Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2023 Filed Oct 20, 2023 16:17 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 26.8091 | $432.70 | $11,600.30 |
DisclosureSEC source: 0001225208-23-009608 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,309.3311 Underlying: Common Shares ("Shares of Beneficial Interest") · 26.8091 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| October 05, 2023 Filed Oct 6, 2023 16:12 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 21.463 | $15.68 | $336.54 |
DisclosureSEC source: 0001225208-23-009377 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,223.3745 Underlying: Common Shares ("Shares of Beneficial Interest") · 21.463 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| October 05, 2023 Filed Oct 6, 2023 16:12 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 27.5956 | $15.68 | $432.70 |
DisclosureSEC source: 0001225208-23-009376 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,282.5219 Underlying: Common Shares ("Shares of Beneficial Interest") · 27.5956 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| October 05, 2023 Filed Oct 6, 2023 16:11 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 36.7933 | $15.68 | $576.92 |
DisclosureSEC source: 0001225208-23-009375 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,830.7428 Underlying: Common Shares ("Shares of Beneficial Interest") · 36.7933 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · shares: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 16:58 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 80.7551 | $15.76 | $1,272.70 |
DisclosureSEC source: 0001225208-23-009011 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,254.9263 Underlying: Common Shares ("Shares of Beneficial Interest") · 80.7551 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 16:57 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 21.3541 | $15.76 | $336.54 |
DisclosureSEC source: 0001225208-23-009010 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,201.9115 Underlying: Common Shares ("Shares of Beneficial Interest") · 21.3541 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 16:57 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 73.1548 | $15.76 | $1,152.92 |
DisclosureSEC source: 0001225208-23-009009 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,793.9494 Underlying: Common Shares ("Shares of Beneficial Interest") · 73.1548 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 15:39 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 37.4137 | $15.42 | $576.92 |
DisclosureSEC source: 0001225208-23-008796 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,720.7946 Underlying: Common Shares ("Shares of Beneficial Interest") · 37.4137 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 15:39 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 21.8249 | $15.42 | $336.54 |
DisclosureSEC source: 0001225208-23-008795 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,180.5574 Underlying: Common Shares ("Shares of Beneficial Interest") · 21.8249 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 15:39 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 28.0609 | $15.42 | $432.70 |
DisclosureSEC source: 0001225208-23-008794 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,174.1712 Underlying: Common Shares ("Shares of Beneficial Interest") · 28.0609 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 16:52 UTC |
NOREEN CLIFFORD MDirector · Chairman of Fund
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 7,360.0316 | $14.55 | $107,088.46 |
DisclosureSEC source: 0001225208-23-008552 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,327.0629 Underlying: Common Shares ("Shares of Beneficial Interest") · 7,360.0316 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 15:31 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 28.9431 | $14.95 | $432.70 |
DisclosureSEC source: 0001225208-23-008454 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,850.7315 Underlying: Common Shares ("Shares of Beneficial Interest") · 28.9431 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 15:31 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 38.5899 | $14.95 | $576.92 |
DisclosureSEC source: 0001225208-23-008453 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,526.3884 Underlying: Common Shares ("Shares of Beneficial Interest") · 38.5899 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 15:31 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 22.511 | $14.95 | $336.54 |
DisclosureSEC source: 0001225208-23-008452 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,108.0239 Underlying: Common Shares ("Shares of Beneficial Interest") · 22.511 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 15:18 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 28.789 | $15.03 | $432.70 |
DisclosureSEC source: 0001225208-23-008199 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,821.7884 Underlying: Common Shares ("Shares of Beneficial Interest") · 28.789 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 15:17 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 38.3845 | $15.03 | $576.92 |
DisclosureSEC source: 0001225208-23-008198 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,487.7984 Underlying: Common Shares ("Shares of Beneficial Interest") · 38.3845 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 15:14 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 22.3912 | $15.03 | $336.54 |
DisclosureSEC source: 0001225208-23-008197 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,085.5128 Underlying: Common Shares ("Shares of Beneficial Interest") · 22.3912 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 15:22 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 28.0974 | $15.40 | $432.70 |
DisclosureSEC source: 0001225208-23-007724 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,792.9993 Underlying: Common Shares ("Shares of Beneficial Interest") · 28.0974 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 15:09 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 37.4623 | $15.40 | $576.92 |
DisclosureSEC source: 0001225208-23-007722 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,449.4139 Underlying: Common Shares ("Shares of Beneficial Interest") · 37.4623 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 15:09 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 21.8532 | $15.40 | $336.54 |
DisclosureSEC source: 0001225208-23-007721 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,063.1216 Underlying: Common Shares ("Shares of Beneficial Interest") · 21.8532 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 14:28 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 37.3411 | $15.45 | $576.92 |
DisclosureSEC source: 0001225208-23-007515 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,774.2365 Underlying: Common Shares ("Shares of Beneficial Interest") · 37.3411 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 14:26 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 21.7825 | $15.45 | $336.54 |
DisclosureSEC source: 0001225208-23-007513 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,041.2684 Underlying: Common Shares ("Shares of Beneficial Interest") · 21.7825 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 14:27 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 37.3411 | $15.45 | $576.92 |
DisclosureSEC source: 0001225208-23-007514 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,411.9515 Underlying: Common Shares ("Shares of Beneficial Interest") · 37.3411 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| July 13, 2023 Filed Jul 28, 2023 15:19 UTC Amendment |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 28.0064 | $15.45 | $432.70 |
DisclosureSEC source: 0001225208-23-007723 · doc4a.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,764.9019 Underlying: Common Shares ("Shares of Beneficial Interest") · 28.0064 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 15:20 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 29.6369 | $14.60 | $432.70 |
DisclosureSEC source: 0001225208-23-007027 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,736.8954 Underlying: Common Shares ("Shares of Beneficial Interest") · 29.6369 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 15:18 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 39.515 | $14.60 | $576.92 |
DisclosureSEC source: 0001225208-23-007026 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,374.6104 Underlying: Common Shares ("Shares of Beneficial Interest") · 39.515 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 15:13 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 23.0506 | $14.60 | $336.54 |
DisclosureSEC source: 0001225208-23-007025 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,019.4858 Underlying: Common Shares ("Shares of Beneficial Interest") · 23.0506 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 15:45 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 28.4296 | $15.22 | $432.70 |
DisclosureSEC source: 0001225208-23-006887 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,707.2584 Underlying: Common Shares ("Shares of Beneficial Interest") · 28.4296 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 15:44 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 37.9053 | $15.22 | $576.92 |
DisclosureSEC source: 0001225208-23-006886 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,335.0954 Underlying: Common Shares ("Shares of Beneficial Interest") · 37.9053 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 15:44 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 22.1116 | $15.22 | $336.54 |
DisclosureSEC source: 0001225208-23-006885 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,996.4352 Underlying: Common Shares ("Shares of Beneficial Interest") · 22.1116 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| June 05, 2023 Filed Jun 5, 2023 20:45 UTC |
GRACE EDWARD P IIITrustee
|
PurchaseCommon Shares ("Shares of Beneficial Interest") | 157 | $13.94 | $2,188.58 |
DisclosureSEC source: 0001225208-23-006560 · doc4.xml · nonDerivative · entry 2 GRACE EDWARD P III · CIK 0000905527 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,157 Read SEC document |
| June 05, 2023 Filed Jun 5, 2023 20:45 UTC |
GRACE EDWARD P IIITrustee
|
PurchaseCommon Shares ("Shares of Beneficial Interest") | 1,000 | $13.95 | $13,950.00 |
DisclosureSEC source: 0001225208-23-006560 · doc4.xml · nonDerivative · entry 1 GRACE EDWARD P III · CIK 0000905527 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,000 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 15:34 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 30.6661 | $14.11 | $432.70 |
DisclosureSEC source: 0001225208-23-006465 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,678.8287 Underlying: Common Shares ("Shares of Beneficial Interest") · 30.6661 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F3 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 15:32 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 40.8873 | $14.11 | $576.92 |
DisclosureSEC source: 0001225208-23-006463 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,297.19 Underlying: Common Shares ("Shares of Beneficial Interest") · 40.8873 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F3 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 13:29 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 23.8511 | $14.11 | $336.54 |
DisclosureSEC source: 0001225208-23-006531 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,974.3235 Underlying: Common Shares ("Shares of Beneficial Interest") · 23.8511 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 15:33 UTC |
NOREEN CLIFFORD MDirector · Chairman of Fund
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 6,743.0753 | $14.20 | $95,751.67 |
DisclosureSEC source: 0001225208-23-006464 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,967.0313 Underlying: Common Shares ("Shares of Beneficial Interest") · 6,743.0753 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 23, 2023 Filed May 25, 2023 12:56 UTC |
SWEENEY SUSAN BTrustee
|
PurchaseCommon Shares ("Shares of Beneficial Interest") | 500 | $14.57 | $7,285.00 |
DisclosureSEC source: 0001225208-23-006211 · doc4.xml · nonDerivative · entry 1 SWEENEY SUSAN B · CIK 0001067907 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,614.118 Read SEC document |
| May 22, 2023 Filed May 22, 2023 16:25 UTC |
GRACE EDWARD P IIITrustee
|
PurchaseCommon Shares ("Shares of Beneficial Interest") | 800 | $14.00 | $11,197.04 |
DisclosureSEC source: 0001225208-23-006142 · doc4.xml · nonDerivative · entry 3 GRACE EDWARD P III · CIK 0000905527 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Read SEC document |
| May 22, 2023 Filed May 22, 2023 16:25 UTC |
GRACE EDWARD P IIITrustee
|
PurchaseCommon Shares ("Shares of Beneficial Interest") | 1,000 | $13.75 | $13,750.00 |
DisclosureSEC source: 0001225208-23-006142 · doc4.xml · nonDerivative · entry 2 GRACE EDWARD P III · CIK 0000905527 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,200 Read SEC document |
| May 22, 2023 Filed May 22, 2023 16:25 UTC |
GRACE EDWARD P IIITrustee
|
PurchaseCommon Shares ("Shares of Beneficial Interest") | 1,000 | $13.79 | $13,794.00 |
DisclosureSEC source: 0001225208-23-006142 · doc4.xml · nonDerivative · entry 1 GRACE EDWARD P III · CIK 0000905527 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,200 Read SEC document |
| May 22, 2023 Filed May 23, 2023 19:12 UTC |
Ginader BarbaraTrustee
|
PurchaseCommon Shares ("Shares of Beneficial Interest") | 500 | $13.97 | $6,985.00 |
DisclosureSEC source: 0001225208-23-006162 · doc4.xml · nonDerivative · entry 1 Ginader Barbara · CIK 0001589941 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,014 Read SEC document |
| May 18, 2023 Filed May 19, 2023 17:30 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 25.2089 | $13.35 | $336.54 |
DisclosureSEC source: 0001225208-23-006095 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,907.4864 Underlying: Common Shares ("Shares of Beneficial Interest") · 25.2089 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 18, 2023 Filed May 19, 2023 17:30 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 32.4119 | $13.35 | $432.70 |
DisclosureSEC source: 0001225208-23-006094 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,465.8344 Underlying: Common Shares ("Shares of Beneficial Interest") · 32.4119 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 18, 2023 Filed May 19, 2023 17:29 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 43.2149 | $13.35 | $576.92 |
DisclosureSEC source: 0001225208-23-006093 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,159.3972 Underlying: Common Shares ("Shares of Beneficial Interest") · 43.2149 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 04, 2023 Filed May 5, 2023 16:55 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 42.6715 | $13.52 | $576.92 |
DisclosureSEC source: 0001225208-23-005446 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,116.1823 Underlying: Common Shares ("Shares of Beneficial Interest") · 42.6715 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 04, 2023 Filed May 5, 2023 16:46 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 32.0044 | $13.52 | $432.70 |
DisclosureSEC source: 0001225208-23-005445 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,433.4224 Underlying: Common Shares ("Shares of Beneficial Interest") · 32.0044 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 04, 2023 Filed May 5, 2023 16:46 UTC |
Emery ChristinaPresident
|
OtherBarings Non-Qualified Thrift Plan · Derivative | 24.892 | $13.52 | $336.54 |
DisclosureSEC source: 0001225208-23-005444 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,882.2774 Underlying: Common Shares ("Shares of Beneficial Interest") · 24.892 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 16:27 UTC |
Merritt SearsAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 41.6248 | $13.86 | $576.92 |
DisclosureSEC source: 0001225208-23-004928 · doc4.xml · derivative · entry 1 Merritt Sears · CIK 0001812204 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,073.5107 Underlying: Common Shares ("Shares of Beneficial Interest") · 41.6248 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 16:27 UTC |
Ward Chicares ElizabethAdviser Board Member
|
OtherMassMutual Non-Qualified Thrift Plan · Derivative | 31.2193 | $13.86 | $432.70 |
DisclosureSEC source: 0001225208-23-004927 · doc4.xml · derivative · entry 1 Ward Chicares Elizabeth · CIK 0001558815 · Adviser Board Member 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,401.4179 Underlying: Common Shares ("Shares of Beneficial Interest") · 31.2193 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 16:27 UTC |
Emery ChristinaPresident
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OtherBarings Non-Qualified Thrift Plan · Derivative | 24.2813 | $13.86 | $336.54 |
DisclosureSEC source: 0001225208-23-004926 · doc4.xml · derivative · entry 1 Emery Christina · CIK 0001521374 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,857.3854 Underlying: Common Shares ("Shares of Beneficial Interest") · 24.2813 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.