Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2024 Filed Dec 20, 2024 21:17 UTC |
Rossiello Anthony WilliamCFO & Treasurer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000163 · wk-form4_1734729443.xml · nonDerivative · entry 1 Rossiello Anthony William · CIK 0001838960 · CFO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,334 F1 · shares: Represents shares of restricted Common Stock granted to the reporting person by the Issuer, which vest ratably in three annual installments beginning on January 13, 2026. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 16:13 UTC |
Quateman Lisa GDirector
|
OtherRestricted Stock Units · Derivative | 356 | $7.39 | $2,630.84 |
DisclosureSEC source: 0001514281-24-000137 · wk-form4_1730492033.xml · derivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 14,186 Underlying: Common Stock · 356 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_price: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:13 UTC |
MITCHELL M CHRISTIANDirector
|
OtherRestricted Stock Units · Derivative | 356 | $7.39 | $2,630.84 |
DisclosureSEC source: 0001514281-24-000136 · wk-form4_1730492023.xml · derivative · entry 1 MITCHELL M CHRISTIAN · CIK 0001284574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,186 Underlying: Common Stock · 356 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_price: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:58 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 2,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000129 · wk-form4_1727989128.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,281 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 16:59 UTC |
Quateman Lisa GDirector
|
GrantCommon Stock | 2,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000130 · wk-form4_1727989138.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 34,334 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:58 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 2,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000128 · wk-form4_1727989118.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,796 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:58 UTC |
MITCHELL M CHRISTIANDirector
|
GrantCommon Stock | 2,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000127 · wk-form4_1727989108.xml · nonDerivative · entry 1 MITCHELL M CHRISTIAN · CIK 0001284574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,238 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:59 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 3,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000132 · wk-form4_1727989159.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,982 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:59 UTC |
Jozoff MatthewDirector
|
GrantCommon Stock | 2,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000131 · wk-form4_1727989149.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,995 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 16:23 UTC |
Quateman Lisa GDirector
|
OtherRestricted Stock Units · Derivative | 329 | $7.79 | $2,562.91 |
DisclosureSEC source: 0001514281-24-000114 · wk-form4_1722630171.xml · derivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 13,830 Underlying: Common Stock · 329 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_price: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 20:22 UTC |
MITCHELL M CHRISTIANDirector
|
OtherRestricted Stock Units · Derivative | 329 | $7.79 | $2,562.91 |
DisclosureSEC source: 0001514281-24-000113 · wk-form4_1722630161.xml · derivative · entry 1 MITCHELL M CHRISTIAN · CIK 0001284574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,830 Underlying: Common Stock · 329 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_price: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:17 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 3,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000105 · wk-form4_1720037820.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,643 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 16:16 UTC |
Quateman Lisa GDirector
|
GrantCommon Stock | 3,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000103 · wk-form4_1720037798.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 31,696 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:17 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 3,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000106 · wk-form4_1720037831.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,158 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:16 UTC |
MITCHELL M CHRISTIANDirector
|
GrantCommon Stock | 3,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000104 · wk-form4_1720037809.xml · nonDerivative · entry 1 MITCHELL M CHRISTIAN · CIK 0001284574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,600 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:17 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 4,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000107 · wk-form4_1720037841.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,355 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:16 UTC |
Jozoff MatthewDirector
|
GrantCommon Stock | 3,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000102 · wk-form4_1720037787.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,357 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:38 UTC |
Quateman Lisa GDirector
|
OtherRestricted Stock Units · Derivative | 417 | $5.65 | $2,356.05 |
DisclosureSEC source: 0001514281-24-000079 · wk-form4_1714682284.xml · derivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 13,501 Underlying: Common Stock · 417 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer. F2 · derivative.exercise_price: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:37 UTC |
MITCHELL M CHRISTIANDirector
|
OtherRestricted Stock Units · Derivative | 417 | $5.65 | $2,356.05 |
DisclosureSEC source: 0001514281-24-000078 · wk-form4_1714682264.xml · derivative · entry 1 MITCHELL M CHRISTIAN · CIK 0001284574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,501 Underlying: Common Stock · 417 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer. F2 · derivative.exercise_price: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:14 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 3,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000069 · wk-form4_1712175268.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,622 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 16:16 UTC |
Quateman Lisa GDirector
|
GrantCommon Stock | 3,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000073 · wk-form4_1712175367.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 28,675 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:15 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 3,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000071 · wk-form4_1712175308.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,137 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:15 UTC |
MITCHELL M CHRISTIANDirector
|
GrantCommon Stock | 3,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000070 · wk-form4_1712175288.xml · nonDerivative · entry 1 MITCHELL M CHRISTIAN · CIK 0001284574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,579 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:16 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 4,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000072 · wk-form4_1712175343.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,201 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:14 UTC |
Jozoff MatthewDirector
|
GrantCommon Stock | 3,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000068 · wk-form4_1712175248.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,336 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| February 28, 2024 Filed Feb 28, 2024 17:13 UTC |
Quateman Lisa GDirector
|
PurchaseCommon Stock | 4,000 | $6.03 | $24,119.60 |
DisclosureSEC source: 0001514281-24-000030 · wk-form4_1709158371.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 25,364 F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $6.0299 to $6.03, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 13:56 UTC |
Durkin ThomasDirector · CEO and President
|
PurchaseCommon Stock | 50,000 | $6.12 | $306,155.00 |
DisclosureSEC source: 0001514281-24-000028 · wk-form4_1708955763.xml · nonDerivative · entry 1 Durkin Thomas · CIK 0001722685 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,832 F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $5.99 to $6.22, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 16:04 UTC |
Quateman Lisa GDirector
|
OtherRestricted Stock Units · Derivative | 103 | $6.33 | $651.99 |
DisclosureSEC source: 0001514281-24-000021 · wk-form4_1706907850.xml · derivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 13,084 Underlying: Common Stock · 103 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer. F2 · derivative.exercise_price: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:04 UTC |
MITCHELL M CHRISTIANDirector
|
OtherRestricted Stock Units · Derivative | 103 | $6.33 | $651.99 |
DisclosureSEC source: 0001514281-24-000022 · wk-form4_1706907864.xml · derivative · entry 1 MITCHELL M CHRISTIAN · CIK 0001284574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,084 Underlying: Common Stock · 103 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer. F2 · derivative.exercise_price: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:43 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 3,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000011 · wk-form4_1704404584.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,311 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:43 UTC |
Quateman Lisa GDirector
|
GrantCommon Stock | 894 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000013 · wk-form4_1704404610.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 21,364 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy, representing a pro-rated amount based on the reporting person's appointment to the Issuer's Board of Directors. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:41 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 3,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000009 · wk-form4_1704404504.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,826 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:43 UTC |
MITCHELL M CHRISTIANDirector
|
GrantCommon Stock | 894 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000012 · wk-form4_1704404598.xml · nonDerivative · entry 1 MITCHELL M CHRISTIAN · CIK 0001284574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,268 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy, representing a pro-rated amount based on the reporting person's appointment to the Issuer's Board of Directors. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:41 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 4,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000008 · wk-form4_1704404435.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,649 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:42 UTC |
Jozoff MatthewDirector
|
GrantCommon Stock | 3,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000010 · wk-form4_1704404539.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,025 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| December 06, 2023 Filed Dec 6, 2023 16:52 UTC |
Quateman Lisa GDirector
|
GrantRestricted Stock Units · Derivative | 12,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001514281-23-000160 · wk-form4_1701899534.xml · derivative · entry 2 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 12,981 Underlying: Common Stock · 12,981 shares Expires not disclosed F3 · security: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · derivative.exercise_price: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · price: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · derivative.exercise_date: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · derivative.expiration_date: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| December 06, 2023 Filed Dec 6, 2023 16:52 UTC |
Quateman Lisa GDirector
|
OtherCommon Stock | 20,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000160 · wk-form4_1701899534.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 20,470 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of August 8, 2023 (the "Agreement"), by and among the Issuer, AGMIT Merger Sub, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub"), Western Asset Mortgage Capital Corporation ("WMC"), and solely for the limited purposes set forth in the Agreement, AG REIT Management, LLC, effective December 6, 2023 (the "Effective Time"), WMC merged with and into Merger Sub with Merger Sub continuing as the surviving company. At the Effective Time, each outstanding share of WMC common stock was converted into the right to receive: (i) 1.498 shares of common stock of the Issuer; and (ii) a cash amount equal to $0.92. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| December 06, 2023 Filed Dec 6, 2023 21:52 UTC |
MITCHELL M CHRISTIANDirector
|
GrantRestricted Stock Units · Derivative | 12,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001514281-23-000161 · wk-form4_1701899553.xml · derivative · entry 2 MITCHELL M CHRISTIAN · CIK 0001284574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,981 Underlying: Common Stock · 12,981 shares Expires not disclosed F2 · security: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.exercise_price: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · price: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. Read SEC document |
| December 06, 2023 Filed Dec 6, 2023 21:52 UTC |
MITCHELL M CHRISTIANDirector
|
OtherCommon Stock | 30,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000161 · wk-form4_1701899553.xml · nonDerivative · entry 1 MITCHELL M CHRISTIAN · CIK 0001284574 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,374 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of August 8, 2023 (the "Agreement"), by and among the Issuer, AGMIT Merger Sub, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub"), Western Asset Mortgage Capital Corporation ("WMC"), and solely for the limited purposes set forth in the Agreement, AG REIT Management, LLC, effective December 6, 2023 (the "Effective Time"), WMC merged with and into Merger Sub with Merger Sub continuing as the surviving company. At the Effective Time, each outstanding share of WMC common stock was converted into the right to receive: (i) 1.498 shares of common stock of the Issuer; and (ii) a cash amount equal to $0.92. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:07 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 3,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000114 · wk-form4_1696363600.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,147 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:07 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 3,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000115 · wk-form4_1696363645.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,662 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:06 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 4,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000113 · wk-form4_1696363569.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,298 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:08 UTC |
Jozoff MatthewDirector
|
GrantCommon Stock | 3,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000116 · wk-form4_1696363691.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,861 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:29 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 3,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000061 · wf-form4_168867533905905.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,550 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:29 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 3,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000062 · wf-form4_168867535491359.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,065 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:28 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 4,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000059 · wf-form4_168867530626434.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,352 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:28 UTC |
Jozoff MatthewDirector
|
GrantCommon Stock | 3,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000060 · wf-form4_168867532039143.xml · nonDerivative · entry 1 Jozoff Matthew · CIK 0001927752 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,264 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:40 UTC |
LINNEMAN PETERDirector
|
GrantCommon Stock | 3,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000038 · wf-form4_168064082994091.xml · nonDerivative · entry 1 LINNEMAN PETER · CIK 0001170994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,293 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:40 UTC |
Hurley DianneDirector
|
GrantCommon Stock | 3,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000036 · wf-form4_168064077231556.xml · nonDerivative · entry 1 Hurley Dianne · CIK 0001669018 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,808 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:41 UTC |
HESS DEBRA ANNDirector
|
GrantCommon Stock | 4,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000039 · wf-form4_168064085882925.xml · nonDerivative · entry 1 HESS DEBRA ANN · CIK 0001245523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,874 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.