Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS CORPORATE INVESTORSMCI · Entity 2765 | Trustee | May 23, 2023 | May 25, 2023 |
| BARINGS PARTICIPATION INVESTORSMPV · Entity 6389 | Trustee | May 23, 2023 | May 25, 2023 |
| Cascade Private Capital FundNONE · Entity 10278 | Director | October 15, 2021 | October 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS CORPORATE INVESTORS
Report date May 23, 2023 · Filed May 25, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares ("Shares of Beneficial Interest")SEC Table I · non-derivative | Direct | 7,614.118 |
Reported balance
After 2023-05-23 transaction · row 1
1 source rowRow 1 · 2023-05-23 · Purchase · Acquired 500 · Balance 7,614.118 |
BARINGS PARTICIPATION INVESTORS
Report date May 23, 2023 · Filed May 25, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial Interest ("Common Shares")SEC Table I · non-derivative | Direct | 4,816.919 |
Reported balance
After 2023-05-23 transaction · row 1
1 source rowRow 1 · 2023-05-23 · Purchase · Acquired 500 · Balance 4,816.919 |
Cascade Private Capital Fund
Report date October 15, 2021 · Filed October 22, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2023 Filed May 25, 2023 12:56 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | PurchaseCommon Shares ("Shares of Beneficial Interest") | 500 | $14.57 | $7,285.00 |
DisclosureSEC source: 0001225208-23-006211 · doc4.xml · nonDerivative · entry 1 SWEENEY SUSAN B · CIK 0001067907 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,614.118 Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:49 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | PurchaseShares of Beneficial Interest ("Common Shares") | 500 | $12.98 | $6,490.00 |
DisclosureSEC source: 0001225208-23-006232 · doc4.xml · nonDerivative · entry 1 SWEENEY SUSAN B · CIK 0001067907 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,816.919 Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 19:19 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | PurchaseCommon Shares ("Shares of Beneficial Interest") | 3,500 | $15.80 | $55,300.00 |
DisclosureSEC source: 0001225208-17-017131 · doc4.xml · nonDerivative · entry 1 SWEENEY SUSAN B · CIK 0001067907 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,980 Read SEC document |
| November 07, 2017 Filed Nov 13, 2017 11:02 UTC Amendment | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | PurchaseCommon Shares ("Shares of Beneficial Interest") | 3,500 | $15.80 | $55,300.00 |
DisclosureSEC source: 0001225208-17-017162 · doc4a.xml · nonDerivative · entry 3 SWEENEY SUSAN B · CIK 0001067907 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,114.118 F2 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 11, 2017 Filed Nov 13, 2017 11:02 UTC Amendment | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | PurchaseCommon Shares ("Shares of Beneficial Interest") | 66.327 | $16.05 | $1,064.28 |
DisclosureSEC source: 0001225208-17-017162 · doc4a.xml · nonDerivative · entry 2 SWEENEY SUSAN B · CIK 0001067907 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,614.118 F1 · kind: Purchased pursuant to a dividend reinvestment plan. Read SEC document |
| May 12, 2017 Filed Nov 13, 2017 11:02 UTC Amendment | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | PurchaseCommon Shares ("Shares of Beneficial Interest") | 67.791 | $15.40 | $1,043.98 |
DisclosureSEC source: 0001225208-17-017162 · doc4a.xml · nonDerivative · entry 1 SWEENEY SUSAN B · CIK 0001067907 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,547.791 F1 · kind: Purchased pursuant to a dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.