Last 12 months
Inside the activity.
0 purchase rows · 51 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 11 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2019 Filed Mar 14, 2019 20:22 UTC |
Tuller BlimaChief Accounting Officer
|
SaleCommon Stock | 7,500 | $6.87 | $51,525.00 |
DisclosureSEC source: 0001595974-19-000047 · wf-form4_155260933751698.xml · nonDerivative · entry 1 Tuller Blima · CIK 0001412316 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,260 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.87 to $6.89, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) this Form 4. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 22:22 UTC |
Mandal SumantDirector
|
OtherCommon Stock | 508,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-010262 · tv514818_4.xml · nonDerivative · entry 2 Mandal Sumant · CIK 0001603810 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,548,980 F2 · kind: Represents the following distributions on February 25, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,241 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On February 25, 2019, CVM III distributed to its members, including the reporting person, the 1,241 Shares that it received as a distribution on February 25, 2019 from CVP III-A. F3 · kind: These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · price: Represents the following distributions on February 25, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,241 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On February 25, 2019, CVM III distributed to its members, including the reporting person, the 1,241 Shares that it received as a distribution on February 25, 2019 from CVP III-A. F3 · price: These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Represents the following distributions on February 25, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,241 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On February 25, 2019, CVM III distributed to its members, including the reporting person, the 1,241 Shares that it received as a distribution on February 25, 2019 from CVP III-A. F3 · balance_after: These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · ownership.nature: Represents (i) 11,283 Shares directly beneficially owned by CVM III, (ii) 1,510,692 Shares directly beneficially owned by CVP III-A, and (iii) 27,005 Shares directly beneficially owned by CVP III-B (together with CVM III and CVP III-A, the "Funds"). The reporting person is a managing member of CVM III and a member of CVP III-B. F5 · ownership.nature: The reporting person disclaims beneficial ownership of the Shares held by the Funds, except to the extent of his pecuniary interest therein, if any, and the inclusion of these Shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 22:22 UTC |
Mandal SumantDirector
|
OtherCommon Stock | 1,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-010262 · tv514818_4.xml · nonDerivative · entry 1 Mandal Sumant · CIK 0001603810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,988 F1 · kind: Reflects 1,746 shares of Common Stock of the Issuer (the "Shares") received by the reporting person on February 25, 2019 in connection with pro-rata distributions-in-kind of shares for no consideration. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · kind: Represents the following distributions on February 25, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,241 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On February 25, 2019, CVM III distributed to its members, including the reporting person, the 1,241 Shares that it received as a distribution on February 25, 2019 from CVP III-A. F1 · price: Reflects 1,746 shares of Common Stock of the Issuer (the "Shares") received by the reporting person on February 25, 2019 in connection with pro-rata distributions-in-kind of shares for no consideration. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · price: Represents the following distributions on February 25, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,241 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On February 25, 2019, CVM III distributed to its members, including the reporting person, the 1,241 Shares that it received as a distribution on February 25, 2019 from CVP III-A. F1 · balance_after: Reflects 1,746 shares of Common Stock of the Issuer (the "Shares") received by the reporting person on February 25, 2019 in connection with pro-rata distributions-in-kind of shares for no consideration. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 25, 2019 Filed Feb 28, 2019 00:05 UTC |
ADDANTE FRANKDirector
|
SaleCommon Stock | 75,000 | $5.26 | $394,500.00 |
DisclosureSEC source: 0001595974-19-000045 · wf-form4_155131231646863.xml · nonDerivative · entry 1 ADDANTE FRANK · CIK 0001603807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307,866 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.30, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) this Form 4. F3 · balance_after: Reflects cancellation of the 115,833-share Market Stock Award issued on February 17, 2016 for failure to meet performance objectives. Read SEC document |
| February 22, 2019 Filed Feb 23, 2019 00:56 UTC |
BARRETT MICHAEL G.Director · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $5.14 | $0.00 |
DisclosureSEC source: 0001595974-19-000034 · wf-form4_155088337315831.xml · derivative · entry 3 BARRETT MICHAEL G. · CIK 0001100612 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-02-22 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2020 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| February 22, 2019 Filed Feb 23, 2019 00:56 UTC |
BARRETT MICHAEL G.Director · President and CEO
|
GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-19-000034 · wf-form4_155088337315831.xml · nonDerivative · entry 1 BARRETT MICHAEL G. · CIK 0001100612 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804,544 F1 · shares: Represents restricted stock units that vest as follows: 109,375 on May 15, 2020, 43,750 on each November 15 and May 15 thereafter until November 15, 2022, and 21,875 on May 15, 2023. F2 · price: Granted as compensation for services. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:54 UTC |
Prusz Joseph RGlobal Chief Revenue Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 111,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001595974-19-000031 · wf-form4_155088326119799.xml · derivative · entry 2 Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,000 Underlying: Common Stock · 111,000 shares Expires 2029-02-20 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2020 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:54 UTC |
Prusz Joseph RGlobal Chief Revenue Officer
|
GrantCommon Stock | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-19-000031 · wf-form4_155088326119799.xml · nonDerivative · entry 1 Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,059 F1 · shares: Represents restricted stock units that vest as follows: 40,625 on May 15, 2020, 16,250 on each November 15 and May 15 thereafter until November 15, 2022, and 8,125 on May 15, 2023. F2 · price: Granted as compensation for services. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:53 UTC |
Kershaw ThomasChief Technology Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 179,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001595974-19-000030 · wf-form4_155088322413594.xml · derivative · entry 2 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,000 Underlying: Common Stock · 179,000 shares Expires 2029-02-20 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2020 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:53 UTC |
Kershaw ThomasChief Technology Officer
|
GrantCommon Stock | 209,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-19-000030 · wf-form4_155088322413594.xml · nonDerivative · entry 1 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,589 F1 · shares: Represents restricted stock units that vest as follows: 65,312 on May 15, 2020, 26,125 on each November 15 and May 15 thereafter until November 15, 2022, and 13,063 on May 15, 2023. F2 · price: Granted as compensation for services. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:57 UTC |
Tuller BlimaChief Accounting Officer
|
GrantCommon Stock | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-19-000036 · wf-form4_155088344576855.xml · nonDerivative · entry 1 Tuller Blima · CIK 0001412316 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,760 F1 · shares: Represents restricted stock units that vest as follows: 8,437 on May 15, 2020, 3,375 on each November 15 and May 15 thereafter until November 15, 2022, and 1,688 on May 15, 2023. F2 · price: Granted as compensation for services. Read SEC document |
| February 20, 2019 Filed Feb 23, 2019 00:53 UTC |
Day DavidCFO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 161,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001595974-19-000029 · wf-form4_155088318778700.xml · derivative · entry 2 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,000 Underlying: Common Stock · 161,000 shares Expires 2029-02-20 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2020 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| February 20, 2019 Filed Feb 23, 2019 00:53 UTC |
Day DavidCFO
|
GrantCommon Stock | 188,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-19-000029 · wf-form4_155088318778700.xml · nonDerivative · entry 1 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,677 F1 · shares: Represents restricted stock units that vest as follows: 58,750 on May 15, 2020, 23,500 on each November 15 and May 15 thereafter until November 15, 2022, and 11,750 on May 15, 2023. F2 · price: Granted as compensation for services. Read SEC document |
| February 20, 2019 Filed Feb 23, 2019 00:55 UTC |
Filip EveCo-General Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 52,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001595974-19-000033 · wf-form4_155088333842950.xml · derivative · entry 2 Filip Eve · CIK 0001745181 · Co-General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2029-02-20 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2020 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| February 20, 2019 Filed Feb 23, 2019 00:55 UTC |
Filip EveCo-General Counsel
|
GrantCommon Stock | 61,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-19-000033 · wf-form4_155088333842950.xml · nonDerivative · entry 1 Filip Eve · CIK 0001745181 · Co-General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,588 F1 · shares: Represents restricted stock units that vest as follows: 19,062 on May 15, 2020, 7,625 on each November 15 and May 15 thereafter until November 15, 2022, and 3,813 on May 15, 2023. F2 · price: Granted as compensation for services. Read SEC document |
| February 20, 2019 Filed Feb 23, 2019 00:57 UTC |
Soroca Adam LeeHead of Global Buyer Team
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 134,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001595974-19-000035 · wf-form4_155088340849237.xml · derivative · entry 2 Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,000 Underlying: Common Stock · 134,000 shares Expires 2029-02-20 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2020 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| February 20, 2019 Filed Feb 23, 2019 00:57 UTC |
Soroca Adam LeeHead of Global Buyer Team
|
GrantCommon Stock | 157,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-19-000035 · wf-form4_155088340849237.xml · nonDerivative · entry 1 Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,478 F1 · shares: Represents restricted stock units that vest as follows: 49,062 on May 15, 2020, 19,625 on each November 15 and May 15 thereafter until November 15, 2022, and 9,813 on May 15, 2023. F2 · price: Granted as compensation for services. Read SEC document |
| February 20, 2019 Filed Feb 23, 2019 00:55 UTC |
Feldman JonathanCo-General Counsel & Secretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 52,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001595974-19-000032 · wf-form4_155088329995567.xml · derivative · entry 2 Feldman Jonathan · CIK 0001745183 · Co-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 Underlying: Common Stock · 52,000 shares Expires 2029-02-20 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2020 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| February 20, 2019 Filed Feb 23, 2019 00:55 UTC |
Feldman JonathanCo-General Counsel & Secretary
|
GrantCommon Stock | 61,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-19-000032 · wf-form4_155088329995567.xml · nonDerivative · entry 1 Feldman Jonathan · CIK 0001745183 · Co-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,411 F1 · shares: Represents restricted stock units that vest as follows: 19,062 on May 15, 2020, 7,625 on each November 15 and May 15 thereafter until November 15, 2022, and 3,813 on May 15, 2023. F2 · price: Granted as compensation for services. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:25 UTC |
ADDANTE FRANKDirector
|
GrantCommon Stock | 8,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-19-000020 · wf-form4_155070513615148.xml · nonDerivative · entry 2 ADDANTE FRANK · CIK 0001603807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498,699 F3 · kind: On December 28, 2018, the reporting person became a "non-employee director" for purposes of The Rubicon Project, Inc. Non-Employee Director Compensation Program. The grant represents his pro-rata annual award for 2018. F4 · shares: Represents restricted stock units that vest in full on the earliest of (i) May 15, 2019, (ii) the date of the 2019 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer. F5 · price: Granted as compensation for services. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:25 UTC |
ADDANTE FRANKDirector
|
SaleCommon Stock | 12,500 | $4.83 | $60,375.00 |
DisclosureSEC source: 0001595974-19-000020 · wf-form4_155070513615148.xml · nonDerivative · entry 1 ADDANTE FRANK · CIK 0001603807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,490,162 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.92, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) this Form 4. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:09 UTC |
Mandal SumantDirector
|
OtherCommon Stock | 508,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-003596 · tv511821_4.xml · nonDerivative · entry 2 Mandal Sumant · CIK 0001603810 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,057,918 F2 · kind: Represents the following distributions on January 28, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,240 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On January 28, 2019, CVM III distributed to its members, including the reporting person, the 1,240 Shares that it received as a distribution on January 28, 2019 from CVP III-A. F3 · kind: These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · price: Represents the following distributions on January 28, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,240 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On January 28, 2019, CVM III distributed to its members, including the reporting person, the 1,240 Shares that it received as a distribution on January 28, 2019 from CVP III-A. F3 · price: These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Represents the following distributions on January 28, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,240 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On January 28, 2019, CVM III distributed to its members, including the reporting person, the 1,240 Shares that it received as a distribution on January 28, 2019 from CVP III-A. F3 · balance_after: These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · ownership.nature: Represents (i) 11,283 Shares directly beneficially owned by CVM III, (ii) 2,010,692 Shares directly beneficially owned by CVP III-A, and (iii) 35,943 Shares directly beneficially owned by CVP III-B (together with CVM III and CVP III-A, the "Funds"). The reporting person is a managing member of CVM III and a member of CVP III-B. F5 · ownership.nature: The reporting person disclaims beneficial ownership of the Shares held by the Funds, except to the extent of his pecuniary interest therein, if any, and the inclusion of these Shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:09 UTC |
Mandal SumantDirector
|
OtherCommon Stock | 1,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-003596 · tv511821_4.xml · nonDerivative · entry 1 Mandal Sumant · CIK 0001603810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,242 F1 · kind: Reflects 1,746 shares of Common Stock of the Issuer (the "Shares") received by the reporting person on January 28, 2019 in connection with pro-rata distributions-in-kind of shares for no consideration. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · kind: Represents the following distributions on January 28, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,240 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On January 28, 2019, CVM III distributed to its members, including the reporting person, the 1,240 Shares that it received as a distribution on January 28, 2019 from CVP III-A. F1 · price: Reflects 1,746 shares of Common Stock of the Issuer (the "Shares") received by the reporting person on January 28, 2019 in connection with pro-rata distributions-in-kind of shares for no consideration. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · price: Represents the following distributions on January 28, 2019, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,240 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On January 28, 2019, CVM III distributed to its members, including the reporting person, the 1,240 Shares that it received as a distribution on January 28, 2019 from CVP III-A. F1 · balance_after: Reflects 1,746 shares of Common Stock of the Issuer (the "Shares") received by the reporting person on January 28, 2019 in connection with pro-rata distributions-in-kind of shares for no consideration. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 15, 2019 Filed Jan 18, 2019 01:32 UTC |
BARRETT MICHAEL G.Director · President and CEO
|
Tax withholdingCommon Stock | 31,063 | $4.02 | $124,873.26 |
DisclosureSEC source: 0001595974-19-000015 · wf-form4_154777514757415.xml · nonDerivative · entry 1 BARRETT MICHAEL G. · CIK 0001100612 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,454,544 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 20:31 UTC |
Prusz Joseph RGlobal Chief Revenue Officer
|
Tax withholdingCommon Stock | 18,976 | $4.02 | $76,283.52 |
DisclosureSEC source: 0001595974-19-000012 · wf-form4_154777504569374.xml · nonDerivative · entry 1 Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,059 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 20:30 UTC |
Kershaw ThomasChief Technology Officer
|
Tax withholdingCommon Stock | 51,200 | $4.02 | $205,824.00 |
DisclosureSEC source: 0001595974-19-000011 · wf-form4_154777501112583.xml · nonDerivative · entry 1 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,589 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 20:34 UTC |
Tuller BlimaChief Accounting Officer
|
Tax withholdingCommon Stock | 10,220 | $4.02 | $41,084.40 |
DisclosureSEC source: 0001595974-19-000018 · wf-form4_154777524861846.xml · nonDerivative · entry 1 Tuller Blima · CIK 0001412316 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,760 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 15, 2019 Filed Jan 18, 2019 01:31 UTC |
Soroca Adam LeeHead of Global Buyer Team
|
Tax withholdingCommon Stock | 45,813 | $4.02 | $184,168.26 |
DisclosureSEC source: 0001595974-19-000013 · wf-form4_154777507997416.xml · nonDerivative · entry 1 Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,478 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 15, 2019 Filed Jan 18, 2019 01:33 UTC |
Filip EveCo-General Counsel
|
Tax withholdingCommon Stock | 13,970 | $4.02 | $56,159.40 |
DisclosureSEC source: 0001595974-19-000017 · wf-form4_154777521541325.xml · nonDerivative · entry 1 Filip Eve · CIK 0001745181 · Co-General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,588 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 15, 2019 Filed Jan 18, 2019 01:33 UTC |
Feldman JonathanCo-General Counsel & Secretary
|
Tax withholdingCommon Stock | 10,220 | $4.02 | $41,084.40 |
DisclosureSEC source: 0001595974-19-000016 · wf-form4_154777518116930.xml · nonDerivative · entry 1 Feldman Jonathan · CIK 0001745183 · Co-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,411 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 15, 2019 Filed Jan 18, 2019 01:32 UTC |
ADDANTE FRANKDirector
|
SaleCommon Stock | 12,500 | $4.00 | $50,000.00 |
DisclosureSEC source: 0001595974-19-000014 · wf-form4_154777511405291.xml · nonDerivative · entry 1 ADDANTE FRANK · CIK 0001603807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502,662 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.94 to $4.04, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 00:34 UTC |
ADDANTE FRANKDirector
|
SaleCommon Stock | 12,500 | $3.80 | $47,500.00 |
DisclosureSEC source: 0001595974-18-000132 · wf-form4_154517964592744.xml · nonDerivative · entry 1 ADDANTE FRANK · CIK 0001603807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,515,162 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.64 to $3.93, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 03, 2018 Filed Dec 7, 2018 00:30 UTC |
Mandal SumantDirector
|
OtherCommon Stock | 508,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-18-000130 · wf-form4_154414258887486.xml · nonDerivative · entry 2 Mandal Sumant · CIK 0001603810 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,566,856 F2 · kind: Represents the following distributions on December 3, 2018, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,240 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On December 3, 2018, CVM III distributed to its members, including the reporting person, the 1,240 Shares that it received as a distribution on December 3, 2018 from CVP III-A. F3 · kind: These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · price: Represents the following distributions on December 3, 2018, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,240 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On December 3, 2018, CVM III distributed to its members, including the reporting person, the 1,240 Shares that it received as a distribution on December 3, 2018 from CVP III-A. F3 · price: These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Represents the following distributions on December 3, 2018, for no consideration: (i) Clearstone Venture Partners III-A, L.P., a Delaware limited partnership ("CVP III-A"), distributed 500,000 Shares to its partners, including 1,240 Shares to its General Partner, Clearstone Venture Management III, L.L.C., a Delaware limited liability company ("CVM III"), representing each such partners' pro rata interest in the Shares held by CVP III-A, and (ii) Clearstone Venture Partners III-B, L.P., a Delaware multiple series limited liability company ("CVP III-B"), distributed 8,938 Shares to its members, including the reporting person, representing each such members' pro rata interest in the Shares held by CVP III-B. On December 3, 2018, CVM III distributed to its members, including the reporting person, the 1,240 Shares that it received as a distribution on December 3, 2018 from CVP III-A. F3 · balance_after: These distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · ownership.nature: Represents (i) 11,283 Shares directly beneficially owned by CVM III, (ii) 2,510,692 Shares directly beneficially owned by CVP III-A, and (iii) 44,881 Shares directly beneficially owned by CVP III-B (together with CVM III and CVP III-A, the "Funds"). The reporting person is a managing member of CVM III and a member of CVP III-B. F5 · ownership.nature: The reporting person disclaims beneficial ownership of the Shares held by the Funds, except to the extent of his pecuniary interest therein, if any, and the inclusion of these Shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 01:54 UTC |
Day DavidCFO
|
Tax withholdingCommon Stock | 5,742 | $4.62 | $26,528.04 |
DisclosureSEC source: 0001595974-18-000112 · wf-form4_154233326673678.xml · nonDerivative · entry 4 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,677 F4 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares and restricted stock units. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 01:54 UTC |
Day DavidCFO
|
SaleCommon Stock | 24,456 | $4.71 | $115,187.76 |
DisclosureSEC source: 0001595974-18-000112 · wf-form4_154233326673678.xml · nonDerivative · entry 3 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,419 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.74, inclusive. Read SEC document |
| November 15, 2018 Filed Nov 17, 2018 00:36 UTC |
BARRETT MICHAEL G.Director · President and CEO
|
Tax withholdingCommon Stock | 67,281 | $4.62 | $310,838.22 |
DisclosureSEC source: 0001595974-18-000128 · wf-form4_154241495057074.xml · nonDerivative · entry 1 BARRETT MICHAEL G. · CIK 0001100612 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,485,607 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. F2 · balance_after: Includes 1,250 shares acquired under the The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on November 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:22 UTC |
Prusz Joseph RGlobal Chief Revenue Officer
|
Tax withholdingCommon Stock | 3,523 | $4.62 | $16,276.26 |
DisclosureSEC source: 0001595974-18-000116 · wf-form4_154241411928679.xml · nonDerivative · entry 1 Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,035 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:26 UTC |
Kershaw ThomasChief Technology Officer
|
Tax withholdingCommon Stock | 11,648 | $4.62 | $53,813.76 |
DisclosureSEC source: 0001595974-18-000120 · wf-form4_154241437260688.xml · nonDerivative · entry 1 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,789 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:33 UTC |
Tuller BlimaChief Accounting Officer
|
Tax withholdingCommon Stock | 2,579 | $4.62 | $11,914.98 |
DisclosureSEC source: 0001595974-18-000126 · wf-form4_154241478838208.xml · nonDerivative · entry 1 Tuller Blima · CIK 0001412316 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,980 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| November 15, 2018 Filed Nov 17, 2018 00:20 UTC |
ADDANTE FRANKDirector
|
Tax withholdingCommon Stock | 5,083 | $4.62 | $23,483.46 |
DisclosureSEC source: 0001595974-18-000114 · wf-form4_154241400955619.xml · nonDerivative · entry 2 ADDANTE FRANK · CIK 0001603807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527,662 F3 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. Read SEC document |
| November 15, 2018 Filed Nov 17, 2018 00:20 UTC |
ADDANTE FRANKDirector
|
SaleCommon Stock | 87,500 | $4.60 | $402,500.00 |
DisclosureSEC source: 0001595974-18-000114 · wf-form4_154241400955619.xml · nonDerivative · entry 1 ADDANTE FRANK · CIK 0001603807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,745 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to 4.74, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 15, 2018 Filed Nov 17, 2018 00:30 UTC |
Soroca Adam LeeHead of Global Buyer Team
|
Tax withholdingCommon Stock | 4,861 | $4.62 | $22,457.82 |
DisclosureSEC source: 0001595974-18-000124 · wf-form4_154241464183048.xml · nonDerivative · entry 1 Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,291 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| November 15, 2018 Filed Nov 17, 2018 00:28 UTC |
Filip EveCo-General Counsel
|
Tax withholdingCommon Stock | 1,466 | $4.62 | $6,772.92 |
DisclosureSEC source: 0001595974-18-000122 · wf-form4_154241447871682.xml · nonDerivative · entry 1 Filip Eve · CIK 0001745181 · Co-General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,558 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. F2 · balance_after: Includes 1,250 shares acquired under the The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on November 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 17, 2018 00:24 UTC |
Feldman JonathanCo-General Counsel & Secretary
|
Tax withholdingCommon Stock | 1,228 | $4.62 | $5,673.36 |
DisclosureSEC source: 0001595974-18-000118 · wf-form4_154241425933505.xml · nonDerivative · entry 1 Feldman Jonathan · CIK 0001745183 · Co-General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,631 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. F2 · balance_after: Includes 1,250 shares acquired under the The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on November 15, 2018. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 01:54 UTC |
Day DavidCFO
|
SaleCommon Stock | 24,146 | $4.70 | $113,486.20 |
DisclosureSEC source: 0001595974-18-000112 · wf-form4_154233326673678.xml · nonDerivative · entry 2 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,875 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.71, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Read SEC document |
| November 13, 2018 Filed Nov 16, 2018 01:54 UTC |
Day DavidCFO
|
SaleCommon Stock | 5,196 | $4.70 | $24,421.20 |
DisclosureSEC source: 0001595974-18-000112 · wf-form4_154233326673678.xml · nonDerivative · entry 1 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,021 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 19:30 UTC |
Tuller BlimaChief Accounting Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-18-000082 · wf-form4_153454860600185.xml · nonDerivative · entry 1 Tuller Blima · CIK 0001412316 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,559 F1 · shares: Represents restricted stock units that vest as follows: 28,125 on November 15, 2019, 12,500 on May 15, 2020, and 9,375 on November 15, 2020. F2 · price: Granted as compensation for services. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 19:34 UTC |
FRANKENBERG ROBERT JDirector
|
GrantStock Option (right to buy) · Derivative | 9,429 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001595974-18-000084 · wf-form4_153454883371070.xml · derivative · entry 2 FRANKENBERG ROBERT J · CIK 0001183579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,429 Underlying: Common Stock · 9,429 shares Expires 2028-08-15 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: The stock options vest in full on the earliest of (i) May 23, 2019, (ii) the date of the 2019 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 19:34 UTC |
FRANKENBERG ROBERT JDirector
|
GrantCommon Stock | 7,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-18-000084 · wf-form4_153454883371070.xml · nonDerivative · entry 1 FRANKENBERG ROBERT J · CIK 0001183579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,924 F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) May 23, 2019, (ii) the date of the 2019 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer. F2 · price: Granted as compensation for services. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 19:37 UTC |
COLEMAN LEWIS WDirector
|
GrantStock Option (right to buy) · Derivative | 9,429 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001595974-18-000086 · wf-form4_153454900996824.xml · derivative · entry 2 COLEMAN LEWIS W · CIK 0001216504 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,429 Underlying: Common Stock · 9,429 shares Expires 2028-08-15 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: The stock options vest in full on the earliest of (i) May 23, 2019, (ii) the date of the 2019 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.