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Nasdaq · USD

MDXG

MIMEDX GROUP, INC.

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5271
SEC CIK
0001376339
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307

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2020 Filed Nov 5, 2020 21:04 UTC
Carlson Peter MChief Financial Officer
GrantCommon Stock 35,211 $7.23 $254,575.53
Disclosure

SEC source: 0001379320-20-000006 · wf-form4_160461022643688.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,683

F1 · date: Represents vesting upon satisfaction of performance criterion with respect to previously-granted performance based restricted stock units.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:08 UTC
Phelan William LawrenceChief Accounting Officer
GrantCommon Stock 8,474 $7.23 $61,267.02
Disclosure

SEC source: 0001811814-20-000004 · wf-form4_160461036771439.xml · nonDerivative · entry 1

Phelan William Lawrence · CIK 0001811814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,796

F1 · date: Represents vesting upon satisfaction of performance criterion with respect to previously-granted performance based restricted stock units.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 08:46 UTC
Turner Scott MSVP, Operations & Procurement
Tax withholdingCommon Stock 301 $5.91 $1,778.91
Disclosure

SEC source: 0001376339-20-000139 · wf-form4_160388917315375.xml · nonDerivative · entry 1

Turner Scott M · CIK 0001761796 · SVP, Operations & Procurement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,677

F1 · kind: Represents shares withheld to pay applicable withholding taxes upon vesting.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 16:12 UTC GrantCommon Stock 26,236 $6.67 $174,994.12
Disclosure

SEC source: 0001376339-20-000126 · wf-form4_160192873392774.xml · nonDerivative · entry 1

HAWKINS WILLIAM A · CIK 0001106508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,654

F1 · shares: Represents annual restricted stock grant to non-employee directors. Grant is exempt under Rule 16b-3. Award vests after 12 months.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 16:14 UTC
Newton ToddDirector
GrantCommon Stock 26,236 $6.67 $174,994.12
Disclosure

SEC source: 0001376339-20-000128 · wf-form4_160192887818913.xml · nonDerivative · entry 1

Newton Todd · CIK 0001460878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,371

F1 · shares: Represents annual restricted stock grant to non-employee directors. Grant is exempt under Rule 16b-3. Award vests after 12 months.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 16:13 UTC GrantCommon Stock 26,236 $6.67 $174,994.12
Disclosure

SEC source: 0001376339-20-000127 · wf-form4_160192879268245.xml · nonDerivative · entry 1

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 1,431,525

F1 · shares: Represents annual restricted stock grant to non-employee directors. Grant is exempt under Rule 16b-3. Award vests after 12 months.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:15 UTC
YESTON NEILDirector
GrantCommon Stock 26,236 $6.67 $174,994.12
Disclosure

SEC source: 0001376339-20-000129 · wf-form4_160192894139327.xml · nonDerivative · entry 1

YESTON NEIL · CIK 0001558397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,357

F1 · shares: Represents annual restricted stock grant to non-employee directors. Grant is exempt under Rule 16b-3. Award vests after 12 months.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:11 UTC GrantCommon Stock 26,236 $6.67 $174,994.12
Disclosure

SEC source: 0001376339-20-000125 · wf-form4_160192867337295.xml · nonDerivative · entry 1

Evans Charles Robert · CIK 0001292203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,357

F1 · shares: Represents annual restricted stock grant to non-employee directors. Grant is exempt under Rule 16b-3. Award vests after 12 months.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:10 UTC GrantCommon Stock 26,236 $6.67 $174,994.12
Disclosure

SEC source: 0001376339-20-000124 · wf-form4_160192859429819.xml · nonDerivative · entry 1

BIERMAN JAMES L · CIK 0001189534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,371

F1 · shares: Represents annual restricted stock grant to non-employee directors. Grant is exempt under Rule 16b-3. Award vests after 12 months.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:09 UTC GrantCommon Stock 26,236 $6.67 $174,994.12
Disclosure

SEC source: 0001376339-20-000123 · wf-form4_160192852097584.xml · nonDerivative · entry 1

BEHRENS M KATHLEEN · CIK 0001211701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,371

F1 · shares: Represents annual restricted stock grant to non-employee directors. Grant is exempt under Rule 16b-3. Award vests after 12 months.

Read SEC document
September 21, 2020 Filed Sep 24, 2020 16:11 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000107 · wf-form4_160097829975407.xml · nonDerivative · entry 2

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 1,405,289

F1 · shares: This transaction represents a bona fide gift.

Read SEC document
September 21, 2020 Filed Sep 24, 2020 16:11 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000107 · wf-form4_160097829975407.xml · nonDerivative · entry 1

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 1,455,289

F1 · shares: This transaction represents a bona fide gift.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:36 UTC
Stein Robert BenjaminEVP, Research and Development
GrantCommon Stock 81,833 $6.11 $499,999.63
Disclosure

SEC source: 0001376339-20-000095 · wf-form4_159726459429104.xml · nonDerivative · entry 1

Stein Robert Benjamin · CIK 0001597158 · EVP, Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,833

F1 · kind: Represents grant of restricted stock which vests one-third each anniversary.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 16:46 UTC
Turner Scott MSVP, Operations & Procurement
GrantCommon Stock 48,135 $0.00 $0.00
Disclosure

SEC source: 0001761796-20-000002 · wf-form4_159674679065492.xml · nonDerivative · entry 1

Turner Scott M · CIK 0001761796 · SVP, Operations & Procurement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,978

F1 · price: On August 5, 2020, the Company fixed the number of shares subject to previously-awarded restricted units based on the closing stock price on that date ($5.90). Award will be settled in common stock upon vesting. One-third of the award vests upon each anniversary of the original grant date, February 18, 2020. Grant is exempt under rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 16:40 UTC
Newton ToddDirector
GrantCommon Stock 38,135 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000090 · wf-form4_159674638657105.xml · nonDerivative · entry 1

Newton Todd · CIK 0001460878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,135

F1 · security: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

F1 · price: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 16:39 UTC GrantCommon Stock 29,661 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000089 · wf-form4_159674632556459.xml · nonDerivative · entry 1

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 1,505,289

F1 · security: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

F1 · price: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:52 UTC
Carlson Peter MChief Financial Officer
GrantCommon Stock 177,966 $0.00 $0.00
Disclosure

SEC source: 0001379320-20-000004 · wf-form4_159674714591635.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,472

F1 · price: On August 5, 2020, the Company fixed the number of shares subject to previously-awarded restricted units based on the closing stock price on that date ($5.90). Award will be settled in common stock upon vesting. One-third of the award vests upon each anniversary of the original grant date, February 18, 2020. Grant is exempt under rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:50 UTC
Phelan William LawrenceChief Accounting Officer
GrantCommon Stock 59,322 $0.00 $0.00
Disclosure

SEC source: 0001811814-20-000002 · wf-form4_159674703227789.xml · nonDerivative · entry 1

Phelan William Lawrence · CIK 0001811814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,322

F1 · security: On August 5, 2020, the Company fixed the number of shares subject to a previously-awarded restricted stock units based on the closing stock price on that date ($5.90). Award will be settled in common stock upon vesting. One-third of the award vests upon each anniversary of the original grant date, May 1, 2020. Grant is exempt under Rule 16b-3.

F1 · price: On August 5, 2020, the Company fixed the number of shares subject to a previously-awarded restricted stock units based on the closing stock price on that date ($5.90). Award will be settled in common stock upon vesting. One-third of the award vests upon each anniversary of the original grant date, May 1, 2020. Grant is exempt under Rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:49 UTC
WRIGHT TIMOTHY RDirector · Chief Executive Officer
GrantCommon Stock 572,033 $0.00 $0.00
Disclosure

SEC source: 0001288245-20-000002 · wf-form4_159674690960654.xml · nonDerivative · entry 1

WRIGHT TIMOTHY R · CIK 0001288245 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164,260

F1 · price: On August 5, 2020, the Company fixed the number of shares subject to previously-awarded restricted units based on the closing stock price on that date ($5.90). Award will be settled in common stock upon vesting. One-third of the award vests upon each anniversary of the original grant date, February 18, 2020. Grant is exempt under rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:44 UTC
Graves MarkSVP & Chief Compliance Officer
GrantCommon Stock 35,254 $0.00 $0.00
Disclosure

SEC source: 0001803893-20-000004 · wf-form4_159674666977979.xml · nonDerivative · entry 1

Graves Mark · CIK 0001803893 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,989

F1 · price: On August 5, 2020, the Company fixed the number of shares subject to previously-awarded restricted units based on the closing stock price on that date ($5.90). Award will be settled in common stock upon vesting. One-third of the award vests upon each anniversary of the original grant date, February 18, 2020. Grant is exempt under rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:43 UTC
Hulse William Frank IVGeneral Counsel
GrantCommon Stock 120,762 $0.00 $0.00
Disclosure

SEC source: 0001796044-20-000002 · wf-form4_159674658085433.xml · nonDerivative · entry 1

Hulse William Frank IV · CIK 0001796044 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,762

F1 · price: On August 5, 2020, the Company fixed the number of shares subject to previously-awarded restricted units based on the closing stock price on that date ($5.90). Award will be settled in common stock upon vesting. One-third of the award vests upon each anniversary of the original grant date, February 18, 2020. Grant is exempt under rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:41 UTC GrantCommon Stock 29,661 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000091 · wf-form4_159674644485227.xml · nonDerivative · entry 1

DEWBERRY J TERRY · CIK 0001186461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,787

F1 · security: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

F1 · price: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:34 UTC GrantCommon Stock 29,661 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000087 · wf-form4_159674605977755.xml · nonDerivative · entry 1

Evans Charles Robert · CIK 0001292203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,121

F1 · security: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

F1 · price: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:33 UTC GrantCommon Stock 38,135 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000086 · wf-form4_159674597890737.xml · nonDerivative · entry 1

BEHRENS M KATHLEEN · CIK 0001211701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,135

F1 · security: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

F1 · price: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:36 UTC GrantCommon Stock 38,135 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000088 · wf-form4_159674615870125.xml · nonDerivative · entry 1

Barry Richard · CIK 0001562371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares are held in trust

Disclosed balance after: 3,338,135

F1 · security: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

F1 · price: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:32 UTC GrantCommon Stock 38,135 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000085 · wf-form4_159674591264314.xml · nonDerivative · entry 1

BIERMAN JAMES L · CIK 0001189534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,135

F1 · security: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

F1 · price: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:30 UTC
YESTON NEILDirector
GrantCommon Stock 29,661 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000084 · wf-form4_159674581139829.xml · nonDerivative · entry 1

YESTON NEIL · CIK 0001558397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,121

F1 · security: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

F1 · price: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the earlier of one year or the 2019 annual meeting of shareholders, and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 16:24 UTC
Kashyap RohitEVP & Chief Commercial Officer
GrantCommon Stock 173,310 $5.77 $999,998.70
Disclosure

SEC source: 0001435655-20-000002 · wf-form4_159657261965046.xml · nonDerivative · entry 1

Kashyap Rohit · CIK 0001435655 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,310

F1 · kind: Represents grant of restricted stock which vests one-third each anniversary.

Read SEC document
July 21, 2020 Filed Aug 28, 2020 16:42 UTC GrantCommon Stock 13,418 $5.90 $79,166.20
Disclosure

SEC source: 0001376339-20-000099 · wf-form4_159864734311202.xml · nonDerivative · entry 1

HAWKINS WILLIAM A · CIK 0001106508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,418

F1 · shares: On August 5, 2020, based on the closing stock price on that date ($5.90), the Company fixed the number of shares of common stock subject to a previously-granted restricted stock unit award. Award vests upon the first anniversary of the grant date and will be settled in common stock upon vesting. The grant is exempt under Rule 16b-3.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 20:47 UTC
Carlson Peter MChief Financial Officer
GrantCommon Stock 35,211 $5.40 $190,139.40
Disclosure

SEC source: 0001379320-20-000002 · wf-form4_159415483364541.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,506

F1 · shares: Reflects the satisfaction of performance criterion of grant made on December 16, 2019

Read SEC document
July 06, 2020 Filed Mar 10, 2022 21:19 UTC
Phelan William LawrenceChief Accounting Officer
GrantCommon Stock 8,474 $5.40 $45,759.60
Disclosure

SEC source: 0001376339-22-000019 · wf-form4_164694712837864.xml · nonDerivative · entry 1

Phelan William Lawrence · CIK 0001811814 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,628

F1 · shares: Represents vesting upon satisfaction of performance criterion with respect to previously-granted performance vested restricted stock units.

Read SEC document
June 07, 2020 Filed Jun 9, 2020 13:15 UTC
WRIGHT TIMOTHY RDirector · Chief Executive Officer
Tax withholdingCommon Stock 89,591 $3.50 $313,568.50
Disclosure

SEC source: 0001376339-20-000035 · wf-form4_159170849467642.xml · nonDerivative · entry 1

WRIGHT TIMOTHY R · CIK 0001288245 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,227

F1 · kind: This transaction represents the netting of shares to satisfy applicable witholding taxes upon the vesting of previously-granted restricted stock.

Read SEC document
April 26, 2020 Filed Apr 27, 2020 16:32 UTC
Turner Scott MSVP, Operations & Procurement
Tax withholdingCommon Stock 5,067 $3.79 $19,203.93
Disclosure

SEC source: 0001376339-20-000025 · wf-form4_158801950630721.xml · nonDerivative · entry 1

Turner Scott M · CIK 0001761796 · SVP, Operations & Procurement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,843

F1 · kind: This transaction represents the netting of shares to satisfy applicable witholding taxes upon the vesting of previously-granted restricted stock.

Read SEC document
April 26, 2020 Filed Apr 27, 2020 20:30 UTC
Graves MarkSVP & Chief Compliance Officer
Tax withholdingCommon Stock 3,363 $3.79 $12,745.77
Disclosure

SEC source: 0001376339-20-000023 · wf-form4_158801943365959.xml · nonDerivative · entry 1

Graves Mark · CIK 0001803893 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,735

F1 · kind: This transaction represents the netting of shares to satisfy applicable witholding taxes upon the vesting of previously-granted restricted stock.

Read SEC document
February 22, 2020 Filed Feb 24, 2020 16:26 UTC
Turner Scott MSVP, Operations & Procurement
Tax withholdingCommon Stock 1,629 $7.54 $12,282.66
Disclosure

SEC source: 0001376339-20-000004 · wf-form4_158257954460210.xml · nonDerivative · entry 2

Turner Scott M · CIK 0001761796 · SVP, Operations & Procurement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,910

F1 · kind: This transaction represents the netting of shares to satisfy applicable witholding taxes upon the vesting of previously-granted restricted stock.

Read SEC document
February 22, 2020 Filed Feb 24, 2020 16:26 UTC
Turner Scott MSVP, Operations & Procurement
Tax withholdingCommon Stock 3,540 $7.54 $26,691.60
Disclosure

SEC source: 0001376339-20-000004 · wf-form4_158257954460210.xml · nonDerivative · entry 1

Turner Scott M · CIK 0001761796 · SVP, Operations & Procurement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,539

F1 · kind: This transaction represents the netting of shares to satisfy applicable witholding taxes upon the vesting of previously-granted restricted stock.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 14:46 UTC Exercise / conversionStock Option · Derivative 15,000 $1.20 Strike: $1.20 $18,000.00
Disclosure

SEC source: 0001376339-20-000002 · wf-form4_157980879011536.xml · derivative · entry 4

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2020-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 14:46 UTC OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000002 · wf-form4_157980879011536.xml · nonDerivative · entry 3

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 1,475,628

F2 · kind: This transaction is a mere change in form of beneficial ownership.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 14:46 UTC OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001376339-20-000002 · wf-form4_157980879011536.xml · nonDerivative · entry 2

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction is a mere change in form of beneficial ownership.

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January 22, 2020 Filed Jan 23, 2020 14:46 UTC Exercise / conversionCommon Stock 15,000 $1.20 $18,000.00
Disclosure

SEC source: 0001376339-20-000002 · wf-form4_157980879011536.xml · nonDerivative · entry 1

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of a previously-granted stock option.

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December 16, 2019 Filed Dec 18, 2019 16:42 UTC
Carlson Peter MEVP, Finance
GrantCommon Stock 49,295 $7.10 $349,994.50
Disclosure

SEC source: 0001379320-19-000006 · wf-form4_157668732160769.xml · nonDerivative · entry 1

Carlson Peter M · CIK 0001379320 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,295

F1 · kind: Represents grant of restricted stock which vests one-third on each anniversary.

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October 26, 2019 Filed Oct 29, 2019 16:58 UTC
Turner Scott MSVP, Operations & Procurement
Tax withholdingCommon Stock 292 $5.05 $1,474.60
Disclosure

SEC source: 0001376339-19-000039 · wf-form4_157238265846924.xml · nonDerivative · entry 1

Turner Scott M · CIK 0001761796 · SVP, Operations & Procurement

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,079

F1 · kind: This transaction represents the netting of shares to satisfy applicable witholding taxes upon the vesting of previously-granted restricted stock.

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July 26, 2019 Filed Jul 29, 2019 19:45 UTC
Landy MarkEVP & Chief Strategy Officer
Tax withholdingCommon Stock 602 $5.35 $3,217.69
Disclosure

SEC source: 0001376339-19-000032 · wf-form4_156442953386749.xml · nonDerivative · entry 2

Landy Mark · CIK 0001364726 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,925

F1 · kind: This transaction represents the netting of shares to pay applicable withholing upon vesting of previously-granted restricted stock.

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July 25, 2019 Filed Jul 29, 2019 19:45 UTC
Landy MarkEVP & Chief Strategy Officer
Tax withholdingCommon Stock 2,809 $5.15 $14,466.35
Disclosure

SEC source: 0001376339-19-000032 · wf-form4_156442953386749.xml · nonDerivative · entry 1

Landy Mark · CIK 0001364726 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,527

F1 · kind: This transaction represents the netting of shares to pay applicable withholing upon vesting of previously-granted restricted stock.

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July 09, 2019 Filed Nov 1, 2019 16:53 UTC OtherCommon Stock 723,154 $0.00 $0.00
Disclosure

SEC source: 0001376339-19-000041 · wf-form4_157264161818531.xml · nonDerivative · entry 2

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 1,460,628

F1 · kind: Transaction represents a mere change in form of beneficial ownership - transfer of shares from direct holdings to a family trust.

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July 09, 2019 Filed Nov 1, 2019 16:53 UTC OtherCommon Stock 723,154 $0.00 $0.00
Disclosure

SEC source: 0001376339-19-000041 · wf-form4_157264161818531.xml · nonDerivative · entry 1

KOOB CHARLES E · CIK 0001426480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Transaction represents a mere change in form of beneficial ownership - transfer of shares from direct holdings to a family trust.

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June 20, 2019 Filed Jun 21, 2019 19:10 UTC Exercise / conversionStock Option · Derivative 50,000 $0.70 Strike: $0.70 $35,000.00
Disclosure

SEC source: 0001376339-19-000025 · wf-form4_156114421121943.xml · derivative · entry 2

BLESER JOSEPH G · CIK 0001206574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2019-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction represents the exercise of a previously-issued stock option.

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June 20, 2019 Filed Jun 21, 2019 19:10 UTC Exercise / conversionCommon Stock 50,000 $0.70 $35,000.00
Disclosure

SEC source: 0001376339-19-000025 · wf-form4_156114421121943.xml · nonDerivative · entry 1

BLESER JOSEPH G · CIK 0001206574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction represents the exercise of a previously-issued stock option.

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June 07, 2019 Filed Jun 11, 2019 16:38 UTC
Hack BruceDirector
Exercise / conversionStock Option · Derivative 50,000 $0.76 Strike: $0.76 $38,000.00
Disclosure

SEC source: 0001376339-19-000023 · wf-form4_156028490398963.xml · derivative · entry 3

Hack Bruce · CIK 0001478931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2019-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects exercise of previously-granted stock opion.

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June 07, 2019 Filed Jun 11, 2019 16:38 UTC
Hack BruceDirector
Exercise / conversionCommon Stock 50,000 $0.76 $38,000.00
Disclosure

SEC source: 0001376339-19-000023 · wf-form4_156028490398963.xml · nonDerivative · entry 1

Hack Bruce · CIK 0001478931 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 757,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects exercise of previously-granted stock opion.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.