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Nasdaq · USD

MIST

Milestone Pharmaceuticals Inc.

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Tapewire entity
6561
SEC CIK
0001408443
Parsed reports
158

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202607
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2025 Filed Jan 28, 2026 23:30 UTC
Nelson Jeffrey EdwardChief Operating Officer
GrantCommon Shares 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001943112-26-000002 · form4-01282026_060107.xml · nonDerivative · entry 1

Nelson Jeffrey Edward · CIK 0001943112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents a performance stock unit ("PSU") award that vested upon the certification by the Compensation Committee of the Board of Directors of the Issuer that the U.S. Food and Drug Administration has provided a New Drug Application Approval Letter granting approval of Cardamyst (etripamil).

F2 · price: Each PSU represents a contingent right to receive one common share.

Read SEC document
December 12, 2025 Filed Jan 28, 2026 23:30 UTC
Muller LorenzChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001771207-26-000002 · form4-01282026_060105.xml · derivative · entry 5

Muller Lorenz · CIK 0001771207 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2034-05-06

F6 · derivative.exercise_date: 50% of the option will vest on June 12, 2026 and 50% will vest on December 12, 2026, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
December 12, 2025 Filed Jan 28, 2026 23:30 UTC
Muller LorenzChief Commercial Officer
GrantCommon Shares 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001771207-26-000002 · form4-01282026_060105.xml · nonDerivative · entry 1

Muller Lorenz · CIK 0001771207 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,052

F1 · shares: Represents a performance stock unit ("PSU") award that vested upon the certification by the Compensation Committee of the Board of Directors of the Issuer that the U.S. Food and Drug Administration has provided a New Drug Application Approval Letter granting approval of Cardamyst (etripamil).

F2 · price: Each PSU represents a contingent right to receive one common share.

Read SEC document
December 12, 2025 Filed Jan 28, 2026 23:30 UTC
Hasija AmitCFO & EVP of Corp. Development
GrantEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001787700-26-000002 · form4-01282026_060103.xml · derivative · entry 5

Hasija Amit · CIK 0001787700 · CFO & EVP of Corp. Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2034-05-06

F6 · derivative.exercise_date: 50% of the option will vest on June 12, 2026 and 50% will vest on December 12, 2026, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
December 12, 2025 Filed Jan 28, 2026 23:30 UTC
Hasija AmitCFO & EVP of Corp. Development
GrantCommon Shares 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001787700-26-000002 · form4-01282026_060103.xml · nonDerivative · entry 1

Hasija Amit · CIK 0001787700 · CFO & EVP of Corp. Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

F1 · shares: Represents a performance stock unit ("PSU") award that vested upon the certification by the Compensation Committee of the Board of Directors of the Issuer that the U.S. Food and Drug Administration has provided a New Drug Application Approval Letter granting approval of Cardamyst (etripamil).

F2 · price: Each PSU represents a contingent right to receive one common share.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 21:15 UTC
Muller LorenzChief Commercial Officer
GiftCommon Shares 25,000 $0.00 $0.00
Disclosure

SEC source: 0001771207-25-000002 · form4-12112025_041204.xml · nonDerivative · entry 1

Muller Lorenz · CIK 0001771207 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,052

F1 · kind: Represents a bona fide gift for no consideration to members of the Reporting Person's family outside the Reporting Person's household.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 16:15 UTC
Bharucha DavidChief Medical Officer
GrantSeries B Common Warrants (right to buy) · Derivative 53,333 Not disclosed Strike: $1.88 Not disclosed
Disclosure

SEC source: 0001415889-25-019773 · form4-07152025_040715.xml · derivative · entry 3

Bharucha David · CIK 0001910985 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,333

Underlying: Common Shares · 53,333 shares

Expires 2030-07-11

F1 · price: The reported securities are included within 53,333 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 53,333 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 16:15 UTC
Bharucha DavidChief Medical Officer
GrantSeries A Common Warrants (right to buy) · Derivative 53,333 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-019773 · form4-07152025_040715.xml · derivative · entry 2

Bharucha David · CIK 0001910985 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,333

Underlying: Common Shares · 53,333 shares

Expires 2026-07-11

F1 · price: The reported securities are included within 53,333 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 53,333 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 16:15 UTC
Bharucha DavidChief Medical Officer
GrantCommon Shares 53,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-019773 · form4-07152025_040715.xml · nonDerivative · entry 1

Bharucha David · CIK 0001910985 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,333

F1 · price: The reported securities are included within 53,333 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 53,333 shares of common stock.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC
Oliveto JosephDirector · President and CEO
GrantSeries B Common Warrants (right to buy) · Derivative 66,666 Not disclosed Strike: $1.88 Not disclosed
Disclosure

SEC source: 0001415889-25-019772 · form4-07152025_040710.xml · derivative · entry 3

Oliveto Joseph · CIK 0001437782 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,666

Underlying: Common Shares · 66,666 shares

Expires 2030-07-11

F1 · price: The reported securities are included within 66,666 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 66,666 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC
Oliveto JosephDirector · President and CEO
GrantSeries A Common Warrants (right to buy) · Derivative 66,666 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-019772 · form4-07152025_040710.xml · derivative · entry 2

Oliveto Joseph · CIK 0001437782 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,666

Underlying: Common Shares · 66,666 shares

Expires 2026-07-11

F1 · price: The reported securities are included within 66,666 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 66,666 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC
Oliveto JosephDirector · President and CEO
GrantCommon Shares 66,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-019772 · form4-07152025_040710.xml · nonDerivative · entry 1

Oliveto Joseph · CIK 0001437782 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,221

F1 · price: The reported securities are included within 66,666 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 66,666 shares of common stock.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC GrantSeries B Common Warrants (right to buy) · Derivative 100,000 Not disclosed Strike: $1.88 Not disclosed
Disclosure

SEC source: 0001415889-25-019770 · form4-07152025_040701.xml · derivative · entry 3

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2030-07-11

F1 · price: The reported securities are included within 100,000 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 100,000 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC GrantSeries A Common Warrants (right to buy) · Derivative 100,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-019770 · form4-07152025_040701.xml · derivative · entry 2

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2026-07-11

F1 · price: The reported securities are included within 100,000 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 100,000 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC GrantCommon Shares 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-019770 · form4-07152025_040701.xml · nonDerivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The reported securities are included within 100,000 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 100,000 shares of common stock.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC
Hasija AmitCFO & EVP of Corp. Development
GrantSeries B Common Warrants (right to buy) · Derivative 50,000 Not disclosed Strike: $1.88 Not disclosed
Disclosure

SEC source: 0001415889-25-019775 · form4-07152025_040722.xml · derivative · entry 3

Hasija Amit · CIK 0001787700 · CFO & EVP of Corp. Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2030-07-11

F1 · price: The reported securities are included within 50,000 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 50,000 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC
Hasija AmitCFO & EVP of Corp. Development
GrantSeries A Common Warrants (right to buy) · Derivative 50,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-019775 · form4-07152025_040722.xml · derivative · entry 2

Hasija Amit · CIK 0001787700 · CFO & EVP of Corp. Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2026-07-11

F1 · price: The reported securities are included within 50,000 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 50,000 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC
Hasija AmitCFO & EVP of Corp. Development
GrantCommon Shares 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-019775 · form4-07152025_040722.xml · nonDerivative · entry 1

Hasija Amit · CIK 0001787700 · CFO & EVP of Corp. Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The reported securities are included within 50,000 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 50,000 shares of common stock.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC GrantSeries B Common Warrants (right to buy) · Derivative 16,793 Not disclosed Strike: $1.88 Not disclosed
Disclosure

SEC source: 0001415889-25-019776 · form4-07152025_040723.xml · derivative · entry 5

Liebert Debra K. · CIK 0001772891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,793

Underlying: Common Shares · 16,793 shares

Expires 2030-07-11

F1 · price: The reported securities are included within 16,793 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 16,793 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC GrantSeries A Common Warrants (right to buy) · Derivative 16,793 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-019776 · form4-07152025_040723.xml · derivative · entry 4

Liebert Debra K. · CIK 0001772891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,793

Underlying: Common Shares · 16,793 shares

Expires 2026-07-11

F1 · price: The reported securities are included within 16,793 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 16,793 shares of common stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC GrantCommon Shares 16,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-019776 · form4-07152025_040723.xml · nonDerivative · entry 1

Liebert Debra K. · CIK 0001772891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,793

F1 · price: The reported securities are included within 16,793 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 16,793 shares of common stock.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC GrantSeries B Common Warrants (right to buy) · Derivative 50,000 Not disclosed Strike: $1.88 Not disclosed
Disclosure

SEC source: 0001415889-25-019774 · form4-07152025_040719.xml · derivative · entry 3

Wills Robert James · CIK 0001634189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2030-07-11

F1 · price: The reported securities are included within 50,000 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 50,000 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC GrantSeries A Common Warrants (right to buy) · Derivative 50,000 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-019774 · form4-07152025_040719.xml · derivative · entry 2

Wills Robert James · CIK 0001634189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 50,000 shares

Expires 2026-07-11

F1 · price: The reported securities are included within 50,000 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 50,000 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC GrantCommon Shares 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-019774 · form4-07152025_040719.xml · nonDerivative · entry 1

Wills Robert James · CIK 0001634189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

F1 · price: The reported securities are included within 50,000 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 50,000 shares of common stock.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC
Muller LorenzChief Commercial Officer
GrantSeries B Common Warrants (right to buy) · Derivative 66,666 Not disclosed Strike: $1.88 Not disclosed
Disclosure

SEC source: 0001415889-25-019771 · form4-07152025_040705.xml · derivative · entry 3

Muller Lorenz · CIK 0001771207 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,666

Underlying: Common Shares · 66,666 shares

Expires 2030-07-11

F1 · price: The reported securities are included within 66,666 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 66,666 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC
Muller LorenzChief Commercial Officer
GrantSeries A Common Warrants (right to buy) · Derivative 66,666 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001415889-25-019771 · form4-07152025_040705.xml · derivative · entry 2

Muller Lorenz · CIK 0001771207 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,666

Underlying: Common Shares · 66,666 shares

Expires 2026-07-11

F1 · price: The reported securities are included within 66,666 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 66,666 shares of common stock.

F2 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
July 11, 2025 Filed Jul 15, 2025 20:15 UTC
Muller LorenzChief Commercial Officer
GrantCommon Shares 66,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-019771 · form4-07152025_040705.xml · nonDerivative · entry 1

Muller Lorenz · CIK 0001771207 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,052

F1 · price: The reported securities are included within 66,666 Issuer Units purchased by the Reporting Person for $1.50 per Unit. Each Unit consists of one common share, one Series A common warrant and one Series B common warrant, each warrant represents the right to purchase 66,666 shares of common stock.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:19 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001415889-25-016932 · form4-06122025_040611.xml · derivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on July 10, 2025, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:19 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001415889-25-016931 · form4-06122025_040608.xml · derivative · entry 1

Giles Lisa M. · CIK 0001568850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on July 10, 2025, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:19 UTC
Saik AndrewDirector
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001415889-25-016933 · form4-06122025_040612.xml · derivative · entry 1

Saik Andrew · CIK 0001616284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on July 10, 2025, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:19 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001415889-25-016930 · form4-06122025_040605.xml · derivative · entry 1

Fischer Seth H. Z. · CIK 0001573553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on July 10, 2025, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:19 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001415889-25-016935 · form4-06122025_040616.xml · derivative · entry 1

Wills Robert James · CIK 0001634189 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on July 10, 2025, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:19 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001415889-25-016934 · form4-06122025_040614.xml · derivative · entry 1

TOMSICEK MICHAEL JOHN · CIK 0001570392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on July 10, 2025, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:19 UTC
Duty StuartDirector
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001415889-25-016929 · form4-06122025_040603.xml · derivative · entry 1

Duty Stuart · CIK 0001970274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-06-10

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on July 10, 2025, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 16:15 UTC
Bharucha DavidChief Medical Officer
GrantRestricted Stock Unit · Derivative 80,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002266 · form4-01292025_040106.xml · derivative · entry 2

Bharucha David · CIK 0001910985 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,400

Underlying: Common Shares · 80,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share.

F3 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the restricted stock unit award vest on each of Jaunary 27, 2026, Jaunary 27, 2027, Jaunary 27, 2028 and Jaunary 27, 2029, subject to the Reporting Person continuing to provide service through each such date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the shares subject to the restricted stock unit award vest on each of Jaunary 27, 2026, Jaunary 27, 2027, Jaunary 27, 2028 and Jaunary 27, 2029, subject to the Reporting Person continuing to provide service through each such date.

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January 27, 2025 Filed Jan 29, 2025 16:15 UTC
Bharucha DavidChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 120,600 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001415889-25-002266 · form4-01292025_040106.xml · derivative · entry 1

Bharucha David · CIK 0001910985 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,600

Underlying: Common Shares · 120,600 shares

Expires 2035-01-27

F1 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vest on Jaunary 27, 2026, and one thirty-sixth (1/36th) of the remaining shares subject to this option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

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January 27, 2025 Filed Jan 29, 2025 21:15 UTC
Oliveto JosephDirector · President and CEO
GrantRestricted Stock Unit · Derivative 266,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002265 · form4-01292025_040104.xml · derivative · entry 2

Oliveto Joseph · CIK 0001437782 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,400

Underlying: Common Shares · 266,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share.

F3 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the restricted stock unit award vest on each of Jaunary 27, 2026, Jaunary 27, 2027, Jaunary 27, 2028 and Jaunary 27, 2029, subject to the Reporting Person continuing to provide service through each such date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the shares subject to the restricted stock unit award vest on each of Jaunary 27, 2026, Jaunary 27, 2027, Jaunary 27, 2028 and Jaunary 27, 2029, subject to the Reporting Person continuing to provide service through each such date.

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January 27, 2025 Filed Jan 29, 2025 21:15 UTC
Oliveto JosephDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 399,600 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001415889-25-002265 · form4-01292025_040104.xml · derivative · entry 1

Oliveto Joseph · CIK 0001437782 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,600

Underlying: Common Shares · 399,600 shares

Expires 2035-01-27

F1 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vest on Jaunary 27, 2026, and one thirty-sixth (1/36th) of the remaining shares subject to this option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

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January 27, 2025 Filed Jan 29, 2025 21:15 UTC
Nelson Jeffrey EdwardChief Operating Officer
GrantRestricted Stock Unit · Derivative 80,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002269 · form4-01292025_040113.xml · derivative · entry 2

Nelson Jeffrey Edward · CIK 0001943112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,400

Underlying: Common Shares · 80,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share.

F3 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the restricted stock unit award vest on each of Jaunary 27, 2026, Jaunary 27, 2027, Jaunary 27, 2028 and Jaunary 27, 2029, subject to the Reporting Person continuing to provide service through each such date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the shares subject to the restricted stock unit award vest on each of Jaunary 27, 2026, Jaunary 27, 2027, Jaunary 27, 2028 and Jaunary 27, 2029, subject to the Reporting Person continuing to provide service through each such date.

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January 27, 2025 Filed Jan 29, 2025 21:15 UTC
Nelson Jeffrey EdwardChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 120,600 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001415889-25-002269 · form4-01292025_040113.xml · derivative · entry 1

Nelson Jeffrey Edward · CIK 0001943112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,600

Underlying: Common Shares · 120,600 shares

Expires 2035-01-27

F1 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vest on Jaunary 27, 2026, and one thirty-sixth (1/36th) of the remaining shares subject to this option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

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January 27, 2025 Filed Jan 29, 2025 21:15 UTC
Hasija AmitCFO & EVP of Corp. Development
GrantRestricted Stock Unit · Derivative 80,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002267 · form4-01292025_040108.xml · derivative · entry 2

Hasija Amit · CIK 0001787700 · CFO & EVP of Corp. Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,400

Underlying: Common Shares · 80,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share.

F3 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the restricted stock unit award vest on each of Jaunary 27, 2026, Jaunary 27, 2027, Jaunary 27, 2028 and Jaunary 27, 2029, subject to the Reporting Person continuing to provide service through each such date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the shares subject to the restricted stock unit award vest on each of Jaunary 27, 2026, Jaunary 27, 2027, Jaunary 27, 2028 and Jaunary 27, 2029, subject to the Reporting Person continuing to provide service through each such date.

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January 27, 2025 Filed Jan 29, 2025 21:15 UTC
Hasija AmitCFO & EVP of Corp. Development
GrantEmployee Stock Option (right to buy) · Derivative 120,600 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001415889-25-002267 · form4-01292025_040108.xml · derivative · entry 1

Hasija Amit · CIK 0001787700 · CFO & EVP of Corp. Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,600

Underlying: Common Shares · 120,600 shares

Expires 2035-01-27

F1 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vest on Jaunary 27, 2026, and one thirty-sixth (1/36th) of the remaining shares subject to this option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

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January 27, 2025 Filed Jan 29, 2025 21:15 UTC
Muller LorenzChief Commercial Officer
GrantRestricted Stock Unit · Derivative 80,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002268 · form4-01292025_040111.xml · derivative · entry 2

Muller Lorenz · CIK 0001771207 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,400

Underlying: Common Shares · 80,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share.

F3 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the restricted stock unit award vest on each of Jaunary 27, 2026, Jaunary 27, 2027, Jaunary 27, 2028 and Jaunary 27, 2029, subject to the Reporting Person continuing to provide service through each such date.

F3 · derivative.expiration_date: One-fourth (1/4th) of the shares subject to the restricted stock unit award vest on each of Jaunary 27, 2026, Jaunary 27, 2027, Jaunary 27, 2028 and Jaunary 27, 2029, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 21:15 UTC
Muller LorenzChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 120,600 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001415889-25-002268 · form4-01292025_040111.xml · derivative · entry 1

Muller Lorenz · CIK 0001771207 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,600

Underlying: Common Shares · 120,600 shares

Expires 2035-01-27

F1 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the option vest on Jaunary 27, 2026, and one thirty-sixth (1/36th) of the remaining shares subject to this option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:31 UTC GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001415889-24-022914 · form4-09052024_080906.xml · derivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Shares · 80,000 shares

Expires 2034-09-03

F1 · derivative.exercise_date: This option will vest in equal monthly installments, beginning on October 3, 2024, over a period of three years, subject to the Reporting Person continuing to provide service through each such vesting date.

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August 28, 2024 Filed Aug 29, 2024 20:15 UTC
Saik AndrewDirector
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001415889-24-022537 · form4-08292024_040813.xml · derivative · entry 1

Saik Andrew · CIK 0001616284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Shares · 40,000 shares

Expires 2034-08-28

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on September 28, 2024, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

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August 28, 2024 Filed Aug 29, 2024 20:15 UTC
Duty StuartDirector
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001415889-24-022536 · form4-08292024_040810.xml · derivative · entry 1

Duty Stuart · CIK 0001970274 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Shares · 40,000 shares

Expires 2034-08-28

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on September 28, 2024, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 20:15 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001415889-24-022534 · form4-08292024_040806.xml · derivative · entry 1

Giles Lisa M. · CIK 0001568850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Shares · 40,000 shares

Expires 2034-08-28

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on September 28, 2024, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 20:15 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001415889-24-022533 · form4-08292024_040804.xml · derivative · entry 1

Fischer Seth H. Z. · CIK 0001573553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Shares · 40,000 shares

Expires 2034-08-28

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on September 28, 2024, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 20:15 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001415889-24-022535 · form4-08292024_040808.xml · derivative · entry 1

TOMSICEK MICHAEL JOHN · CIK 0001570392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Shares · 40,000 shares

Expires 2034-08-28

F1 · derivative.exercise_date: This option will vest in twelve (12) equal monthly installments, beginning on September 28, 2024, provided that the option will in any case be fully vested on the date of next annual meeting of the stockholders of the Issuer, subject to the Reporting Person continuing to provide service through each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.