MCHB

SEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000011 · wf-form4_167288095087769.xml · derivative · entry 5

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Underlying: Common Stock · 387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000011 · wf-form4_167288095087769.xml · derivative · entry 4

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000011 · wf-form4_167288095087769.xml · derivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

Underlying: Common Stock · 2,720 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000011 · wf-form4_167288095087769.xml · nonDerivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000011 · wf-form4_167288095087769.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000014 · wf-form4_167288108851994.xml · derivative · entry 8

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,294

Underlying: Common Stock · 646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,940 RSUs, of which 646 shares vest on January 1, 2023 and 647 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,940 RSUs, of which 646 shares vest on January 1, 2023 and 647 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000014 · wf-form4_167288108851994.xml · derivative · entry 7

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935

Underlying: Common Stock · 935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,805 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,805 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000014 · wf-form4_167288108851994.xml · derivative · entry 6

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,736

Underlying: Common Stock · 3,736 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 3,736 RSUs, of which 1,245 shares vest on each of January 1, 2024 and January 1, 2025, and 1,246 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 3,736 RSUs, of which 1,245 shares vest on each of January 1, 2024 and January 1, 2025, and 1,246 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000014 · wf-form4_167288108851994.xml · nonDerivative · entry 4

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,818

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

SEC source: 0001518715-23-000014 · wf-form4_167288108851994.xml · nonDerivative · entry 3

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000014 · wf-form4_167288108851994.xml · nonDerivative · entry 2

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,368

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

SEC source: 0001518715-23-000014 · wf-form4_167288108851994.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000008 · wf-form4_167288082226004.xml · derivative · entry 8

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,140

Underlying: Common Stock · 2,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 7,710 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000008 · wf-form4_167288082226004.xml · derivative · entry 7

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,865

Underlying: Common Stock · 3,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 11,595 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000008 · wf-form4_167288082226004.xml · derivative · entry 6

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,848

Underlying: Common Stock · 14,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 14,848 RSUs, of which 4,949 shares vest on each of January 1, 2024 and January 1, 2025, and 4,950 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 14,848 RSUs, of which 4,949 shares vest on each of January 1, 2024 and January 1, 2025, and 4,950 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000008 · wf-form4_167288082226004.xml · nonDerivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,852

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

SEC source: 0001518715-23-000008 · wf-form4_167288082226004.xml · nonDerivative · entry 3

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000008 · wf-form4_167288082226004.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,402

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

SEC source: 0001518715-23-000008 · wf-form4_167288082226004.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000013 · wf-form4_167288104629439.xml · derivative · entry 7

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974

Underlying: Common Stock · 487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,461 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,461 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000013 · wf-form4_167288104629439.xml · derivative · entry 6

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711

Underlying: Common Stock · 711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,133 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,133 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000013 · wf-form4_167288104629439.xml · derivative · entry 5

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

Underlying: Common Stock · 2,813 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,813 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,813 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000013 · wf-form4_167288104629439.xml · nonDerivative · entry 4

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,625

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

SEC source: 0001518715-23-000013 · wf-form4_167288104629439.xml · nonDerivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000013 · wf-form4_167288104629439.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,325

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

SEC source: 0001518715-23-000013 · wf-form4_167288104629439.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · derivative · entry 7

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881

Underlying: Common Stock · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · derivative · entry 6

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643

Underlying: Common Stock · 643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · derivative · entry 5

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545

Underlying: Common Stock · 2,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · nonDerivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,637

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · nonDerivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,331

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000009 · wf-form4_167288087300918.xml · derivative · entry 8

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670

Underlying: Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,005 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,005 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000009 · wf-form4_167288087300918.xml · derivative · entry 7

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471

Underlying: Common Stock · 471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,412 RSUs, of which 470 shares vest on January 1, 2022 and 471 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,412 RSUs, of which 470 shares vest on January 1, 2022 and 471 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000009 · wf-form4_167288087300918.xml · derivative · entry 6

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954

Underlying: Common Stock · 1,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 1,954 RSUs, of which 651 shares vest on each of January 1, 2024 and January 1, 2025, and 652 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 1,954 RSUs, of which 651 shares vest on each of January 1, 2024 and January 1, 2025, and 652 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000009 · wf-form4_167288087300918.xml · nonDerivative · entry 4

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,392.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

SEC source: 0001518715-23-000009 · wf-form4_167288087300918.xml · nonDerivative · entry 3

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,494.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000009 · wf-form4_167288087300918.xml · nonDerivative · entry 2

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,159.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

SEC source: 0001518715-23-000009 · wf-form4_167288087300918.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,302.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

SEC source: 0001518715-23-000007 · wf-form4_167288078494335.xml · derivative · entry 6

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765

Underlying: Common Stock · 882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F7 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000007 · wf-form4_167288078494335.xml · derivative · entry 5

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302

Underlying: Common Stock · 1,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 3,905 RSUs, of which 1,301 shares vest on January 1, 2022 and 1,302 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 3,905 RSUs, of which 1,301 shares vest on January 1, 2022 and 1,302 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000007 · wf-form4_167288078494335.xml · derivative · entry 4

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,098

Underlying: Common Stock · 5,098 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 5,098 RSUs, of which 1,699 shares vest on each of January 1, 2024 and January 1, 2025, and 1,700 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 5,098 RSUs, of which 1,699 shares vest on each of January 1, 2024 and January 1, 2025, and 1,700 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000007 · wf-form4_167288078494335.xml · nonDerivative · entry 2

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · balance_after: Excludes 7,740 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

SEC source: 0001518715-23-000007 · wf-form4_167288078494335.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · balance_after: Excludes 7,740 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

SEC source: 0001518715-23-000006 · wf-form4_167288074437777.xml · derivative · entry 8

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common Stock · 541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000006 · wf-form4_167288074437777.xml · derivative · entry 7

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791

Underlying: Common Stock · 791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000006 · wf-form4_167288074437777.xml · derivative · entry 6

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,130

Underlying: Common Stock · 3,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

SEC source: 0001518715-23-000006 · wf-form4_167288074437777.xml · nonDerivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,449

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.