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MCS

MARCUS CORP

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5078
SEC CIK
0000062234
Parsed reports
496

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202613
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2016 Filed Dec 30, 2016 22:36 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-091240 · doc1.xml · nonDerivative · entry 1

HOEKSEMA TIMOTHY E · CIK 0001093035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,911

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:33 UTC GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.55 $0.00
Disclosure

SEC source: 0001140361-16-091238 · doc1.xml · derivative · entry 12

HAASE BRONSON J · CIK 0001183320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-29

F3 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:33 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-091238 · doc1.xml · nonDerivative · entry 1

HAASE BRONSON J · CIK 0001183320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,490

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:31 UTC GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.55 $0.00
Disclosure

SEC source: 0001140361-16-091236 · doc1.xml · derivative · entry 13

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-29

F2 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:31 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-091236 · doc1.xml · nonDerivative · entry 1

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,911

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:21 UTC GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.55 $0.00
Disclosure

SEC source: 0001140361-16-091231 · doc1.xml · derivative · entry 12

ERICSON JAMES D · CIK 0001041960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-29

F2 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:21 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-091231 · doc1.xml · nonDerivative · entry 1

ERICSON JAMES D · CIK 0001041960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,685

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:27 UTC GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.55 $0.00
Disclosure

SEC source: 0001140361-16-091234 · doc1.xml · derivative · entry 6

Gehl Katherine M. · CIK 0001630013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-29

F2 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:27 UTC GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-091234 · doc1.xml · nonDerivative · entry 1

Gehl Katherine M. · CIK 0001630013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,229

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of the grant and 100% after 5th anniversary of the date of the grant or upon death, disability or retirement.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:18 UTC
BAUM DAVID MDirector
GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.55 $0.00
Disclosure

SEC source: 0001140361-16-091228 · doc1.xml · derivative · entry 3

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-29

F2 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 29, 2016 Filed Dec 30, 2016 22:18 UTC
BAUM DAVID MDirector
GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-091228 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,971

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:38 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001254 · doc1.xml · nonDerivative · entry 1

STARK BRIAN JAY · CIK 0001010208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,311

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:37 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001252 · doc1.xml · nonDerivative · entry 1

SELIG ALLAN H · CIK 0001183319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,920

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:36 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001248 · doc1.xml · nonDerivative · entry 1

MILSTEIN PHILIP L · CIK 0001195907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,713

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:36 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001250 · doc1.xml · nonDerivative · entry 1

OLSON BRUCE J · CIK 0001183313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,729

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:34 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001244 · doc1.xml · nonDerivative · entry 1

HOEKSEMA TIMOTHY E · CIK 0001093035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,161

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:35 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001246 · doc1.xml · nonDerivative · entry 1

MCKEITHAN DANIEL F JR · CIK 0001183318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,655

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:33 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001242 · doc1.xml · nonDerivative · entry 1

HAASE BRONSON J · CIK 0001183320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,740

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:33 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001240 · doc1.xml · nonDerivative · entry 1

GERSHOWITZ DIANE M · CIK 0000917705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,161

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:31 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001238 · doc1.xml · nonDerivative · entry 1

Gehl Katherine M. · CIK 0001630013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,479

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:27 UTC Amendment
BAUM DAVID MDirector
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001233 · doc1.xml · nonDerivative · entry 1

BAUM DAVID M · CIK 0001667046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,221

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 29, 2016 Filed Jan 9, 2017 22:30 UTC Amendment GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-001235 · doc1.xml · nonDerivative · entry 1

ERICSON JAMES D · CIK 0001041960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,935

F1 · shares: Restricted stock granted December 29, 2016 vests and becomes exercisable as follows: 50% after 3rd anniversary of the date of grant and 100% after 5th anniversary of the date of grant or upon death, disability or retirement.

F2 · shares: The Form 4 filed on December 30, 2016 reported that the reporting person received 1,250 shares. The reporting person actually received 1,500 shares in this transaction.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 17:55 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $23.37 $0.00
Disclosure

SEC source: 0001140361-16-089208 · doc1.xml · derivative · entry 4

HAASE BRONSON J · CIK 0001183320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 17:55 UTC Tax withholdingCommon Stock 384 $30.50 $11,712.00
Disclosure

SEC source: 0001140361-16-089208 · doc1.xml · nonDerivative · entry 2

HAASE BRONSON J · CIK 0001183320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,240

Read SEC document
December 07, 2016 Filed Dec 9, 2016 17:55 UTC Exercise / conversionCommon Stock 500 $23.37 $11,685.00
Disclosure

SEC source: 0001140361-16-089208 · doc1.xml · nonDerivative · entry 1

HAASE BRONSON J · CIK 0001183320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 138 shares of Common Stock acquired through automatic reinvestment of dividends under the Marcus Corporation Dividend Reinvestment and Associate Stock Purchase Plan as of December 7, 2016.

Read SEC document
December 06, 2016 Filed Dec 7, 2016 17:11 UTC GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088949 · doc1.xml · nonDerivative · entry 3

MILSTEIN PHILIP L · CIK 0001195907 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for PLM Foundation

Disclosed balance after: 0

F1 · ownership.nature: The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for Ms. Abby Black Elbaum, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 17:11 UTC GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088949 · doc1.xml · nonDerivative · entry 2

MILSTEIN PHILIP L · CIK 0001195907 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for PLM Foundation

Disclosed balance after: 15,000

F1 · ownership.nature: The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for Ms. Abby Black Elbaum, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 17:11 UTC GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088949 · doc1.xml · nonDerivative · entry 1

MILSTEIN PHILIP L · CIK 0001195907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,213

Read SEC document
November 28, 2016 Filed Nov 29, 2016 22:20 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
SaleCommon Stock 1,000 $31.00 $31,000.00
Disclosure

SEC source: 0001140361-16-088079 · doc1.xml · nonDerivative · entry 1

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,413

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:28 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionStock Option (right to buy) (granted 7/27/10) · Derivative 5,423 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0001140361-16-087785 · doc1.xml · derivative · entry 8

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,077

Underlying: Common Stock · 5,423 shares

Expires 2020-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:28 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Tax withholdingCommon Stock 2,150 $30.00 $64,500.00
Disclosure

SEC source: 0001140361-16-087785 · doc1.xml · nonDerivative · entry 2

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,413

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:28 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionCommon Stock 5,423 $11.89 $64,479.47
Disclosure

SEC source: 0001140361-16-087785 · doc1.xml · nonDerivative · entry 1

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 18:58 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionStock Option (right to buy) (granted 7/28/09) · Derivative 6,821 $0.00 Strike: $13.34 $0.00
Disclosure

SEC source: 0001140361-16-081219 · doc1.xml · derivative · entry 8

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,179

Underlying: Common Stock · 6,821 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 18:58 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionStock Option (right to buy) (granted 7/29/08) · Derivative 6,488 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001140361-16-081219 · doc1.xml · derivative · entry 7

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,512

Underlying: Common Stock · 6,488 shares

Expires 2018-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 18:58 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionStock Option (right to buy) (granted 8/2/07) · Derivative 5,031 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001140361-16-081219 · doc1.xml · derivative · entry 6

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,969

Underlying: Common Stock · 5,031 shares

Expires 2017-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 18:58 UTC
NEIS DOUGLAS ACFO and Treasurer
Tax withholdingCommon Stock 11,672 $25.26 $294,834.72
Disclosure

SEC source: 0001140361-16-081219 · doc1.xml · nonDerivative · entry 4

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,670

Read SEC document
September 28, 2016 Filed Sep 30, 2016 18:58 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionCommon Stock 6,821 $13.34 $90,992.14
Disclosure

SEC source: 0001140361-16-081219 · doc1.xml · nonDerivative · entry 3

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 18:58 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionCommon Stock 6,488 $15.59 $101,147.92
Disclosure

SEC source: 0001140361-16-081219 · doc1.xml · nonDerivative · entry 2

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 18:58 UTC
NEIS DOUGLAS ACFO and Treasurer
Exercise / conversionCommon Stock 5,031 $20.40 $102,632.40
Disclosure

SEC source: 0001140361-16-081219 · doc1.xml · nonDerivative · entry 1

NEIS DOUGLAS A · CIK 0001183316 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2016 Filed Sep 27, 2016 19:49 UTC SaleCommon Stock 4,000 $24.29 $97,156.00
Disclosure

SEC source: 0001140361-16-080810 · doc1.xml · nonDerivative · entry 1

MILSTEIN PHILIP L · CIK 0001195907 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As trustee for PLM Foundation

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $24.2328 to $24.43. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 22:10 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionStock Option (right to buy) (granted 7/26/11) · Derivative 9,649 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001140361-16-080759 · doc1.xml · derivative · entry 11

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,351

Underlying: Common Stock · 9,649 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 22:10 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionStock Option (right to buy) (granted 7/29/08) · Derivative 6,488 Not disclosed Strike: $15.59 Not disclosed
Disclosure

SEC source: 0001140361-16-080759 · doc1.xml · derivative · entry 8

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,512

Underlying: Common Stock · 6,488 shares

Expires 2018-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

F4 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 22:10 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionStock Option (right to buy) (granted 8/2/07) · Derivative 5,031 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001140361-16-080759 · doc1.xml · derivative · entry 7

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,969

Underlying: Common Stock · 5,031 shares

Expires 2017-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.

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September 22, 2016 Filed Sep 26, 2016 22:10 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Tax withholdingCommon Stock 12,282 $24.45 $300,294.90
Disclosure

SEC source: 0001140361-16-080759 · doc1.xml · nonDerivative · entry 4

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,140

Read SEC document
September 22, 2016 Filed Sep 26, 2016 22:10 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionCommon Stock 9,649 $10.00 $96,490.00
Disclosure

SEC source: 0001140361-16-080759 · doc1.xml · nonDerivative · entry 3

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 22:10 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionCommon Stock 6,488 $15.59 $101,147.92
Disclosure

SEC source: 0001140361-16-080759 · doc1.xml · nonDerivative · entry 2

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 22:10 UTC
KISSINGER THOMAS FSr Exec VP, Gen Counsel & Secy
Exercise / conversionCommon Stock 5,031 $20.40 $102,632.40
Disclosure

SEC source: 0001140361-16-080759 · doc1.xml · nonDerivative · entry 1

KISSINGER THOMAS F · CIK 0001183315 · Sr Exec VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 19:38 UTC GiftCommon Stock 3,885 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-079080 · doc1.xml · nonDerivative · entry 1

STARK BRIAN JAY · CIK 0001010208 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee of Stark Family Trust

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.