Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MIDDLEBY CorpMIDD · Entity 3889 | Director | July 20, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MIDDLEBY Corp
Report date July 20, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,864 |
Reported balance
After 2026-07-20 transaction · row 1
1 source rowRow 1 · 2026-07-20 · Conversion · Acquired 349 · Balance 17,864 F1: Represents the conversion of 1,161 RSUs into 1,510 RSUs pursuant to the adjustment required by the Employee Matters Agreement entered into in connection with the spin-off of Midera Food Processing, Inc. from Middleby, which was completed on July 6, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 25,900 |
Reported balance
Holding disclosure · report date 2026-07-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,900 F2: These shares are held by a family trust, of which the reporting person is the trustee and a beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of 1,161 RSUs into 1,510 RSUs pursuant to the adjustment required by the Employee Matters Agreement entered into in connection with the spin-off of Midera Food Processing, Inc. from Middleby, which was completed on July 6, 2026.
F2: These shares are held by a family trust, of which the reporting person is the trustee and a beneficiary.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN CAPITAL, LTD
Report date January 03, 2017 · Filed January 04, 2017
Section 16 reporting ended · disclosed 2017-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 1
1 source rowRow 1 · 2017-01-03 · Disposition to issuer · Disposed 193,893 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 23, 2016 (the "Merger Agreement), by and among American Capital, Ltd. (the "Company"), Ares Capital Corporation ("Parent"), Orion Acqusition Sub, Inc., a direct wholly owned subsidiary of Parent ("Acquisition Sub"), and the other parties thereto, upon the effective time of the merger of Acquisition Sub with and into the Company (the "Company Merger"), each issued and outstanding share of the Company's common stock automatically converted into a right to receive $10.13 in cash and 0.483 of a share of Parent common stock (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 0 |
Reported balance
After 2017-01-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-01-03 · Disposition to issuer · Disposed 9,030 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of May 23, 2016 (the "Merger Agreement), by and among American Capital, Ltd. (the "Company"), Ares Capital Corporation ("Parent"), Orion Acqusition Sub, Inc., a direct wholly owned subsidiary of Parent ("Acquisition Sub"), and the other parties thereto, upon the effective time of the merger of Acquisition Sub with and into the Company (the "Company Merger"), each issued and outstanding share of the Company's common stock automatically converted into a right to receive $10.13 in cash and 0.483 of a share of Parent common stock (the "Merger Consideration"). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.71 · Expires 2018-07-24 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-01-03 · Disposition to issuer · Disposed 51,132 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.71 · Expires 2018-07-24 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-01-03 · Disposition to issuer · Disposed 204,519 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.81 · Expires 2019-01-07 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-01-03 · Disposition to issuer · Disposed 123,528 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.45 · Expires 2020-04-29 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-01-03 · Disposition to issuer · Disposed 89,957 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.19 · Expires 2020-07-22 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-01-03 · Disposition to issuer · Disposed 390,173 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.51 · Expires 2020-10-21 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-01-03 · Disposition to issuer · Disposed 390,173 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.47 · Expires 2021-02-01 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-01-03 · Disposition to issuer · Disposed 390,173 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.19 · Expires 2021-04-28 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-01-03 · Disposition to issuer · Disposed 390,173 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.08 · Expires 2021-07-21 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-01-03 · Disposition to issuer · Disposed 220,349 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.77 · Expires 2021-10-20 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-01-03 · Disposition to issuer · Disposed 220,349 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.22 · Expires 2022-01-31 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-01-03 · Disposition to issuer · Disposed 220,349 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $9.64 · Expires 2022-04-28 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-01-03 · Disposition to issuer · Disposed 194,722 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.47 · Expires 2023-04-25 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-01-03 · Disposition to issuer · Disposed 167,391 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of May 23, 2016 (the "Merger Agreement), by and among American Capital, Ltd. (the "Company"), Ares Capital Corporation ("Parent"), Orion Acqusition Sub, Inc., a direct wholly owned subsidiary of Parent ("Acquisition Sub"), and the other parties thereto, upon the effective time of the merger of Acquisition Sub with and into the Company (the "Company Merger"), each issued and outstanding share of the Company's common stock automatically converted into a right to receive $10.13 in cash and 0.483 of a share of Parent common stock (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 20, 2026 Filed Aug 28, 2026 17:04 UTC | MIDDLEBY Corp MIDD · Entity 3889 | ConversionCommon Stock | 349 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001191981-26-000005 · wk-form4_1787951048.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of 1,161 RSUs into 1,510 RSUs pursuant to the adjustment required by the Employee Matters Agreement entered into in connection with the spin-off of Midera Food Processing, Inc. from Middleby, which was completed on July 6, 2026. Read SEC document |
| March 06, 2026 Filed Mar 6, 2026 23:46 UTC | MIDDLEBY Corp MIDD · Entity 3889 | GrantCommon Stock | 1,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001191981-26-000004 · wk-form4_1772840798.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,515 F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2027. Vested shares will be issued to the reporting person after the applicable vesting date. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 22:44 UTC | MIDDLEBY Corp MIDD · Entity 3889 | GrantCommon Stock | 1,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-011047 · wk-form4_1741301091.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,354 F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2026. Vested shares will be issued to the reporting person after the applicable vesting date. Read SEC document |
| March 06, 2024 Filed Mar 6, 2024 23:31 UTC | MIDDLEBY Corp MIDD · Entity 3889 | GrantCommon Stock | 1,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-009496 · wk-form4_1709767878.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,246 F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2025. Vested shares will be issued to the reporting person after the applicable vesting date. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 23:53 UTC | MIDDLEBY Corp MIDD · Entity 3889 | GrantCommon Stock | 1,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001191981-23-000002 · wf-form4_167814680528104.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,106 F1 · kind: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date. F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 6, 2024. Vested shares will be issued to the reporting person after the applicable vesting date. Read SEC document |
| March 02, 2022 Filed Mar 2, 2022 22:54 UTC | MIDDLEBY Corp MIDD · Entity 3889 | GrantCommon Stock | 845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-22-001951 · edgar.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,060 F1 · kind: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 2, 2023. Vested shares will be issued to the reporting person after the applicable vesting date. F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 2, 2023. Vested shares will be issued to the reporting person after the applicable vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 00:12 UTC | MIDDLEBY Corp MIDD · Entity 3889 | GrantCommon Stock | 804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-002776 · edgar.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,215 F1 · shares: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 2, 2022. Vested shares will be issued to the reporting person after the applicable vesting date. F1 · price: These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest in full on March 2, 2022. Vested shares will be issued to the reporting person after the applicable vesting date. F2 · balance_after: Consists of (i) 11,411 shares of Common Stock; and (ii) the 804 restricted stock units that are reported on this Form 4. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 01:59 UTC | MIDDLEBY Corp MIDD · Entity 3889 | GrantCommon Stock | 1,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-002984 · edgar.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,411 F1 · kind: Reporting person was granted 1,161 shares of restricted stock on March 2, 2020. The grant is subject to a one-year vesting schedule that vests in full on the first anniversary of the grant date. F1 · price: Reporting person was granted 1,161 shares of restricted stock on March 2, 2020. The grant is subject to a one-year vesting schedule that vests in full on the first anniversary of the grant date. Read SEC document |
| February 25, 2019 Filed Mar 1, 2019 22:35 UTC | MIDDLEBY Corp MIDD · Entity 3889 | GrantCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-002940 · edgar.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,250 F1 · kind: Reporting person was granted 1,000 shares of restricted stock on February 25, 2019. The grant is subject to a one-year vesting schedule that vests in full on the first anniversary of the grant date. F1 · price: Reporting person was granted 1,000 shares of restricted stock on February 25, 2019. The grant is subject to a one-year vesting schedule that vests in full on the first anniversary of the grant date. Read SEC document |
| May 16, 2018 Filed May 30, 2018 22:24 UTC | MIDDLEBY Corp MIDD · Entity 3889 | GrantCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-007697 · edgar.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 F1 · kind: This grant of restricted stock is scheduled to vest on May 1, 2019. F1 · price: This grant of restricted stock is scheduled to vest on May 1, 2019. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 21:55 UTC | MIDDLEBY Corp MIDD · Entity 3889 | SaleCommon Stock | 2,800 | $121.57 | $340,396.00 |
DisclosureSEC source: 0001179110-17-012301 · edgar.xml · nonDerivative · entry 2 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 F1 · price: The sales price reported is the weighted average sale price for the number of shares sold. Full information regarding the number of shares sold at each separate price will be supplied upon request by the Securities & Exchange Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| September 11, 2017 Filed Sep 14, 2017 21:55 UTC | MIDDLEBY Corp MIDD · Entity 3889 | SaleCommon Stock | 2,800 | $121.24 | $339,472.00 |
DisclosureSEC source: 0001179110-17-012301 · edgar.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,050 F1 · price: The sales price reported is the weighted average sale price for the number of shares sold. Full information regarding the number of shares sold at each separate price will be supplied upon request by the Securities & Exchange Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| March 20, 2017 Filed Apr 10, 2017 21:49 UTC | MIDDLEBY Corp MIDD · Entity 3889 | GrantCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-005908 · edgar.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,850 F1 · kind: Reporting person was granted 1,000 shares of restricted stock on March 20, 2017. The grant is subject to a one-year vesting schedule that vests in full on the first anniversary of the grant date. F1 · price: Reporting person was granted 1,000 shares of restricted stock on March 20, 2017. The grant is subject to a one-year vesting schedule that vests in full on the first anniversary of the grant date. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 167,391 | Not disclosed Strike: $14.47 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 15 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 167,391 shares Expires 2023-04-25 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 194,722 | Not disclosed Strike: $9.64 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 14 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 194,722 shares Expires 2022-04-28 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 220,349 | Not disclosed Strike: $8.22 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 13 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 220,349 shares Expires 2022-01-31 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 220,349 | Not disclosed Strike: $6.77 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 12 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 220,349 shares Expires 2021-10-20 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 220,349 | Not disclosed Strike: $10.08 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 11 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 220,349 shares Expires 2021-07-21 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 390,173 | Not disclosed Strike: $10.19 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 10 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 390,173 shares Expires 2021-04-28 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 390,173 | Not disclosed Strike: $8.47 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 9 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 390,173 shares Expires 2021-02-01 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 390,173 | Not disclosed Strike: $6.51 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 8 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 390,173 shares Expires 2020-10-21 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 390,173 | Not disclosed Strike: $5.19 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 7 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 390,173 shares Expires 2020-07-22 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 89,957 | Not disclosed Strike: $6.45 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 6 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 89,957 shares Expires 2020-04-29 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 123,528 | Not disclosed Strike: $4.81 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 5 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123,528 shares Expires 2019-01-07 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 204,519 | Not disclosed Strike: $16.71 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 4 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 204,519 shares Expires 2018-07-24 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerOptions · Derivative | 51,132 | Not disclosed Strike: $16.71 | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · derivative · entry 3 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,132 shares Expires 2018-07-24 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the Company Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerCommon Stock | 9,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · nonDerivative · entry 2 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 23, 2016 (the "Merger Agreement), by and among American Capital, Ltd. (the "Company"), Ares Capital Corporation ("Parent"), Orion Acqusition Sub, Inc., a direct wholly owned subsidiary of Parent ("Acquisition Sub"), and the other parties thereto, upon the effective time of the merger of Acquisition Sub with and into the Company (the "Company Merger"), each issued and outstanding share of the Company's common stock automatically converted into a right to receive $10.13 in cash and 0.483 of a share of Parent common stock (the "Merger Consideration"). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 20:27 UTC | AMERICAN CAPITAL, LTD ACAS · Entity 180008 | Disposition to issuerCommon Stock | 193,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-000378 · doc4.xml · nonDerivative · entry 1 OBRIEN GORDON · CIK 0001191981 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of May 23, 2016 (the "Merger Agreement), by and among American Capital, Ltd. (the "Company"), Ares Capital Corporation ("Parent"), Orion Acqusition Sub, Inc., a direct wholly owned subsidiary of Parent ("Acquisition Sub"), and the other parties thereto, upon the effective time of the merger of Acquisition Sub with and into the Company (the "Company Merger"), each issued and outstanding share of the Company's common stock automatically converted into a right to receive $10.13 in cash and 0.483 of a share of Parent common stock (the "Merger Consideration"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.