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Nasdaq · USD

MIDD

MIDDLEBY Corp

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Tapewire entity
3889
SEC CIK
0000769520
Parsed reports
299

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202580
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2023 Filed Aug 11, 2023 21:09 UTC
FITZGERALD TIMOTHY JOHNDirector · Chief Executive Officer
GrantCommon Stock 13,919 Not disclosed Not disclosed
Disclosure

SEC source: 0001248449-23-000006 · wk-form4_1691788136.xml · nonDerivative · entry 1

FITZGERALD TIMOTHY JOHN · CIK 0001248449 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,094

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 21:07 UTC
Cerwin Brittany CChief Accounting Officer
GrantCommon Stock 2,377 Not disclosed Not disclosed
Disclosure

SEC source: 0001979116-23-000007 · wk-form4_1691788025.xml · nonDerivative · entry 1

Cerwin Brittany C · CIK 0001979116 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,177

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 21:04 UTC
Fuchsen Matthew RChief Development Officer
GrantCommon Stock 3,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001979292-23-000005 · wk-form4_1691787874.xml · nonDerivative · entry 1

Fuchsen Matthew R · CIK 0001979292 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,611

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 21:02 UTC
Spittle SteveChief Commercial Officer
GrantCommon Stock 5,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001847239-23-000005 · wk-form4_1691787761.xml · nonDerivative · entry 1

Spittle Steve · CIK 0001847239 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,221

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 21:01 UTC
Pool III James KChief Technology and*
GrantCommon Stock 5,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001847250-23-000007 · wk-form4_1691787695.xml · nonDerivative · entry 1

Pool III James K · CIK 0001847250 · Chief Technology and*

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,408

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 21:00 UTC
Mittelman Bryan E.Chief Financial Officer
GrantCommon Stock 3,960 Not disclosed Not disclosed
Disclosure

SEC source: 0001598320-23-000009 · wk-form4_1691787613.xml · nonDerivative · entry 1

Mittelman Bryan E. · CIK 0001598320 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,048

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2024, March 1, 2025 and March 1, 2026. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
May 23, 2023 Filed May 25, 2023 01:26 UTC SaleCommon Stock 250 $140.94 $35,235.00
Disclosure

SEC source: 0001412216-23-000004 · wf-form4_168497795034331.xml · nonDerivative · entry 1

Palisi Chapin Sarah · CIK 0001412216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,256

F1 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 22, 2023 Filed May 25, 2023 01:25 UTC SaleCommon Stock 1,135 $141.13 $160,182.66
Disclosure

SEC source: 0001222618-23-000004 · wf-form4_168497790108211.xml · nonDerivative · entry 1

MILLER JOHN R III · CIK 0001222618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,791

F1 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 00:02 UTC SaleCommon Stock 300 $157.39 $47,217.00
Disclosure

SEC source: 0001412216-23-000002 · wf-form4_167814733283897.xml · nonDerivative · entry 2

Palisi Chapin Sarah · CIK 0001412216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,506

F2 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 00:04 UTC GrantCommon Stock 1,046 $0.00 $0.00
Disclosure

SEC source: 0001222618-23-000002 · wf-form4_167814743197625.xml · nonDerivative · entry 1

MILLER JOHN R III · CIK 0001222618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,926

F1 · kind: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 00:02 UTC GrantCommon Stock 1,046 $0.00 $0.00
Disclosure

SEC source: 0001412216-23-000002 · wf-form4_167814733283897.xml · nonDerivative · entry 1

Palisi Chapin Sarah · CIK 0001412216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806

F1 · kind: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:53 UTC GrantCommon Stock 1,046 $0.00 $0.00
Disclosure

SEC source: 0001191981-23-000002 · wf-form4_167814680528104.xml · nonDerivative · entry 1

OBRIEN GORDON · CIK 0001191981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,106

F1 · kind: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:51 UTC GrantCommon Stock 1,046 $0.00 $0.00
Disclosure

SEC source: 0001170433-23-000002 · wf-form4_167814669172577.xml · nonDerivative · entry 1

McCarthy Cathy L · CIK 0001170433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,971

F1 · kind: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:51 UTC
Ziyad NassemDirector
GrantCommon Stock 1,046 $0.00 $0.00
Disclosure

SEC source: 0001706619-23-000002 · wf-form4_167814665142310.xml · nonDerivative · entry 1

Ziyad Nassem · CIK 0001706619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,891

F1 · kind: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:50 UTC GrantCommon Stock 1,046 $0.00 $0.00
Disclosure

SEC source: 0001785033-23-000002 · wf-form4_167814660679371.xml · nonDerivative · entry 1

Nerbonne Robert A · CIK 0001785033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,977

F1 · kind: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date.

Read SEC document
March 01, 2023 Filed Mar 9, 2023 23:49 UTC
Spittle SteveChief Commercial Officer
Tax withholdingCommon Stock 1,533 $154.95 $237,538.35
Disclosure

SEC source: 0001847239-23-000002 · wf-form4_167840576142757.xml · nonDerivative · entry 3

Spittle Steve · CIK 0001847239 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,790

F3 · kind: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of time-based RSUs.

F3 · price: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of time-based RSUs.

Read SEC document
March 01, 2023 Filed Mar 9, 2023 23:48 UTC
Pool III James KChief Technology and*
Tax withholdingCommon Stock 1,566 $154.95 $242,651.70
Disclosure

SEC source: 0001847250-23-000003 · wf-form4_167840570209771.xml · nonDerivative · entry 3

Pool III James K · CIK 0001847250 · Chief Technology and*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,977

F3 · kind: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of time-based RSUs.

F3 · balance_after: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of time-based RSUs.

Read SEC document
March 01, 2023 Filed Mar 9, 2023 23:47 UTC
LINDSAY MARTIN MChief Risk & Administration *
Tax withholdingCommon Stock 1,374 $154.95 $212,901.30
Disclosure

SEC source: 0001242664-23-000002 · wf-form4_167840561490229.xml · nonDerivative · entry 3

LINDSAY MARTIN M · CIK 0001242664 · Chief Risk & Administration *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,823

F3 · shares: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of time-based RSUs.

F3 · price: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of time-based RSUs.

Read SEC document
March 01, 2023 Filed Mar 9, 2023 23:46 UTC
Mittelman Bryan E.Chief Financial Officer
Tax withholdingCommon Stock 1,487 $154.95 $230,410.65
Disclosure

SEC source: 0001598320-23-000002 · wf-form4_167840557246382.xml · nonDerivative · entry 3

Mittelman Bryan E. · CIK 0001598320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,088

F3 · shares: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of time-based RSUs.

F3 · balance_after: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of time-based RSUs.

Read SEC document
March 01, 2023 Filed Mar 9, 2023 23:45 UTC
FITZGERALD TIMOTHY JOHNDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,292 $154.95 $974,945.40
Disclosure

SEC source: 0001248449-23-000002 · wf-form4_167840552791412.xml · nonDerivative · entry 3

FITZGERALD TIMOTHY JOHN · CIK 0001248449 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,175

F3 · kind: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of time-based RSUs.

F3 · price: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of time-based RSUs.

Read SEC document
February 27, 2023 Filed Mar 9, 2023 23:49 UTC
Spittle SteveChief Commercial Officer
Tax withholdingCommon Stock 4,216 $154.50 $651,372.00
Disclosure

SEC source: 0001847239-23-000002 · wf-form4_167840576142757.xml · nonDerivative · entry 2

Spittle Steve · CIK 0001847239 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,323

F2 · kind: Transaction related to the surrender of shares to fund reporting person's tax liability related to vesting of performance-based PSUs.

F2 · price: Transaction related to the surrender of shares to fund reporting person's tax liability related to vesting of performance-based PSUs.

Read SEC document
February 27, 2023 Filed Mar 9, 2023 23:49 UTC
Spittle SteveChief Commercial Officer
GrantCommon Stock 10,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001847239-23-000002 · wf-form4_167840576142757.xml · nonDerivative · entry 1

Spittle Steve · CIK 0001847239 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,539

F1 · kind: Represents shares acquired upon vesting of performance-based PSUs that were awarded on February 15, 2021.

F1 · price: Represents shares acquired upon vesting of performance-based PSUs that were awarded on February 15, 2021.

Read SEC document
February 27, 2023 Filed Mar 9, 2023 23:48 UTC
Pool III James KChief Technology and*
Tax withholdingCommon Stock 4,477 $154.50 $691,696.50
Disclosure

SEC source: 0001847250-23-000003 · wf-form4_167840570209771.xml · nonDerivative · entry 2

Pool III James K · CIK 0001847250 · Chief Technology and*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,543

F2 · kind: Transaction related to the surrender of shares to fund reporting person's tax liability related to vesting of performance-based PSUs.

F2 · balance_after: Transaction related to the surrender of shares to fund reporting person's tax liability related to vesting of performance-based PSUs.

Read SEC document
February 27, 2023 Filed Mar 9, 2023 23:48 UTC
Pool III James KChief Technology and*
GrantCommon Stock 11,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001847250-23-000003 · wf-form4_167840570209771.xml · nonDerivative · entry 1

Pool III James K · CIK 0001847250 · Chief Technology and*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,020

F1 · kind: Represents shares acquired upon vesting of performance-based PSUs that were awarded on February 15, 2021.

F1 · price: Represents shares acquired upon vesting of performance-based PSUs that were awarded on February 15, 2021.

Read SEC document
February 27, 2023 Filed Mar 9, 2023 23:47 UTC
LINDSAY MARTIN MChief Risk & Administration *
Tax withholdingCommon Stock 4,456 $154.50 $688,452.00
Disclosure

SEC source: 0001242664-23-000002 · wf-form4_167840561490229.xml · nonDerivative · entry 2

LINDSAY MARTIN M · CIK 0001242664 · Chief Risk & Administration *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,197

F2 · shares: Transaction related to the surrender of shares to fund reporting person's tax liability related to vesting of performance-based PSUs.

F2 · price: Transaction related to the surrender of shares to fund reporting person's tax liability related to vesting of performance-based PSUs.

Read SEC document
February 27, 2023 Filed Mar 9, 2023 23:47 UTC
LINDSAY MARTIN MChief Risk & Administration *
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001242664-23-000002 · wf-form4_167840561490229.xml · nonDerivative · entry 1

LINDSAY MARTIN M · CIK 0001242664 · Chief Risk & Administration *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,653

F1 · shares: Represents shares acquired upon vesting of performance-based PSUs that were awarded on December 31, 2020.

F1 · price: Represents shares acquired upon vesting of performance-based PSUs that were awarded on December 31, 2020.

Read SEC document
February 27, 2023 Filed Mar 9, 2023 23:46 UTC
Mittelman Bryan E.Chief Financial Officer
Tax withholdingCommon Stock 4,452 $154.50 $687,834.00
Disclosure

SEC source: 0001598320-23-000002 · wf-form4_167840557246382.xml · nonDerivative · entry 2

Mittelman Bryan E. · CIK 0001598320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,575

F2 · shares: Transaction related to the surrender of shares to fund reporting person's tax liability related to vesting of performance-based PSUs.

F2 · balance_after: Transaction related to the surrender of shares to fund reporting person's tax liability related to vesting of performance-based PSUs.

Read SEC document
February 27, 2023 Filed Mar 9, 2023 23:46 UTC
Mittelman Bryan E.Chief Financial Officer
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001598320-23-000002 · wf-form4_167840557246382.xml · nonDerivative · entry 1

Mittelman Bryan E. · CIK 0001598320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,027

F1 · shares: Represents shares acquired upon vesting of performance-based PSUs that were awarded on December 31, 2020.

F1 · price: Represents shares acquired upon vesting of performance-based PSUs that were awarded on December 31, 2020.

F1 · balance_after: Represents shares acquired upon vesting of performance-based PSUs that were awarded on December 31, 2020.

Read SEC document
February 27, 2023 Filed Mar 9, 2023 23:45 UTC
FITZGERALD TIMOTHY JOHNDirector · Chief Executive Officer
Tax withholdingCommon Stock 19,199 $154.50 $2,966,245.50
Disclosure

SEC source: 0001248449-23-000002 · wf-form4_167840552791412.xml · nonDerivative · entry 2

FITZGERALD TIMOTHY JOHN · CIK 0001248449 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,467

F2 · kind: Transaction related to the surrender of shares to fund reporting person's tax liability related to vesting of performance-based PSUs.

F2 · price: Transaction related to the surrender of shares to fund reporting person's tax liability related to vesting of performance-based PSUs.

Read SEC document
February 27, 2023 Filed Mar 9, 2023 23:45 UTC
FITZGERALD TIMOTHY JOHNDirector · Chief Executive Officer
GrantCommon Stock 43,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001248449-23-000002 · wf-form4_167840552791412.xml · nonDerivative · entry 1

FITZGERALD TIMOTHY JOHN · CIK 0001248449 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,666

F1 · kind: Represents shares acquired upon vesting of performance-based PSUs that were awarded on December 31, 2020.

F1 · price: Represents shares acquired upon vesting of performance-based PSUs that were awarded on December 31, 2020.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 22:02 UTC SaleCommon Stock 225 $144.83 $32,586.75
Disclosure

SEC source: 0001412216-22-000011 · wf-form4_167001851074857.xml · nonDerivative · entry 1

Palisi Chapin Sarah · CIK 0001412216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,760

F1 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 18, 2022 Filed Nov 19, 2022 01:39 UTC SaleCommon Stock 1,161 $139.26 $161,680.86
Disclosure

SEC source: 0001222618-22-000004 · wf-form4_166882194129173.xml · nonDerivative · entry 1

MILLER JOHN R III · CIK 0001222618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,880

F1 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 01:21 UTC SaleCommon Stock 250 $142.86 $35,715.00
Disclosure

SEC source: 0001412216-22-000009 · wf-form4_166847524178448.xml · nonDerivative · entry 1

Palisi Chapin Sarah · CIK 0001412216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,985

F1 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 21:30 UTC SaleCommon Stock 225 $148.00 $33,300.00
Disclosure

SEC source: 0001412216-22-000007 · wf-form4_166301820381470.xml · nonDerivative · entry 1

Palisi Chapin Sarah · CIK 0001412216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,235

F1 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 21:36 UTC SaleCommon Stock 500 $157.07 $78,532.50
Disclosure

SEC source: 0001170433-22-000004 · wf-form4_166068575687875.xml · nonDerivative · entry 1

McCarthy Cathy L · CIK 0001170433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,925

F1 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 10, 2022 Filed Aug 11, 2022 21:28 UTC SaleCommon Stock 250 $148.53 $37,132.50
Disclosure

SEC source: 0001412216-22-000005 · wf-form4_166025327109771.xml · nonDerivative · entry 1

Palisi Chapin Sarah · CIK 0001412216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,460

F1 · price: The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 16, 2022 Filed Jul 18, 2022 22:21 UTC
Mittelman Bryan E.Chief Financial Officer
Tax withholdingCommon Stock 555 $127.51 $70,768.05
Disclosure

SEC source: 0001598320-22-000005 · wf-form4_165818285190189.xml · nonDerivative · entry 1

Mittelman Bryan E. · CIK 0001598320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,027

F1 · kind: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,250 shares of restricted stock on July 16, 2022.

F1 · shares: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,250 shares of restricted stock on July 16, 2022.

F1 · price: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,250 shares of restricted stock on July 16, 2022.

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May 24, 2022 Filed May 25, 2022 22:32 UTC
Ziyad NassemDirector
PurchaseCommon Stock 2,035 $135.83 $276,414.05
Disclosure

SEC source: 0001706619-22-000005 · wf-form4_165351794039850.xml · nonDerivative · entry 1

Ziyad Nassem · CIK 0001706619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,845

F1 · price: The purchase price reported is the weighted average purchase price for the number of shares purchased. Full information regarding the number of shares purchased at each separate price will be supplied upon request by the Securities & Exchange Commission staff, the Issuer or a security holder of the Issuer.

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May 15, 2022 Filed May 17, 2022 22:01 UTC
Spittle SteveChief Commercial Officer
GrantCommon Stock 4,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-003069 · edgar.xml · nonDerivative · entry 1

Spittle Steve · CIK 0001847239 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,871

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2023, March 1, 2024 and March 1, 2025. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2023, March 1, 2024 and March 1, 2025. Vested shares will be issued to the reporting person after the applicable vesting date.

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May 15, 2022 Filed May 17, 2022 22:00 UTC
Pool III James KChief Technology and*
GrantCommon Stock 4,771 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-003068 · edgar.xml · nonDerivative · entry 1

Pool III James K · CIK 0001847250 · Chief Technology and*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,688

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2023, March 1, 2024 and March 1, 2025. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2023, March 1, 2024 and March 1, 2025. Vested shares will be issued to the reporting person after the applicable vesting date.

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May 15, 2022 Filed May 17, 2022 21:59 UTC
LINDSAY MARTIN MChief Risk & Administration *
GrantCommon Stock 3,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-003067 · edgar.xml · nonDerivative · entry 1

LINDSAY MARTIN M · CIK 0001242664 · Chief Risk & Administration *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,653

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2023, March 1, 2024 and March 1, 2025. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2023, March 1, 2024 and March 1, 2025. Vested shares will be issued to the reporting person after the applicable vesting date.

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May 15, 2022 Filed May 17, 2022 21:57 UTC
Mittelman Bryan E.Chief Financial Officer
GrantCommon Stock 3,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-003066 · edgar.xml · nonDerivative · entry 1

Mittelman Bryan E. · CIK 0001598320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,582

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2023, March 1, 2024 and March 1, 2025. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2023, March 1, 2024 and March 1, 2025. Vested shares will be issued to the reporting person after the applicable vesting date.

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May 15, 2022 Filed May 17, 2022 21:57 UTC
FITZGERALD TIMOTHY JOHNDirector · Chief Executive Officer
GrantCommon Stock 14,671 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-003065 · edgar.xml · nonDerivative · entry 1

FITZGERALD TIMOTHY JOHN · CIK 0001248449 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,334

F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2023, March 1, 2024 and March 1, 2025. Vested shares will be issued to the reporting person after the applicable vesting date.

F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2023, March 1, 2024 and March 1, 2025. Vested shares will be issued to the reporting person after the applicable vesting date.

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May 13, 2022 Filed May 16, 2022 22:42 UTC PurchaseCommon Stock 1,450 $139.57 $202,376.50
Disclosure

SEC source: 0001179110-22-003043 · edgar.xml · nonDerivative · entry 1

Nerbonne Robert A · CIK 0001785033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Irrevocable Trust

Disclosed balance after: 17,276

F1 · price: The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 12, 2022 Filed May 16, 2022 22:45 UTC
FITZGERALD TIMOTHY JOHNDirector · Chief Executive Officer
PurchaseCommon Stock 7,500 $132.29 $992,145.00
Disclosure

SEC source: 0001179110-22-003044 · edgar.xml · nonDerivative · entry 1

FITZGERALD TIMOTHY JOHN · CIK 0001248449 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Timothy J. FitzGerald 2012 Gift Trust

Disclosed balance after: 20,000

F1 · price: The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The reporting person is the spouse of the trustee and a beneficiary of the Timothy J. FitzGerald 2012 Gift Trust. Beneficial ownership is disclaimed except to the extent of the reporting person's pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

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March 14, 2022 Filed Mar 14, 2022 21:32 UTC PurchaseCommon Stock 600 $168.84 $101,304.00
Disclosure

SEC source: 0001179110-22-002213 · edgar.xml · nonDerivative · entry 1

Nerbonne Robert A · CIK 0001785033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Irrevocable Trust

Disclosed balance after: 15,826

F1 · price: The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 10, 2022 Filed Mar 10, 2022 23:43 UTC
Spittle SteveChief Commercial Officer
Tax withholdingCommon Stock 420 $169.16 $71,047.20
Disclosure

SEC source: 0001179110-22-002123 · edgar.xml · nonDerivative · entry 1

Spittle Steve · CIK 0001847239 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,100

F1 · kind: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,111 shares of restricted stock on March 10, 2022.

F1 · price: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,111 shares of restricted stock on March 10, 2022.

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March 10, 2022 Filed Mar 10, 2022 23:43 UTC
Pool III James KChief Technology and*
Tax withholdingCommon Stock 421 $169.16 $71,216.36
Disclosure

SEC source: 0001179110-22-002122 · edgar.xml · nonDerivative · entry 1

Pool III James K · CIK 0001847250 · Chief Technology and*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,917

F1 · kind: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,111 shares of restricted stock on March 10, 2022.

F1 · price: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,111 shares of restricted stock on March 10, 2022.

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March 10, 2022 Filed Mar 10, 2022 23:43 UTC
Mittelman Bryan E.Chief Financial Officer
Tax withholdingCommon Stock 493 $169.16 $83,395.88
Disclosure

SEC source: 0001179110-22-002121 · edgar.xml · nonDerivative · entry 1

Mittelman Bryan E. · CIK 0001598320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,765

F1 · kind: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,111 shares of restricted stock on March 10, 2022.

F1 · shares: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,111 shares of restricted stock on March 10, 2022.

F1 · price: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,111 shares of restricted stock on March 10, 2022.

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March 10, 2022 Filed Mar 10, 2022 23:42 UTC
LINDSAY MARTIN MChief Risk & Administration *
Tax withholdingCommon Stock 474 $169.16 $80,181.84
Disclosure

SEC source: 0001179110-22-002120 · edgar.xml · nonDerivative · entry 1

LINDSAY MARTIN M · CIK 0001242664 · Chief Risk & Administration *

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,432

F1 · price: Transaction related to the surrender of shares to fund reporting person's tax liability in connection with vesting of 1,111 shares of restricted stock on March 10, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.