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Nasdaq · USD

MCHB

Mechanics Bancorp

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4145
SEC CIK
0001518715
Parsed reports
718

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2023 Filed Jan 5, 2023 01:06 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 541 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000006 · wf-form4_167288074437777.xml · nonDerivative · entry 3

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:06 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Tax withholdingCommon Stock 240 $27.58 $6,619.20
Disclosure

SEC source: 0001518715-23-000006 · wf-form4_167288074437777.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,072

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:06 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 791 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000006 · wf-form4_167288074437777.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
December 09, 2022 Filed Sep 4, 2024 12:16 UTC
MASON MARK KDirector · CEO, President
SaleCommon Stock 1,075 $28.38 $30,508.50
Disclosure

SEC source: 0001518715-24-000162 · wk-form4_1725466589.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Indirect · Courtney Mason, Mr. Mason's spouse

Disclosed balance after: 2,800

F1 · balance_after: These shares are owned by the reporting person's spouse. Mr. Mason disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 11:05 UTC
MASON MARK KDirector · CEO, President
OtherCommon Stock 1,075 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000182 · wf-form4_167060190551868.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,286

F1 · shares: The reported securities relate to a private agreement between the reporting person and his spouse.

Read SEC document
November 23, 2022 Filed Jan 9, 2023 19:08 UTC OtherCommon Stock 9.63 $26.63 $256.45
Disclosure

SEC source: 0001518715-23-000021 · wf-form4_167330926543697.xml · nonDerivative · entry 4

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 742.976

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

Read SEC document
November 23, 2022 Filed Jan 9, 2023 19:08 UTC OtherCommon Stock 10.75 $26.63 $286.27
Disclosure

SEC source: 0001518715-23-000021 · wf-form4_167330926543697.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,582.133

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,944.543 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
November 23, 2022 Filed Apr 7, 2023 11:23 UTC OtherCommon Stock 18.4578 $26.63 $491.53
Disclosure

SEC source: 0001518715-23-000067 · wf-form4_168088100077929.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,152.2178

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
November 22, 2022 Filed Jan 9, 2023 19:08 UTC OtherCommon Stock 38.3 $26.56 $1,017.25
Disclosure

SEC source: 0001518715-23-000021 · wf-form4_167330926543697.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,571.383

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,944.543 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 22:17 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,740 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000181 · wf-form4_166855062755806.xml · derivative · entry 3

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On May 11, 2020, the reporting person was granted 23,220 RSUs, which vest incrementally in equal amounts on November 11, 2020, November 11, 2021, and November 11, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On May 11, 2020, the reporting person was granted 23,220 RSUs, which vest incrementally in equal amounts on November 11, 2020, November 11, 2021, and November 11, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 22:17 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionCommon Stock 7,740 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000181 · wf-form4_166855062755806.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · balance_after: Excludes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

Read SEC document
November 03, 2022 Filed Nov 3, 2022 18:49 UTC PurchaseCommon Stock 500 $23.62 $11,811.00
Disclosure

SEC source: 0001518715-22-000177 · wf-form4_166751575899470.xml · nonDerivative · entry 2

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,668.76

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 18:49 UTC PurchaseCommon Stock 500 $23.52 $11,759.90
Disclosure

SEC source: 0001518715-22-000177 · wf-form4_166751575899470.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,168.76

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.515 to $23.52, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
October 06, 2022 Filed Oct 6, 2022 18:20 UTC GrantCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000155 · wf-form4_166509480713718.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,533.083

F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 06, 2022 Filed Oct 6, 2022 18:21 UTC GrantCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000157 · wf-form4_166509486876923.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,380

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 06, 2022 Filed Oct 6, 2022 18:23 UTC GrantCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000158 · wf-form4_166509495797438.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,825

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 06, 2022 Filed Oct 6, 2022 18:18 UTC GrantCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000153 · wf-form4_166509469839747.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,668.76

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
October 06, 2022 Filed Oct 6, 2022 22:26 UTC GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000160 · wf-form4_166509501192848.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,335

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

Read SEC document
October 06, 2022 Filed Oct 6, 2022 22:23 UTC GrantCommon Stock 763 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000159 · wf-form4_166509498455781.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,152

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 06, 2022 Filed Oct 6, 2022 22:21 UTC GrantCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000156 · wf-form4_166509484175073.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,369

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 06, 2022 Filed Oct 6, 2022 22:20 UTC GrantCommon Stock 434 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000154 · wf-form4_166509475676036.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,353

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
August 24, 2022 Filed Oct 6, 2022 18:20 UTC OtherCommon Stock 7.086 $35.87 $254.17
Disclosure

SEC source: 0001518715-22-000155 · wf-form4_166509480713718.xml · nonDerivative · entry 4

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 733.346

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

Read SEC document
August 24, 2022 Filed Oct 6, 2022 18:20 UTC OtherCommon Stock 7.92 $35.87 $284.09
Disclosure

SEC source: 0001518715-22-000155 · wf-form4_166509480713718.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,739.083

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,906.243 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
August 23, 2022 Filed Oct 6, 2022 18:20 UTC OtherCommon Stock 27.75 $36.30 $1,007.33
Disclosure

SEC source: 0001518715-22-000155 · wf-form4_166509480713718.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,731.163

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,906.243 shares held jointly with Tracy Green, Mr. Green's spouse.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 17:43 UTC GrantCommon Stock 719 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000124 · wf-form4_165731657571586.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,703.413

F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 17:45 UTC GrantCommon Stock 321 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000128 · wf-form4_165731672649319.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,002

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 17:46 UTC GrantCommon Stock 416 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000129 · wf-form4_165731678226601.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,296

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 17:43 UTC GrantCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000125 · wf-form4_165731662393471.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,290.76

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:45 UTC GrantCommon Stock 657 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000127 · wf-form4_165731670093085.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:48 UTC GrantCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000131 · wf-form4_165731688751442.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,322

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:48 UTC GrantCommon Stock 657 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000130 · wf-form4_165731685936426.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 21:44 UTC GrantCommon Stock 372 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000126 · wf-form4_165731665213687.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,919

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
June 16, 2022 Filed Jun 16, 2022 17:53 UTC PurchaseCommon Stock 5,000 $34.15 $170,728.50
Disclosure

SEC source: 0001518715-22-000116 · wf-form4_165541640729627.xml · nonDerivative · entry 3

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 217,000

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.75 to $34.15, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 17:53 UTC PurchaseCommon Stock 5,000 $34.90 $174,500.00
Disclosure

SEC source: 0001518715-22-000116 · wf-form4_165541640729627.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 212,000

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:53 UTC PurchaseCommon Stock 15,000 $35.00 $524,983.50
Disclosure

SEC source: 0001518715-22-000116 · wf-form4_165541640729627.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 207,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.90 to $35.05, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
May 26, 2022 Filed May 26, 2022 23:18 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,807 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000114 · wf-form4_165360711143326.xml · derivative · entry 3

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,807

Underlying: Common Stock · 1,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On May 26, 2020, the reporting person was granted 5,421 RSUs, which vest incrementally in equal amounts on May 26, 2021, May 26, 2022, and May 26, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On May 26, 2020, the reporting person was granted 5,421 RSUs, which vest incrementally in equal amounts on May 26, 2021, May 26, 2022, and May 26, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
May 26, 2022 Filed May 26, 2022 23:18 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000114 · wf-form4_165360711143326.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
May 26, 2022 Filed May 27, 2022 21:54 UTC
Voss DonDirector
Exercise / conversionRestricted Stock Units · Derivative 6,974 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000115 · wf-form4_165368844725890.xml · derivative · entry 4

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: RSUs previously issued under the director compensation policy which vested upon the reporting person's retirement from the Board of Directors, effective May 26, 2022.

F5 · derivative.expiration_date: RSUs previously issued under the director compensation policy which vested upon the reporting person's retirement from the Board of Directors, effective May 26, 2022.

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May 26, 2022 Filed May 27, 2022 21:54 UTC
Voss DonDirector
GrantCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000115 · wf-form4_165368844725890.xml · nonDerivative · entry 2

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,636

F3 · shares: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

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May 26, 2022 Filed May 27, 2022 21:54 UTC
Voss DonDirector
Exercise / conversionCommon Stock 6,974 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000115 · wf-form4_165368844725890.xml · nonDerivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares issued upon vesting of Restricted Stock Units ("RSU") previously issued to the Reporting Person as director compensation. The Reporting Person had elected that these RSUs vest upon his retirement from the Board, which was effective on May 26, 2022.

F2 · price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

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May 25, 2022 Filed Jul 8, 2022 17:43 UTC OtherCommon Stock 6.23 $40.43 $251.88
Disclosure

SEC source: 0001518715-22-000124 · wf-form4_165731657571586.xml · nonDerivative · entry 4

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 726.26

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

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May 25, 2022 Filed Jul 8, 2022 17:43 UTC OtherCommon Stock 6.96 $40.43 $281.39
Disclosure

SEC source: 0001518715-22-000124 · wf-form4_165731657571586.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,984.413

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,878.493 shares held jointly with Tracy Green, Mr. Green's spouse.

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May 24, 2022 Filed May 24, 2022 22:24 UTC
MICHEL JOHNEVP, Chief Financial Officer
PurchaseCommon Stock 3,000 $39.80 $119,400.00
Disclosure

SEC source: 0001518715-22-000111 · wf-form4_165343102831604.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · balance_after: Excludes 1,301 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

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May 24, 2022 Filed May 24, 2022 18:14 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
PurchaseCommon Stock 1,000 $39.25 $39,250.00
Disclosure

SEC source: 0001518715-22-000110 · wf-form4_165341605910239.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeanie van Amen, Mr. van Amen's spouse

Disclosed balance after: 3,000

F1 · balance_after: These shares are owned by the reporting person's spouse. Mr. van Amen disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

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May 24, 2022 Filed Jul 8, 2022 17:43 UTC OtherCommon Stock 25.273 $39.51 $998.54
Disclosure

SEC source: 0001518715-22-000124 · wf-form4_165731657571586.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,977.453

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,878.493 shares held jointly with Tracy Green, Mr. Green's spouse.

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May 16, 2022 Filed May 16, 2022 18:57 UTC PurchaseCommon Stock 7,000 $38.58 $270,060.00
Disclosure

SEC source: 0001518715-22-000108 · wf-form4_165274179993475.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 192,000

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.56 to $38.60, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

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May 13, 2022 Filed May 16, 2022 18:57 UTC PurchaseCommon Stock 20,000 $39.46 $789,200.00
Disclosure

SEC source: 0001518715-22-000108 · wf-form4_165274179993475.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 185,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.20 to $39.63, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

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May 13, 2022 Filed May 16, 2022 21:20 UTC PurchaseCommon Stock 20,000 $39.46 $789,194.00
Disclosure

SEC source: 0001518715-22-000107 · wf-form4_165273561001547.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,528

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.99 to $39.98, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

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May 13, 2022 Filed May 17, 2022 23:42 UTC PurchaseCommon Stock 757 $39.66 $30,022.62
Disclosure

SEC source: 0001518715-22-000109 · wf-form4_165283095229667.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918

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April 07, 2022 Filed Apr 8, 2022 13:25 UTC GrantCommon Stock 530 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000083 · wf-form4_164943870446904.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,952.18

F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.