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MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2025 Filed May 15, 2025 20:02 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,341

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 558

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 415 $479.05 $198,805.75
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,421.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,836.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,745.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 15, 2025 Filed May 15, 2025 20:02 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000127 · wk-form4_1747339336.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,611.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 07, 2025 Filed May 8, 2025 20:00 UTC
Heuland Noemie ClemenceSVP & Chief Financial Officer
Tax withholdingCommon Stock 141.569 $466.86 $66,092.90
Disclosure

SEC source: 0001059556-25-000125 · wk-form4_1746734447.xml · nonDerivative · entry 1

Heuland Noemie Clemence · CIK 0001825126 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,262.431

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:06 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,518

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:06 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,475

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:06 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 614

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:06 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 415 $450.71 $187,044.65
Disclosure

SEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,555.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:06 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,970.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:06 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,879.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:06 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000123 · wk-form4_1746216361.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,745.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:33 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,609

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:33 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,609

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:33 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 670

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:33 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 415 $437.80 $181,687.00
Disclosure

SEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,689.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:33 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,104.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:33 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,013.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 20:33 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000109 · wk-form4_1744835573.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,879.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 20:42 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,700

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 20:42 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,743

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 20:42 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 726

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 20:42 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 415 $463.08 $192,178.20
Disclosure

SEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,823.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 20:42 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,238.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 20:42 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,147.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 20:42 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000105 · wk-form4_1743626530.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,013.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 20:40 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 63.99 $468.78 $29,997.23
Disclosure

SEC source: 0001059556-25-000103 · wk-form4_1743626448.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 899.99

Underlying: Common Stock · 63.99 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:40 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 91 $0.00 Strike: $113.34 $0.00
Disclosure

SEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · derivative · entry 8

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,791

Underlying: Common Stock · 91 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:40 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 134 $0.00 Strike: $94.18 $0.00
Disclosure

SEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,877

Underlying: Common Stock · 134 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:40 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 56 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 782

Underlying: Common Stock · 56 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:40 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 134 $444.43 $59,553.62
Disclosure

SEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,957.984

F2 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:40 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 281 $444.43 $124,884.83
Disclosure

SEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,091.984

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:40 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 91 $113.34 $10,313.94
Disclosure

SEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,372.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:40 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 134 $94.18 $12,620.12
Disclosure

SEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,281.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:40 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 56 $80.81 $4,525.36
Disclosure

SEC source: 0001059556-25-000099 · wk-form4_1742330445.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,147.984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2024.

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March 14, 2025 Filed Mar 17, 2025 20:16 UTC GrantDividend Equivalent · Derivative 0.919 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000097 · wk-form4_1742242566.xml · derivative · entry 2

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0.919

Underlying: Common Stock · 0.919 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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March 14, 2025 Filed Mar 17, 2025 20:16 UTC GrantCommon Stock 2.628 $445.10 $1,169.72
Disclosure

SEC source: 0001059556-25-000097 · wk-form4_1742242566.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,864.002

F1 · shares: RSU deferred dividend reinvestment accrual.

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March 14, 2025 Filed Mar 17, 2025 20:14 UTC GrantDividend Equivalent · Derivative 0.919 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000095 · wk-form4_1742242458.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0.919

Underlying: Common Stock · 0.919 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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March 14, 2025 Filed Mar 17, 2025 20:14 UTC GrantCommon Stock 15.787 $445.10 $7,026.79
Disclosure

SEC source: 0001059556-25-000095 · wk-form4_1742242458.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,283.185

F2 · shares: RSU deferred dividend reinvestment accrual.

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March 14, 2025 Filed Mar 17, 2025 20:14 UTC GrantCommon Stock 7 $442.55 $3,097.85
Disclosure

SEC source: 0001059556-25-000095 · wk-form4_1742242458.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,267.398

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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March 14, 2025 Filed Mar 17, 2025 20:13 UTC GrantDividend Equivalent · Derivative 0.919 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000093 · wk-form4_1742242378.xml · derivative · entry 3

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0.919

Underlying: Common Stock · 0.919 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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March 14, 2025 Filed Mar 17, 2025 20:13 UTC GrantCommon Stock 5.596 $445.10 $2,490.78
Disclosure

SEC source: 0001059556-25-000093 · wk-form4_1742242378.xml · nonDerivative · entry 2

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,604.596

F2 · shares: RSU deferred dividend reinvestment accrual.

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March 14, 2025 Filed Mar 17, 2025 20:13 UTC GrantCommon Stock 16 $442.55 $7,080.80
Disclosure

SEC source: 0001059556-25-000093 · wk-form4_1742242378.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,599

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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March 14, 2025 Filed Mar 17, 2025 20:11 UTC
Minaya JoseDirector
GrantDividend Equivalent · Derivative 0.919 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000091 · wk-form4_1742242294.xml · derivative · entry 3

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0.919

Underlying: Common Stock · 0.919 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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March 14, 2025 Filed Mar 17, 2025 20:11 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.713 $446.84 $765.44
Disclosure

SEC source: 0001059556-25-000091 · wk-form4_1742242294.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 836.701

Underlying: Common Stock · 1.713 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

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March 14, 2025 Filed Mar 17, 2025 20:11 UTC
Minaya JoseDirector
GrantCommon Stock 4.1 $445.10 $1,824.91
Disclosure

SEC source: 0001059556-25-000091 · wk-form4_1742242294.xml · nonDerivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,375.909

F1 · shares: RSU deferred dividend reinvestment accrual.

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March 14, 2025 Filed Mar 17, 2025 20:08 UTC
Hill KathrynDirector
GrantCommon Stock 2.716 $445.10 $1,208.89
Disclosure

SEC source: 0001059556-25-000088 · wk-form4_1742242108.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,611.776

F1 · shares: RSU deferred dividend reinvestment accrual.

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March 14, 2025 Filed Mar 17, 2025 20:07 UTC GrantDividend Equivalent · Derivative 1.276 $0.00 $0.00
Disclosure

SEC source: 0001059556-25-000086 · wk-form4_1742242028.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1.276

Underlying: Common Stock · 1.276 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.