Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Maiden Holdings, Ltd.MHLD · Entity 9531 | EVP, Finance | November 20, 2018 | November 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Maiden Holdings, Ltd.
Report date November 20, 2018 · Filed November 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 273,748 |
Ending reported balance
After 2018-11-20 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-11-20 · Sale · Disposed 6,500 · Balance 298,748 F1: These common shares were sold for tax planning purposes. Row 2 · 2018-11-20 · Sale · Disposed 13,500 · Balance 285,248 F1: These common shares were sold for tax planning purposes. Row 3 · 2018-11-20 · Sale · Disposed 11,500 · Balance 273,748 F1: These common shares were sold for tax planning purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: These common shares were sold for tax planning purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2018 Filed Nov 21, 2018 17:08 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | SaleCommon Shares | 11,500 | $2.55 | $29,325.00 |
DisclosureSEC source: 0001412100-18-000069 · wf-form4_154283810551839.xml · nonDerivative · entry 3 SCHMITT KAREN · CIK 0001460634 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,748 F1 · shares: These common shares were sold for tax planning purposes. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 17:08 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | SaleCommon Shares | 13,500 | $2.57 | $34,695.00 |
DisclosureSEC source: 0001412100-18-000069 · wf-form4_154283810551839.xml · nonDerivative · entry 2 SCHMITT KAREN · CIK 0001460634 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,248 F1 · shares: These common shares were sold for tax planning purposes. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 17:08 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | SaleCommon Shares | 6,500 | $2.58 | $16,770.00 |
DisclosureSEC source: 0001412100-18-000069 · wf-form4_154283810551839.xml · nonDerivative · entry 1 SCHMITT KAREN · CIK 0001460634 · EVP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,748 F1 · shares: These common shares were sold for tax planning purposes. Read SEC document |
| February 19, 2018 Filed Feb 20, 2018 17:54 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | GrantPerformance-based Restricted Share Units · Derivative | 108,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001412100-18-000009 · wf-form4_151916722630021.xml · derivative · entry 3 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,333 Underlying: Common Shares · 108,333 shares Expires not disclosed F3 · derivative.exercise_price: The restricted share units were issued pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant. F4 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control. F4 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control. F5 · derivative.underlying_shares: The reporting person received restricted share units that shall vest based (i) 50% upon the achievement of performance criteria relating to return on equity, underwriting performance, revenue growth and operating expense during the performance period from January 1, 2018 to December 31, 2020, and (ii) 50% upon individual performance as evaluated by the Compensation Committee. The recipient received a target award of 54,167 restricted share units, and 0 to 200% of such target award may vest depending upon the degree to which the performance targets are met. The 108,333 units reported represent 200% of the target award, which is the maximum number of units that may be earned. Read SEC document |
| February 19, 2018 Filed Feb 20, 2018 17:54 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | Exercise / conversionCommon Shares | 19,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001412100-18-000009 · wf-form4_151916722630021.xml · nonDerivative · entry 2 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the vesting of performance based restricted share units granted pursuant to the Plan on February 21, 2015. Read SEC document |
| February 17, 2018 Filed Feb 20, 2018 17:54 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | Exercise / conversionCommon Shares | 5,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001412100-18-000009 · wf-form4_151916722630021.xml · nonDerivative · entry 1 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Ms. Schmitt in February 2015. Read SEC document |
| January 18, 2018 Filed Mar 22, 2018 16:05 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | PurchaseCommon Shares | 149 | $7.56 | $1,126.44 |
DisclosureSEC source: 0001412100-18-000024 · wf-form4_152174909803717.xml · nonDerivative · entry 3 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,248 F2 · shares: This share dividend repurchase was mistakenly not reported at the time of purchase. Read SEC document |
| October 18, 2017 Filed Mar 22, 2018 16:05 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | PurchaseCommon Shares | 135 | $8.35 | $1,127.25 |
DisclosureSEC source: 0001412100-18-000024 · wf-form4_152174909803717.xml · nonDerivative · entry 2 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,099 F2 · shares: This share dividend repurchase was mistakenly not reported at the time of purchase. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 17:30 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | GrantCommon Shares | 10,000 | $6.35 | $63,500.00 |
DisclosureSEC source: 0001412100-17-000080 · wf-form4_150490619707330.xml · nonDerivative · entry 1 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,509 Read SEC document |
| August 17, 2017 Filed Mar 22, 2018 16:05 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | PurchaseCommon Shares | 750 | $7.13 | $5,343.75 |
DisclosureSEC source: 0001412100-18-000024 · wf-form4_152174909803717.xml · nonDerivative · entry 1 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,964 F1 · shares: This transaction was mistakenly not reported at the time of purchase. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 06:07 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | GrantCommon Shares | 24,800 | $7.23 | $179,304.00 |
DisclosureSEC source: 0001412100-17-000071 · wf-form4_150270522045416.xml · nonDerivative · entry 1 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,509 F1 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.31 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: This number corrects a scrivener's error in the Reporting Person's prior filed Form 4. This column now accurately reflects the correct amount of securities beneficially owned following the reported transaction by the Reporting Person. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 16:07 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | Exercise / conversionOptions (right to buy) · Derivative | 28,000 | $0.00 Strike: $4.45 | $0.00 |
DisclosureSEC source: 0001412100-17-000028 · wf-form4_148943565705562.xml · derivative · entry 2 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,200 Underlying: Common Shares · 28,000 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options were granted pursuant to the Amended and Restated 2007 Share Incentive Plan and vested 25% on the one year anniversary of grant, and 6.25% each quarter thereafter. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 16:07 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | Exercise / conversionCommon Shares | 28,000 | $4.45 | $124,600.00 |
DisclosureSEC source: 0001412100-17-000028 · wf-form4_148943565705562.xml · nonDerivative · entry 1 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 16:06 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | GrantPerformance-based Restricted Share Units · Derivative | 46,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001412100-17-000015 · wf-form4_148779756814049.xml · derivative · entry 3 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,568 Underlying: Common Shares · 46,568 shares Expires not disclosed F3 · derivative.exercise_price: The restricted share units were issued pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant. F4 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if teh reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control. F4 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if teh reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control. F5 · derivative.underlying_shares: The reporting person received restricted share units that shall vest based (i) 50% upon the achievement of performance criteria relating to return on equity, underwriting performance, revenue growth and operating expense during the performance period from January 1, 2017 to December 31, 2019, and (ii) 50% upon individual performance as evaluated by the Compensation Committee. The recipient received a target award of 23,284 restricted share units, and 0 to 200% of such target award may vest depending upon the degree to which the performance targets are met. The 46,568 units reported represent 200% of the target award, which is the maximum number of units that may be earned. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 16:06 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | Exercise / conversionCommon Shares | 29,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001412100-17-000015 · wf-form4_148779756814049.xml · nonDerivative · entry 2 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the vesting of performance based restricted share units granted pursuant to the Plan on February 18, 2014 and May 6, 2014. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:06 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | Exercise / conversionCommon Shares | 5,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001412100-17-000015 · wf-form4_148779756814049.xml · nonDerivative · entry 1 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Ms. Schmitt in February 2015. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 16:02 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | SaleCommon Shares | 10,000 | $16.40 | $164,000.00 |
DisclosureSEC source: 0001412100-16-000192 · wf-form4_147924375846007.xml · nonDerivative · entry 2 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,454 F3 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.30 to $16.575 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: These common shares were sold for tax planning purposes. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 16:02 UTC | Maiden Holdings, Ltd. MHLD · Entity 9531 | SaleCommon Shares | 10,000 | $15.57 | $155,700.00 |
DisclosureSEC source: 0001412100-16-000192 · wf-form4_147924375846007.xml · nonDerivative · entry 1 SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,454 F1 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.30 to $15.80 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: These common shares were sold for tax planning purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.