,297 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005403 · doc4.xml · nonDerivative · entry 1

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,598

F1 · price: Settlement of performance shares granted January 15, 2019 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2021 and January 31, 2022.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 22:26 UTC
McPherson Kevin MGlobal Head of Sales
GrantCommon Stock, par value $0.003 per share 684 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005398 · doc4.xml · nonDerivative · entry 2

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,846

F2 · price: Settlement of performance shares granted January 15, 2019 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2021 and January 31, 2022.

Read SEC document
January 29, 2020 Filed Jan 29, 2020 22:26 UTC
McPherson Kevin MGlobal Head of Sales
GrantCommon Stock, par value $0.003 per share 37 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005398 · doc4.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,162

F1 · price: Settlement of performance shares granted January 22, 2016 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2020 and January 31, 2021.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 21:30 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
Tax withholdingCommon Stock, par value $0.003 per share 3,844 $370.44 $1,423,971.36
Disclosure

SEC source: 0001209191-20-004685 · doc4.xml · nonDerivative · entry 1

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,096

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC
McVey Richard MDirector · Chairman & CEO
GrantStock Option (right to buy) · Derivative 9,342 $0.00 Strike: $368.10 $0.00
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · derivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,342

Underlying: Common Stock · 9,342 shares

Expires 2026-01-15

F4 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 3,128 $368.10 $1,151,416.80
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,413

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 10,336 $368.10 $3,804,681.60
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,541

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 3,527 $368.10 $1,298,288.70
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,877

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 4,336 $368.10 $1,596,081.60
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,404

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the settlement of vested restricted stock units that had been deferred by Mr. McVey.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:30 UTC
McVey Richard MDirector · Chairman & CEO
GrantCommon Stock, par value $0.003 per share 2,324 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004009 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,740

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on February 15, 2021, and 33% on each of January 31, 2022 and January 31, 2023.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:34 UTC
Themelis NicholasChief Information Officer
GrantCommon Stock, par value $0.003 per share 943 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004023 · doc4.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,757

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:25 UTC
DELISE ANTONIO LChief Financial Officer
GrantCommon Stock, par value $0.003 per share 741 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003991 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,498

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:23 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
GrantCommon Stock, par value $0.003 per share 3,031 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003980 · doc4.xml · nonDerivative · entry 1

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,940

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:32 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
GrantCommon Stock, par value $0.003 per share 434 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004017 · doc4.xml · nonDerivative · entry 1

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,301

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan. The restricted stock will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:28 UTC
McPherson Kevin MGlobal Head of Sales
GrantCommon Stock, par value $0.003 per share 808 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004000 · doc4.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,125

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 09:09 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 982 $0.00 Strike: $101.77 $0.00
Disclosure

SEC source: 0001209191-19-061860 · doc4.xml · derivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 982 shares

Expires 2022-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were fully exercisable.

F1 · derivative.underlying_shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 09:09 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 2,266 $0.00 Strike: $88.25 $0.00
Disclosure

SEC source: 0001209191-19-061860 · doc4.xml · derivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133

Underlying: Common Stock · 2,266 shares

Expires 2020-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were fully exercisable.

F1 · derivative.underlying_shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 09:09 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 982 $101.77 $99,938.14
Disclosure

SEC source: 0001209191-19-061860 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 09:09 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 2,266 $88.25 $199,974.50
Disclosure

SEC source: 0001209191-19-061860 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:13 UTC
McVey Richard MDirector · Chairman & CEO
GiftCommon Stock, par value $0.003 per share 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060858 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,168

F1 · kind: Represents a bona fide gift of shares as a contribution to a charitable trust by the Reporting Person.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:27 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 3,647 $349.83 $1,275,830.01
Disclosure

SEC source: 0001209191-19-056107 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,168

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $349.63 to $350.16. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:27 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 6,444 $349.19 $2,250,180.36
Disclosure

SEC source: 0001209191-19-056107 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,815

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $348.61 to $349.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:27 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 5,814 $348.13 $2,024,027.82
Disclosure

SEC source: 0001209191-19-056107 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036,259

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $347.61 to $348.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:27 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 3,722 $347.14 $1,292,055.08
Disclosure

SEC source: 0001209191-19-056107 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042,073

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $346.61 to $347.58. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:27 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 373 $346.13 $129,106.49
Disclosure

SEC source: 0001209191-19-056107 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045,795

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $345.58 to $346.45. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:24 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 1,200 $349.72 $419,664.00
Disclosure

SEC source: 0001209191-19-056102 · doc4.xml · nonDerivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,814

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $349.35 to $350.00. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 17:24 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 1,300 $348.60 $453,180.00
Disclosure

SEC source: 0001209191-19-056102 · doc4.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,014

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $348.30 to $349.19. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 08, 2019 Filed Nov 12, 2019 17:24 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 1,500 $347.87 $521,805.00
Disclosure

SEC source: 0001209191-19-056102 · doc4.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,314

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $347.29 to $348.27. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 08, 2019 Filed Nov 12, 2019 17:29 UTC
DELISE ANTONIO LChief Financial Officer
SaleCommon Stock, par value $0.003 per share 904 $349.89 $316,300.56
Disclosure

SEC source: 0001209191-19-056111 · doc4.xml · nonDerivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,757

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $349.41 to $350.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 08, 2019 Filed Nov 12, 2019 17:29 UTC
DELISE ANTONIO LChief Financial Officer
SaleCommon Stock, par value $0.003 per share 710 $348.56 $247,477.60
Disclosure

SEC source: 0001209191-19-056111 · doc4.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,661

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $348.36 to $349.26. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 08, 2019 Filed Nov 12, 2019 17:29 UTC
DELISE ANTONIO LChief Financial Officer
SaleCommon Stock, par value $0.003 per share 786 $347.87 $273,425.82
Disclosure

SEC source: 0001209191-19-056111 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,371

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $347.33 to $348.27. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 08, 2019 Filed Nov 12, 2019 17:29 UTC
DELISE ANTONIO LChief Financial Officer
SaleCommon Stock, par value $0.003 per share 100 $346.26 $34,626.00
Disclosure

SEC source: 0001209191-19-056111 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,157

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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October 31, 2019 Filed Nov 1, 2019 16:37 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001209191-19-054730 · doc4.xml · derivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,779

Underlying: Common Stock · 42,000 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were fully exercisable.

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October 31, 2019 Filed Nov 1, 2019 16:37 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 21,821 $368.59 $8,043,002.39
Disclosure

SEC source: 0001209191-19-054730 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046,168

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October 31, 2019 Filed Nov 1, 2019 16:37 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 42,000 $21.56 $905,520.00
Disclosure

SEC source: 0001209191-19-054730 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 15, 2019 Filed Oct 17, 2019 20:12 UTC GrantCommon Stock, par value $0.003 per share 208 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053415 · doc4.xml · nonDerivative · entry 1

Gmelich Justin Gerald · CIK 0001790533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

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September 03, 2019 Filed Sep 5, 2019 16:15 UTC SaleCommon Stock, par value $0.003 per share 1,000 $402.82 $402,820.10
Disclosure

SEC source: 0001209191-19-048498 · doc4.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 42,808

F1 · price: The transaction was executed in multiple trades at prices ranging from $402.5622 to $403.2185. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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August 15, 2019 Filed Aug 19, 2019 20:09 UTC PurchaseCommon Stock, par value $0.003 per share 1,000 $358.49 $358,490.00
Disclosure

SEC source: 0001209191-19-046521 · doc4.xml · nonDerivative · entry 2

Prager Richard Leon · CIK 0001781504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 1,000

F1 · price: The transactions were executed in multiple trades at prices ranging from $357.93 to $358.50. The price above reflects the weighted average purchase price. Detailed information regarding the number of shares purchased at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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August 08, 2019 Filed Aug 9, 2019 16:15 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 330 $349.36 $115,288.80
Disclosure

SEC source: 0001209191-19-045336 · doc4.xml · nonDerivative · entry 5

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,814

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $349.29 to $349.53. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.