MHLA

SEC source: 0001412100-17-000075 · wf-form4_150270529594638.xml · nonDerivative · entry 3

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,843

SEC source: 0001412100-17-000075 · wf-form4_150270529594638.xml · nonDerivative · entry 2

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,543

SEC source: 0001412100-17-000075 · wf-form4_150270529594638.xml · nonDerivative · entry 1

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,530

SEC source: 0001412100-17-000072 · wf-form4_150270523735047.xml · nonDerivative · entry 1

NIGRO STEVEN HAROLD · CIK 0001434374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

SEC source: 0001412100-17-000074 · wf-form4_150270527330591.xml · nonDerivative · entry 1

Highet Thomas · CIK 0001607654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,313

SEC source: 0001412100-17-000073 · wf-form4_150270525480223.xml · nonDerivative · entry 2

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,527

SEC source: 0001412100-17-000073 · wf-form4_150270525480223.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,403

SEC source: 0001412100-17-000058 · wf-form4_149643403177542.xml · derivative · entry 1

NIGRO STEVEN HAROLD · CIK 0001434374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Shares · 7,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted share units were issued on June 1, 2017 pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan"). Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F2 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

F2 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

SEC source: 0001412100-17-000056 · wf-form4_149643399237738.xml · derivative · entry 1

LYONS SIMCHA G · CIK 0001434373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Shares · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted share units were issued on June 1, 2017 pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan"). Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F2 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

F2 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

SEC source: 0001412100-17-000055 · wf-form4_149643395973104.xml · derivative · entry 1

NEUBERGER YEHUDA · CIK 0001434377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Shares · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted share units were issued on June 1, 2017 pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan"). Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F2 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

F2 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

SEC source: 0001412100-17-000057 · wf-form4_149643401180518.xml · derivative · entry 1

NEFF RAYMOND MICHAEL · CIK 0001434371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Shares · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted share units were issued on June 1, 2017 pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan"). Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F2 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

F2 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

SEC source: 0001412100-17-000042 · wf-form4_149099089784327.xml · nonDerivative · entry 1

Zyskind Barry D · CIK 0001380832 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · balance_after: Common shares held by Teferes Foundation, a charitable foundation controlled by the Reporting Person. The Reporting Person does not have a beneficial interest in the shares owned by Teferes Foundation, and therefore disclaims beneficial ownership of these common shares.

F1 · ownership.nature: Common shares held by Teferes Foundation, a charitable foundation controlled by the Reporting Person. The Reporting Person does not have a beneficial interest in the shares owned by Teferes Foundation, and therefore disclaims beneficial ownership of these common shares.

SEC source: 0001412100-17-000040 · wf-form4_149073151072852.xml · nonDerivative · entry 2

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,743

F1 · shares: These common shares were sold for tax planning purposes.

SEC source: 0001412100-17-000040 · wf-form4_149073151072852.xml · nonDerivative · entry 1

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,743

F1 · shares: These common shares were sold for tax planning purposes.

SEC source: 0001412100-17-000034 · wf-form4_149029948382157.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,527

F1 · shares: These common shares were sold for tax planning purposes.

SEC source: 0001412100-17-000032 · wf-form4_148969473330516.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,105

F1 · shares: These common shares were sold for tax planning purposes.

SEC source: 0001412100-17-000031 · wf-form4_148969471634677.xml · nonDerivative · entry 1

Highet Thomas · CIK 0001607654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,313

F1 · shares: These common shares were sold for tax planning purposes.

SEC source: 0001412100-17-000028 · wf-form4_148943565705562.xml · derivative · entry 2

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,200

Underlying: Common Shares · 28,000 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options were granted pursuant to the Amended and Restated 2007 Share Incentive Plan and vested 25% on the one year anniversary of grant, and 6.25% each quarter thereafter.

SEC source: 0001412100-17-000028 · wf-form4_148943565705562.xml · nonDerivative · entry 1

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001412100-17-000026 · wf-form4_148917993562961.xml · derivative · entry 2

LYONS SIMCHA G · CIK 0001434373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2017-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options fully vested on June 26, 2008.

SEC source: 0001412100-17-000026 · wf-form4_148917993562961.xml · nonDerivative · entry 1

LYONS SIMCHA G · CIK 0001434373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001412100-17-000013 · wf-form4_148779753150147.xml · derivative · entry 2

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,576

Underlying: Common Shares · 27,576 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted share units were issued pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F3 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if teh reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F3 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if teh reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F4 · derivative.underlying_shares: The reporting person received restricted share units that shall vest based (i) 50% upon the achievement of performance criteria relating to return on equity, underwriting performance, revenue growth and operating expense during the performance period from January 1, 2017 to December 31, 2019, and (ii) 50% upon individual performance as evaluated by the Compensation Committee. The recipient received a target award of 13,788 restricted share units, and 0 to 200% of such target award may vest depending upon the degree to which the performance targets are met. The 27,576 units reported represent 200% of the target award, which is the maximum number of units that may be earned.

SEC source: 0001412100-17-000013 · wf-form4_148779753150147.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of performance based restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") on February 18, 2014.

SEC source: 0001412100-17-000015 · wf-form4_148779756814049.xml · derivative · entry 3

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,568

Underlying: Common Shares · 46,568 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted share units were issued pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F4 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if teh reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F4 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if teh reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F5 · derivative.underlying_shares: The reporting person received restricted share units that shall vest based (i) 50% upon the achievement of performance criteria relating to return on equity, underwriting performance, revenue growth and operating expense during the performance period from January 1, 2017 to December 31, 2019, and (ii) 50% upon individual performance as evaluated by the Compensation Committee. The recipient received a target award of 23,284 restricted share units, and 0 to 200% of such target award may vest depending upon the degree to which the performance targets are met. The 46,568 units reported represent 200% of the target award, which is the maximum number of units that may be earned.

SEC source: 0001412100-17-000015 · wf-form4_148779756814049.xml · nonDerivative · entry 2

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of performance based restricted share units granted pursuant to the Plan on February 18, 2014 and May 6, 2014.

SEC source: 0001412100-17-000014 · wf-form4_148779754913792.xml · derivative · entry 3

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,946

Underlying: Common Shares · 29,946 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted share units were issued pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F4 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if teh reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F4 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if teh reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F5 · derivative.underlying_shares: The reporting person received restricted share units that shall vest based (i) 50% upon the achievement of performance criteria relating to return on equity, underwriting performance, revenue growth and operating expense during the performance period from January 1, 2017 to December 31, 2019, and (ii) 50% upon individual performance as evaluated by the Compensation Committee. The recipient received a target award of 14,973 restricted share units, and 0 to 200% of such target award may vest depending upon the degree to which the performance targets are met. The 29,946 units reported represent 200% of the target award, which is the maximum number of units that may be earned.

SEC source: 0001412100-17-000014 · wf-form4_148779754913792.xml · nonDerivative · entry 2

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of performance based restricted share units granted pursuant to the Plan on February 18, 2014.

SEC source: 0001412100-17-000012 · wf-form4_148779751563491.xml · derivative · entry 2

Highet Thomas · CIK 0001607654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,866

Underlying: Common Shares · 26,866 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted share units were issued pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F3 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F3 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F4 · derivative.underlying_shares: The reporting person received restricted share units that shall vest based upon the achievement of performance criteria relating to return on equity, underwriting performance, revenue growth and operating expense during the performance period from January 1, 2017 to December 31, 2019. The recipient received a target award of 13,433 restricted share units, and 0 to 200% of such target award may vest depending upon the degree to which the performance targets are met. The 26,866 units reported represent 200% of the target award, which is the maximum number of units that may be earned.

SEC source: 0001412100-17-000012 · wf-form4_148779751563491.xml · nonDerivative · entry 1

Highet Thomas · CIK 0001607654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of performance based restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") on February 18, 2014 and May 6, 2014.

SEC source: 0001412100-17-000016 · wf-form4_148779759352297.xml · nonDerivative · entry 3

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Plan to Mr. Raschbaum in February 2014.

SEC source: 0001412100-17-000015 · wf-form4_148779756814049.xml · nonDerivative · entry 1

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Ms. Schmitt in February 2015.

SEC source: 0001412100-17-000016 · wf-form4_148779759352297.xml · nonDerivative · entry 2

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Plan to Mr. Raschbaum in February 2015.

SEC source: 0001412100-17-000014 · wf-form4_148779754913792.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan")to Mr. Haveron in February 2015.

SEC source: 0001412100-17-000016 · wf-form4_148779759352297.xml · nonDerivative · entry 1

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Mr. Raschbaum in February 2016.

SEC source: 0001412100-16-000204 · wf-form4_148226769070233.xml · derivative · entry 3

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Shares · 2,000 shares

Expires 2019-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options fully vested on June 1, 2013.

SEC source: 0001412100-16-000204 · wf-form4_148226769070233.xml · nonDerivative · entry 2

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001412100-16-000204 · wf-form4_148226769070233.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,887

SEC source: 0001412100-16-000202 · wf-form4_148192215444944.xml · nonDerivative · entry 2

NEFF RAYMOND MICHAEL · CIK 0001434371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · shares: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.65 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001412100-16-000202 · wf-form4_148192215444944.xml · nonDerivative · entry 1

NEFF RAYMOND MICHAEL · CIK 0001434371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,676

SEC source: 0001412100-16-000200 · wf-form4_148174932615688.xml · nonDerivative · entry 1

Highet Thomas · CIK 0001607654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,642

SEC source: 0001412100-16-000196 · wf-form4_147984850331218.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,888

F1 · shares: These common shares were sold for tax planning purposes.

SEC source: 0001412100-16-000194 · wf-form4_147941654499248.xml · nonDerivative · entry 1

Highet Thomas · CIK 0001607654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,642

F1 · shares: These common shares were sold for tax planning purposes.

SEC source: 0001412100-16-000192 · wf-form4_147924375846007.xml · nonDerivative · entry 2

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,454

F3 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.30 to $16.575 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: These common shares were sold for tax planning purposes.

SEC source: 0001412100-16-000192 · wf-form4_147924375846007.xml · nonDerivative · entry 1

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,454

F1 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.30 to $15.80 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: These common shares were sold for tax planning purposes.

SEC source: 0001412100-16-000190 · wf-form4_147872545537318.xml · nonDerivative · entry 1

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,657

F1 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.825 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: These common shares were sold for tax planning purposes.

SEC source: 0001412100-16-000184 · wf-form4_147803664651021.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,887

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001412100-16-000182 · wf-form4_147575586813304.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,887

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

SEC source: 0001412100-16-000175 · wf-form4_147319254068036.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,887

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.