Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TPG Mortgage Investment Trust, Inc.
Report date May 05, 2025 · Filed May 07, 2025
Section 16 reporting ended · disclosed 2025-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Living Trust | 55,096 |
Reported balance
After 2025-05-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-05-05 · Exercise / conversion · Acquired 15,030 · Balance 55,096 F1: On May 5, 2025, the reporting person's restricted stock units were settled for shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectBy Living Trust | 0 |
Reported balance
After 2025-05-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-05-05 · Exercise / conversion · Disposed 15,030 · Balance 0 F1: On May 5, 2025, the reporting person's restricted stock units were settled for shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2: Securities held by the Quateman Living Trust of which the reporting person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 5, 2025, the reporting person's restricted stock units were settled for shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer.
F2: Securities held by the Quateman Living Trust of which the reporting person is a trustee.
Western Asset Mortgage Capital Corp
Report date December 06, 2023 · Filed December 08, 2023
Section 16 reporting ended · disclosed 2023-12-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-12-06 transaction · row 1
1 source rowRow 1 · 2023-12-06 · Disposition to issuer · Disposed 11,810 · Balance 0 F1: On December 6, 2023, AG Mortgage Investment Trust, Inc. ("MITT") acquired Western Asset Mortgage Capital Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of August 8, 2023, entered into by and among the Issuer, MITT, AGMIT Merger Sub, LLC, a wholly owned subsidiary of MITT ("Merger Sub"), and solely for the limited purposes set forth in the Merger Agreement, AG REIT Management, LLC ("MITT Manager") (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with Merger Sub surviving such merger as a subsidiary of MITT (the "Merger"). F2: Reflects restricted stock units of the Issuer ("RSUs") and reconciliation of the Issuer's records. F3: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 1.498 validly issued, fully-paid and nonassessable shares of MITT common stock, and $0.92 in cash from MITT Manager, subject to any applicable withholding taxes (collectively, the "Merger Consideration"). Each unvested RSU held by the Reporting Person was equitably adjusted effective as of the Effective Time into restricted share unit awards relating to shares of MITT common stock that have the same value, vesting terms and other terms and conditions as applied to the corresponding RSU immediately prior to the Effective Time. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Living Trust | 0 |
Reported balance
After 2023-12-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-12-06 · Disposition to issuer · Disposed 10,521 · Balance 0 F1: On December 6, 2023, AG Mortgage Investment Trust, Inc. ("MITT") acquired Western Asset Mortgage Capital Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of August 8, 2023, entered into by and among the Issuer, MITT, AGMIT Merger Sub, LLC, a wholly owned subsidiary of MITT ("Merger Sub"), and solely for the limited purposes set forth in the Merger Agreement, AG REIT Management, LLC ("MITT Manager") (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with Merger Sub surviving such merger as a subsidiary of MITT (the "Merger"). F2: Reflects restricted stock units of the Issuer ("RSUs") and reconciliation of the Issuer's records. F3: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 1.498 validly issued, fully-paid and nonassessable shares of MITT common stock, and $0.92 in cash from MITT Manager, subject to any applicable withholding taxes (collectively, the "Merger Consideration"). Each unvested RSU held by the Reporting Person was equitably adjusted effective as of the Effective Time into restricted share unit awards relating to shares of MITT common stock that have the same value, vesting terms and other terms and conditions as applied to the corresponding RSU immediately prior to the Effective Time. F4: Securities held by the Quateman Living Trust of which the reporting person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 6, 2023, AG Mortgage Investment Trust, Inc. ("MITT") acquired Western Asset Mortgage Capital Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of August 8, 2023, entered into by and among the Issuer, MITT, AGMIT Merger Sub, LLC, a wholly owned subsidiary of MITT ("Merger Sub"), and solely for the limited purposes set forth in the Merger Agreement, AG REIT Management, LLC ("MITT Manager") (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with Merger Sub surviving such merger as a subsidiary of MITT (the "Merger").
F2: Reflects restricted stock units of the Issuer ("RSUs") and reconciliation of the Issuer's records.
F3: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 1.498 validly issued, fully-paid and nonassessable shares of MITT common stock, and $0.92 in cash from MITT Manager, subject to any applicable withholding taxes (collectively, the "Merger Consideration"). Each unvested RSU held by the Reporting Person was equitably adjusted effective as of the Effective Time into restricted share unit awards relating to shares of MITT common stock that have the same value, vesting terms and other terms and conditions as applied to the corresponding RSU immediately prior to the Effective Time.
F4: Securities held by the Quateman Living Trust of which the reporting person is a trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2025 Filed May 7, 2025 17:10 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionRestricted Stock Units · Derivative | 15,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001514281-25-000065 · wk-form4_1746652245.xml · derivative · entry 2 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 0 Underlying: Common Stock · 15,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 5, 2025, the reporting person's restricted stock units were settled for shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · price: On May 5, 2025, the reporting person's restricted stock units were settled for shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: On May 5, 2025, the reporting person's restricted stock units were settled for shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: On May 5, 2025, the reporting person's restricted stock units were settled for shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| May 05, 2025 Filed May 7, 2025 17:10 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | Exercise / conversionCommon Stock | 15,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001514281-25-000065 · wk-form4_1746652245.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 55,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 5, 2025, the reporting person's restricted stock units were settled for shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. Read SEC document |
| April 30, 2025 Filed May 2, 2025 16:11 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | OtherRestricted Stock Units · Derivative | 445 | $6.56 | $2,919.20 |
DisclosureSEC source: 0001514281-25-000050 · wk-form4_1746216708.xml · derivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 15,030 Underlying: Common Stock · 445 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_price: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 16:39 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | GrantCommon Stock | 2,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-25-000047 · wk-form4_1743712727.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 40,066 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 17:14 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | OtherRestricted Stock Units · Derivative | 399 | $6.76 | $2,697.24 |
DisclosureSEC source: 0001514281-25-000015 · wk-form4_1738620866.xml · derivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 14,585 Underlying: Common Stock · 399 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_price: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 16:13 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | GrantCommon Stock | 2,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-25-000009 · wk-form4_1736198026.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 37,319 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 16:13 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | OtherRestricted Stock Units · Derivative | 356 | $7.39 | $2,630.84 |
DisclosureSEC source: 0001514281-24-000137 · wk-form4_1730492033.xml · derivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 14,186 Underlying: Common Stock · 356 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_price: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 16:59 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | GrantCommon Stock | 2,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000130 · wk-form4_1727989138.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 34,334 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 16:23 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | OtherRestricted Stock Units · Derivative | 329 | $7.79 | $2,562.91 |
DisclosureSEC source: 0001514281-24-000114 · wk-form4_1722630171.xml · derivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 13,830 Underlying: Common Stock · 329 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_price: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.exercise_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F1 · derivative.expiration_date: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units are fully vested, have no expiration, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 16:16 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | GrantCommon Stock | 3,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000103 · wk-form4_1720037798.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 31,696 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:38 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | OtherRestricted Stock Units · Derivative | 417 | $5.65 | $2,356.05 |
DisclosureSEC source: 0001514281-24-000079 · wk-form4_1714682284.xml · derivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 13,501 Underlying: Common Stock · 417 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer. F2 · derivative.exercise_price: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 16:16 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | GrantCommon Stock | 3,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000073 · wk-form4_1712175367.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 28,675 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| February 28, 2024 Filed Feb 28, 2024 17:13 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | PurchaseCommon Stock | 4,000 | $6.03 | $24,119.60 |
DisclosureSEC source: 0001514281-24-000030 · wk-form4_1709158371.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 25,364 F1 · price: Represents a weighted average price per share. These shares were purchased in multiple transactions ranging from $6.0299 to $6.03, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 16:04 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | OtherRestricted Stock Units · Derivative | 103 | $6.33 | $651.99 |
DisclosureSEC source: 0001514281-24-000021 · wk-form4_1706907850.xml · derivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 13,084 Underlying: Common Stock · 103 shares Expires not disclosed F1 · security: Represents restricted stock units granted by the Issuer pursuant to dividend equivalent rights on previously awarded restricted stock units. The restricted stock units will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer. F2 · derivative.exercise_price: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.exercise_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · derivative.expiration_date: Restricted stock units have no expiration and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:43 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | GrantCommon Stock | 894 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-24-000013 · wk-form4_1704404610.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 21,364 F1 · price: Shares were granted to the reporting person in accordance with the Issuer's independent director compensation policy, representing a pro-rated amount based on the reporting person's appointment to the Issuer's Board of Directors. The restricted shares are fully vested, but may not be sold or transferred during the reporting person's term of service on the Issuer's Board of Directors. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| December 06, 2023 Filed Dec 6, 2023 16:52 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | GrantRestricted Stock Units · Derivative | 12,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001514281-23-000160 · wk-form4_1701899534.xml · derivative · entry 2 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 12,981 Underlying: Common Stock · 12,981 shares Expires not disclosed F3 · security: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · derivative.exercise_price: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · price: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · derivative.exercise_date: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F3 · derivative.expiration_date: Pursuant to the Agreement, the Issuer granted to the reporting person restricted stock units that will vest on June 23, 2024, subject to such reporting person's continued service to the Issuer through the vesting date, and will be settled in shares of the Issuer's common stock, on a one-for-one basis, upon the reporting person's separation from service with the Issuer. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| December 06, 2023 Filed Dec 6, 2023 16:52 UTC | TPG Mortgage Investment Trust, Inc. MITT · Entity 6278 | OtherCommon Stock | 20,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001514281-23-000160 · wk-form4_1701899534.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 20,470 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of August 8, 2023 (the "Agreement"), by and among the Issuer, AGMIT Merger Sub, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub"), Western Asset Mortgage Capital Corporation ("WMC"), and solely for the limited purposes set forth in the Agreement, AG REIT Management, LLC, effective December 6, 2023 (the "Effective Time"), WMC merged with and into Merger Sub with Merger Sub continuing as the surviving company. At the Effective Time, each outstanding share of WMC common stock was converted into the right to receive: (i) 1.498 shares of common stock of the Issuer; and (ii) a cash amount equal to $0.92. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 17:00 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | Disposition to issuerCommon Stock, par value $0.01 per share | 10,521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-057968 · doc4.xml · nonDerivative · entry 2 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 0 F1 · kind: On December 6, 2023, AG Mortgage Investment Trust, Inc. ("MITT") acquired Western Asset Mortgage Capital Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of August 8, 2023, entered into by and among the Issuer, MITT, AGMIT Merger Sub, LLC, a wholly owned subsidiary of MITT ("Merger Sub"), and solely for the limited purposes set forth in the Merger Agreement, AG REIT Management, LLC ("MITT Manager") (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with Merger Sub surviving such merger as a subsidiary of MITT (the "Merger"). F2 · shares: Reflects restricted stock units of the Issuer ("RSUs") and reconciliation of the Issuer's records. F3 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 1.498 validly issued, fully-paid and nonassessable shares of MITT common stock, and $0.92 in cash from MITT Manager, subject to any applicable withholding taxes (collectively, the "Merger Consideration"). Each unvested RSU held by the Reporting Person was equitably adjusted effective as of the Effective Time into restricted share unit awards relating to shares of MITT common stock that have the same value, vesting terms and other terms and conditions as applied to the corresponding RSU immediately prior to the Effective Time. F4 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 17:00 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | Disposition to issuerCommon Stock, par value $0.01 per share | 11,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-057968 · doc4.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 6, 2023, AG Mortgage Investment Trust, Inc. ("MITT") acquired Western Asset Mortgage Capital Corporation (the "Issuer") pursuant to an Agreement and Plan of Merger, dated as of August 8, 2023, entered into by and among the Issuer, MITT, AGMIT Merger Sub, LLC, a wholly owned subsidiary of MITT ("Merger Sub"), and solely for the limited purposes set forth in the Merger Agreement, AG REIT Management, LLC ("MITT Manager") (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with Merger Sub surviving such merger as a subsidiary of MITT (the "Merger"). F2 · shares: Reflects restricted stock units of the Issuer ("RSUs") and reconciliation of the Issuer's records. F3 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 1.498 validly issued, fully-paid and nonassessable shares of MITT common stock, and $0.92 in cash from MITT Manager, subject to any applicable withholding taxes (collectively, the "Merger Consideration"). Each unvested RSU held by the Reporting Person was equitably adjusted effective as of the Effective Time into restricted share unit awards relating to shares of MITT common stock that have the same value, vesting terms and other terms and conditions as applied to the corresponding RSU immediately prior to the Effective Time. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 19:26 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | GrantCommon Stock, par value $0.01 per share | 7,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010362 · form4-06272023_110600.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 7,796 F1 · shares: These restricted stock units will vest on the first anniversary of the date of grant, subject to the reporting person's continued service to Western Asset Mortgage Capital Corporation (the "Company") through the vesting date, and will be settled in shares of the Company's common stock upon the reporting person's separation from service with the Company. F2 · ownership.nature: Securities held by the Quateman Living Trust of which the reporting person is a trustee. Read SEC document |
| June 24, 2022 Filed Jul 19, 2022 17:22 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | GrantCommon Stock, par value $0.01 per share | 54,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-007795 · form4-07192022_020709.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,009 F1 · shares: These restricted stock units will vest on the first anniversary of the date of grant, subject to the reporting person's continued service to Western Asset Mortgage Capital Corporation (the "Company") through the vesting date, and will be settled in shares of the Company's common stock upon the reporting person's separation from service with the Company. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:04 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | GrantCommon Stock, par value $0.01 per share | 20,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007137 · edgar.xml · nonDerivative · entry 1 Quateman Lisa G · CIK 0001815962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,745 F1 · shares: These restricted stock units will vest on the first anniversary of the date of grant, subject to the reporting person's continued service to Western Asset Mortgage CapitalCorporation (the "Company") through the vesting date, and will be settled in shares of the Company's common stock upon the reporting person's separation from service with theCompany. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 18:01 UTC | Western Asset Mortgage Capital Corp WMC · Entity 107648 | GrantCommon Stock, par value $0.01 per share | 25,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038586 · doc4.xml · nonDerivative · entry 1 Quateman Lisa · CIK 0001815962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,455 F1 · shares: These restricted stock units will vest on the first anniversary of the date of grant, subject to the reporting person's continued service to Western Asset Mortgage Capital Corporation (the "Company") through the vesting date, and will be settled in shares of the Company's common stock upon the reporting person's separation from service with the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.