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Nasdaq · USD

MCRB

Seres Therapeutics, Inc.

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7191
SEC CIK
0001609809
Parsed reports
301

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2025 Filed Feb 20, 2025 01:05 UTC
von Moltke LisaSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 8,907 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023569 · ownership.xml · derivative · entry 5

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,718

Underlying: Common Stock · 8,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F5 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:05 UTC
von Moltke LisaSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023569 · ownership.xml · derivative · entry 4

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,750

Underlying: Common Stock · 2,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:05 UTC
von Moltke LisaSee Remarks
Exercise / conversionCommon Stock 8,907 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023569 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:05 UTC
von Moltke LisaSee Remarks
Exercise / conversionCommon Stock 2,969 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023569 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:07 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionRestricted Stock Units · Derivative 8,907 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023573 · ownership.xml · derivative · entry 5

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,718

Underlying: Common Stock · 8,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F5 · derivative.expiration_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:07 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionRestricted Stock Units · Derivative 2,657 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023573 · ownership.xml · derivative · entry 4

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 2,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:07 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionCommon Stock 8,907 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023573 · ownership.xml · nonDerivative · entry 2

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:07 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionCommon Stock 2,657 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023573 · ownership.xml · nonDerivative · entry 1

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:11 UTC
Young Teresa L.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023584 · ownership.xml · derivative · entry 5

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,437

Underlying: Common Stock · 7,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F5 · derivative.expiration_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:11 UTC
Young Teresa L.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,657 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023584 · ownership.xml · derivative · entry 4

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 2,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:11 UTC
Young Teresa L.See Remarks
Exercise / conversionCommon Stock 7,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023584 · ownership.xml · nonDerivative · entry 2

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:11 UTC
Young Teresa L.See Remarks
Exercise / conversionCommon Stock 2,657 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023584 · ownership.xml · nonDerivative · entry 1

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:10 UTC
Henn Matthew RSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023580 · ownership.xml · derivative · entry 5

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,437

Underlying: Common Stock · 7,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F5 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:10 UTC
Henn Matthew RSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,813 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023580 · ownership.xml · derivative · entry 4

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 2,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:10 UTC
Henn Matthew RSee Remarks
Exercise / conversionCommon Stock 7,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023580 · ownership.xml · nonDerivative · entry 2

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:10 UTC
Henn Matthew RSee Remarks
Exercise / conversionCommon Stock 2,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023580 · ownership.xml · nonDerivative · entry 1

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:08 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 26,563 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023575 · ownership.xml · derivative · entry 5

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,687

Underlying: Common Stock · 26,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F5 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:08 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023575 · ownership.xml · derivative · entry 4

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 7,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:08 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionCommon Stock 26,563 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023575 · ownership.xml · nonDerivative · entry 2

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 204,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 01:08 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionCommon Stock 7,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-023575 · ownership.xml · nonDerivative · entry 1

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:15 UTC
von Moltke LisaSee Remarks
GrantStock Option (Right to Buy) · Derivative 650,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0000950170-25-017911 · ownership.xml · derivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2035-02-06

F1 · derivative.exercise_date: The option will vest as to 25% of the shares on February 7, 2026. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:15 UTC
DesRosier ThomasChief Legal Officer and EVP
GrantStock Option (Right to Buy) · Derivative 650,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0000950170-25-017910 · ownership.xml · derivative · entry 1

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2035-02-06

F1 · derivative.exercise_date: The option will vest as to 25% of the shares on February 7, 2026. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:15 UTC
Thorell MarellaSee Remarks
GrantStock Option (Right to Buy) · Derivative 650,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0000950170-25-017916 · ownership.xml · derivative · entry 1

Thorell Marella · CIK 0001826323 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2035-02-06

F1 · derivative.exercise_date: The option will vest as to 25% of the shares on February 7, 2026. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:15 UTC
Young Teresa L.See Remarks
GrantStock Option (Right to Buy) · Derivative 650,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0000950170-25-017913 · ownership.xml · derivative · entry 1

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2035-02-06

F1 · derivative.exercise_date: The option will vest as to 25% of the shares on February 7, 2026. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:15 UTC
Henn Matthew RSee Remarks
GrantStock Option (Right to Buy) · Derivative 650,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0000950170-25-017914 · ownership.xml · derivative · entry 1

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2035-02-06

F1 · derivative.exercise_date: The option will vest as to 25% of the shares on February 7, 2026. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:15 UTC
Shaff Eric D.Director · CEO and President
GrantStock Option (Right to Buy) · Derivative 1,950,000 $0.00 Strike: $0.78 $0.00
Disclosure

SEC source: 0000950170-25-017912 · ownership.xml · derivative · entry 1

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,950,000

Underlying: Common Stock · 1,950,000 shares

Expires 2035-02-06

F1 · derivative.exercise_date: The option will vest as to 25% of the shares on February 7, 2026. The remainder of the shares will vest in 12 equal quarterly installments thereafter.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 08:05 UTC GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0000950170-25-015020 · ownership.xml · derivative · entry 1

Woerle Hans-Juergen · CIK 0002046489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2035-02-03

F1 · derivative.exercise_date: The option will vest in four substantially equal installments on each anniversary of February 4, 2025 or in full immediately prior to the occurrence of a change in control.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:20 UTC
von Moltke LisaSee Remarks
SaleCommon Stock 977 $0.54 $528.26
Disclosure

SEC source: 0000950170-24-128626 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,415

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 11, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.5406 to $0.5442, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:21 UTC
DesRosier ThomasChief Legal Officer and EVP
SaleCommon Stock 878 $0.54 $474.73
Disclosure

SEC source: 0000950170-24-128631 · ownership.xml · nonDerivative · entry 2

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,192

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.5406 to $0.5442, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:15 UTC
Young Teresa L.See Remarks
SaleCommon Stock 735 $0.54 $397.64
Disclosure

SEC source: 0000950170-24-128613 · ownership.xml · nonDerivative · entry 2

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,404

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 5, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.5406 to $ 0.5638, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:15 UTC
Shaff Eric D.Director · CEO and President
SaleCommon Stock 2,505 $0.54 $1,354.95
Disclosure

SEC source: 0000950170-24-128609 · ownership.xml · nonDerivative · entry 2

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,389

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.5406 to $ 0.5638, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 18, 2024 Filed Nov 19, 2024 21:15 UTC
Henn Matthew RSee Remarks
SaleCommon Stock 927 $0.54 $501.23
Disclosure

SEC source: 0000950170-24-128611 · ownership.xml · nonDerivative · entry 2

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,770

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on April 13, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.5406 to $0.5449, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 15, 2024 Filed Nov 19, 2024 21:20 UTC
von Moltke LisaSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128626 · ownership.xml · derivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,719

Underlying: Common Stock · 2,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:20 UTC
von Moltke LisaSee Remarks
Exercise / conversionCommon Stock 2,969 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128626 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:21 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionRestricted Stock Units · Derivative 2,656 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128631 · ownership.xml · derivative · entry 3

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,907

Underlying: Common Stock · 2,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:21 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionCommon Stock 2,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128631 · ownership.xml · nonDerivative · entry 1

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:15 UTC
Young Teresa L.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,656 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128613 · ownership.xml · derivative · entry 3

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,907

Underlying: Common Stock · 2,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:15 UTC
Young Teresa L.See Remarks
Exercise / conversionCommon Stock 2,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128613 · ownership.xml · nonDerivative · entry 1

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:15 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 7,812 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128609 · ownership.xml · derivative · entry 3

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,313

Underlying: Common Stock · 7,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:15 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionCommon Stock 7,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128609 · ownership.xml · nonDerivative · entry 1

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:15 UTC
Henn Matthew RSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,812 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-128611 · ownership.xml · derivative · entry 3

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,313

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:15 UTC
Henn Matthew RSee Remarks
Exercise / conversionCommon Stock 2,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-128611 · ownership.xml · nonDerivative · entry 1

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 22:33 UTC
von Moltke LisaSee Remarks
SaleCommon Stock 4,334 $0.69 $2,991.33
Disclosure

SEC source: 0000950170-24-118424 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,423

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on July 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F4 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.69 to $ 0.7011, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 22:26 UTC
DesRosier ThomasChief Legal Officer and EVP
SaleCommon Stock 4,259 $0.69 $2,939.14
Disclosure

SEC source: 0000950170-24-118415 · ownership.xml · nonDerivative · entry 2

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,414

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on May 4, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F4 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.69 to $ 0.6934, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 22:27 UTC
Henn Matthew RSee Remarks
SaleCommon Stock 3,984 $0.69 $2,749.36
Disclosure

SEC source: 0000950170-24-118418 · ownership.xml · nonDerivative · entry 2

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,885

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on April 13, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F4 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.69 to $ 0.69605, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 22:24 UTC
Shaff Eric D.Director · CEO and President
SaleCommon Stock 8,748 $0.69 $6,036.99
Disclosure

SEC source: 0000950170-24-118409 · ownership.xml · nonDerivative · entry 2

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,082

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on April 4, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F4 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.69 to $ 0.69605, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 22:23 UTC
Young Teresa L.See Remarks
SaleCommon Stock 2,983 $0.69 $2,058.57
Disclosure

SEC source: 0000950170-24-118405 · ownership.xml · nonDerivative · entry 2

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,483

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on April 18, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F4 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.69 to $ 0.6934, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:33 UTC
von Moltke LisaSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 13,744 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118424 · ownership.xml · derivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

F1 · derivative.exercise_date: On February 3, 2023, the reporting person was granted an award of 27,489 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,745 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,744 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:33 UTC
von Moltke LisaSee Remarks
Exercise / conversionCommon Stock 13,744 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118424 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 3, 2023, the reporting person was granted an award of 27,489 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,745 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,744 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:26 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionRestricted Stock Units · Derivative 13,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118415 · ownership.xml · derivative · entry 3

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

F1 · derivative.exercise_date: On February 3, 2023, the reporting person was granted an award of 27,001 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,501 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,500 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.